Sony Corporation Of America-Herndon, VAEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Governance, Risk, Privacy, Compliance, Information Security; Bachelor’s degree in an appropriate field, such as Governance, Risk Management, Compliance, Privacy...

Fortune Financial Services, Inc.-Pittsburgh, PAEstimated: $58,000 - $86,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

An effective compliance team (our last FINRA exam had no findings!). Support Fortune's and the Agent Advisors' compliance with rules and regulations, policy and...

Norton Sound Health Corporation-Nome, AKEstimated: $59,000 - $76,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Job Description – Compliance Officer:. Required Skills and Abilities – Compliance Officer:. NSHC is recruiting for a Compliance Officer to join our...

SPC-Houston, TXEstimated: $70,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Officer oversees the Corporate Compliance Program, functioning as an objective body that reviews and evaluates compliance issues/concerns within...

Sony Corporation Of America-Herndon, VAEstimated: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Provide compliance guidance to Sony Group Companies and provide the Chief Information Security Officer (CISO) with transparency into the organization’s...

Blackstone-New York, NYEstimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Legal & Compliance department seeks a mid-level compliance officer primarily to support Blackstone Strategic Partners....

American Express-New York, NYEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintaining strong working partnerships with Compliance Officers, key subject matter experts, and other stakeholders across other risk disciplines....

American Express-Phoenix, AZEstimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintaining strong working partnerships with Compliance Officers, key subject matter experts, and other stakeholders across other risk disciplines....

First Hawaiian Bank-O‘ahu, HIEstimated: $68,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ability to read and understand compliance laws and regulations. Responsible for the broker-dealer books and records, email surveillance, heighten trade reviews...

NorthStar Financial Services Group, LLC-Omaha, NEEstimated: $41,000 - $52,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Contact as needed with Service Provider Chief Compliance Officers regarding regulatory requirements. Reviews and summarizes board compliance reports as prepared...

Saint Louis University-St. Louis, MO $50,000 - $56,000 a year

Provide education on privacy and compliance to end users; Ability to coordinate the efforts within Privacy and Compliance offices....

TJA Partners-New York, NY $90,000 - $100,000 a year

The Compliance Department is comprised of the Chief Compliance Officer and three compliance professionals. This individual will also be responsible for testing...

Fidelity Bank-Fuquay-Varina, NCEstimated: $61,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Monitoring Associate is also responsible for assisting the Compliance Officer in performing and maintaining the Compliance Risk Assessment and...

Christian Broadcasting Network-Virginia Beach, VAEstimated: $58,000 - $78,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct periodic compliance testing. The Christian Broadcasting Network (CBN) is seeking an experienced Legal Compliance Officer (“LCO”) to join its corporate...

Macomb County, MI-Mount Clemens, MI $56,000 - $69,000 a year

Maintains statistical data as required for Friend of the Court compliance with federal and state reporting requirements and performance and policy reviews by...

Santa Clara Cnty Hsg Auth-San Jose, CA $34 - $45 an hour

Housing Compliance Coordinator. The Housing Compliance Coordinator is distinguished from the Program Compliance Analyst in that the latter performs highly...

Janus Henderson-WisconsinEstimated: $58,000 - $79,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Completion of all assigned Compliance training. Additional projects as required by Head of North American Compliance....

Star Branch Search Partners-Austin, TXEstimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Directly engaging with clients to help implement their compliance policies. Together with the Chief Compliance Officer, and other members of leadership, design...

TCF Bank-Plymouth, MNEstimated: $49,000 - $65,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

One year of compliance or investigative experience OR two years of banking or contact center experience. Work with federal, state, and local law enforcement...

BFS Capital-Coral Springs, FLEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Director or Vice President of Compliance. Maintaining effective compliance and risk management programs. As we expand, we will rely on the Director or VP of...

Diamond Law Group-Massapequa Park, NYEstimated: $42,000 - $55,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Correspondence with clients, real estate agents, loan officers, title companies and fellow attorneys. Drafting, preparation, service, and submission of legal...

Cambridge Associates LLC-Boston, MAEstimated: $57,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Transaction Compliance Team is responsible for monitoring all portfolios managed by Cambridge Associates Outsourced Chief Investment Officers (OCIOs) for...

GCM Grosvenor-Chicago, ILEstimated: $59,000 - $86,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Generally assisting the Senior Compliance officers in the annual review.  Assist the Firm and Senior Compliance Officers during any regulatory or mock exam....

Quontic Bank-Carmel, IN

These qualified *Loan Officers*. Must adhere to and have working knowledge of compliance, bank regulatory policies and procedures....

The Alacer group-New York, NY $75 an hour

This role will report to the Chief Compliance Officer. Mortgage compliance testing:. Additionally, compliance testing results are used in the development of the...

TDC Investment Advisory-Maumee, OHEstimated: $63,000 - $94,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This includes scheduling compliance audits and reporting results to the Chief Compliance Officer. | The Compliance Associate assists the Chief Compliance...


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