Sony Corporation Of America-Herndon, VAEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sony’s principal U.S. Governance, Risk, Privacy, Compliance, Information Security; Bachelor’s degree in an appropriate field, such as Governance, Risk...

Confidential - Securities Broker-Dealer-New York, NYEstimated: $65,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL QUALIFICATIONS:. COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL JOB DUTIES:....

Confidential - Securities Broker-Dealer-Boca Raton, FLEstimated: $50,000 - $67,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Seeks a *Series 24 Principal*. Ensure compliance with applicable industry regulation. Financial services broker/dealer with offices throughout the U.S....

Doyle Insurance Company-Danvers, MA $40,000 - $45,000 a year

Provide superior service to our clients by promptly responding to their inquiries and addressing their individual needs on the products and services our agency...

Sony Corporation Of America-Herndon, VAEstimated: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sony’s principal U.S. IT Governance, Risk or Compliance experience a plus. Provide compliance guidance to Sony Group Companies and provide the Chief Information...

USAA-San Antonio, TXEstimated: $84,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Develops action plans for advancing compliance initiatives and for resolving outstanding compliance issues. Expert knowledge of regulatory compliance....

USAA-San Antonio, TXEstimated: $70,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Advanced knowledge of regulatory compliance. Conducts compliance assessments through self assessment program and examinations....

Options for Youth-Victorville, CAEstimated: $38,000 - $52,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Prepares reports for Assistant Principal, Principal, and Director of Instructional Operations per set schedule....

First Hawaiian Bank-O‘ahu, HIEstimated: $68,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

General Securities Principal; Ability to read and understand compliance laws and regulations. Responsible for the broker-dealer books and records, email...

USAA-San Antonio, TXEstimated: $74,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Identifies potential compliance risks and coordinates with appropriate Compliance staff. Advanced knowledge of regulatory compliance....

University of Minnesota-Minneapolis-Saint Paul, MNEstimated: $49,000 - $65,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Facilitates continuing review compliance for IRB annual reviews. And providing education, training and serving as a resource to improve research compliance....

USAA-RemoteEstimated: $83,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Develops action plans for advancing compliance initiatives and for resolving outstanding compliance issues....

USAA-Tampa, FLEstimated: $84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Develops action plans for advancing compliance initiatives and for resolving outstanding compliance issues. Expert knowledge of regulatory compliance....

Fidelity Bank-Fuquay-Varina, NCEstimated: $61,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Monitoring Associate is also responsible for assisting the Compliance Officer in performing and maintaining the Compliance Risk Assessment and...

Community Hospital Corporation-Dallas-Fort Worth, TXEstimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Promoting use of the compliance hotline; Vice President of Ethics and Chief Compliance Officer. Monitors compliance activities of CHC hospitals to remain well...

Fresenius Medical Care-Waltham, MAEstimated: $72,000 - $99,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

PRINCIPAL DUTIES AND RESPONSIBILITIES:. Conducts compliance audits to assess the adequacy of compliance with internal controls, applicable regulations, laws,...

Potawatomi Bingo Casino-Milwaukee, WIEstimated: $27,000 - $35,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Principal Duties and Responsibilities (*Essential Functions). Recommend and implement strategies to maintain regulatory compliance....

T. Rowe Price-Baltimore, MDEstimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Additionally, the position acts as the liaison to Legal & Firm-wide Compliance, auditors, and regulators, to mitigate compliance/risk-related concerns and to...

Volvo Car USA-Charleston, SCEstimated: $72,000 - $95,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Lead, manage and support compliance staff in day-to-day operations. Proven knowledge and experience with customs compliance processes, including duty preference...

Pegasystems-Bethesda, MDEstimated: $150,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The ideal candidate will have advanced knowledge of US and International Government programs and compliance. Reporting to the Government Business Line Leader,...

Charter Schools USA-Orlando, FLEstimated: $66,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensures compliance with Federal, state, and local regulations and policies. Delegates authority to responsible personnel to assume responsibility for the school...

Amegy Bank-Salt Lake City, UTEstimated: $44,000 - $58,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Basic knowledge of banking/financial regulatory compliance, compliance testing, auditing, financial principals and regulatory issues....

Travelport-Atlanta, GAEstimated: $58,000 - $74,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Responsibility for submission of compliance reporting to Principal MSB License Holder. Providing support to the Head of Risk and Compliance and eNett with day...

Tech Packaging, Inc.-Hazleton, PAEstimated: $38,000 - $48,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This job description is not intended to be an exhaustive list of all duties, knowledge, or abilities associated with this classification, but are intended to...

American Mortgage Law Group-Novato, CAEstimated: $67,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Nationally recognized boutique banking and financial services compliance and litigation firm, with its principal office located in the North Bay/Marin County...

Northern Illinois Academy-Aurora, ILEstimated: $61,000 - $88,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Principal Endorsement or Type 75. Principal Endorsement or Type 75 General Administrative Certificate. Three to Five years’ experience as a Principal preferred....


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