Blackstone-New York, NYEstimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Legal & Compliance department seeks a mid-level compliance officer primarily to support Blackstone Strategic Partners....

LVW Advisors-Pittsford, NYEstimated: $65,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Actively participate in the firm’s compliance and efficiency. Leveraging a client centric model, LVW serves as a Chief Investment Officer for its clients,...

Fortune Financial Services, Inc.-Pittsburgh, PAEstimated: $58,000 - $86,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

An effective compliance team (our last FINRA exam had no findings!). Where you have direct access to senior management and your ideas and suggestions are...

SPC-Houston, TXEstimated: $70,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Officer oversees the Corporate Compliance Program, functioning as an objective body that reviews and evaluates compliance issues/concerns within...

BMO Financial Group-New York, NYEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance perspective to senior management. The Chief Compliance Officer, Capital Markets oversees the preparation and delivery of compliance reporting to U.S....

Capital One-McLean, VAEstimated: $98,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Manager – Corporate Functions Compliance. In addition, the Compliance Advisor Senior Manager performs unique processes to support a Federated Compliance...

Microsoft-Redmond, WAEstimated: $92,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manage NExT Healthcare compliance program for regulated. Work closely and collaboratively with internal compliance and....

Freddie Mac-McLean, VAEstimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance BPM (Business & Project Management) team supports the Chief Compliance Officer and Compliance Division by providing reporting, business...

Arthrex-Naples, FLEstimated: $85,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance Officer, North America and collaborates across all functions. The Compliance Operations Lead reports to the Sr....

Capital One-McLean, VAEstimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Manager, Compliance Advisory – US Card. Active involvement with compliance testing and third party compliance....

Deloitte-Chicago, ILEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Works with organization senior management, security, and corporate compliance officer to establish governance for the GDPR program....

Waukegan Community Unit District 60-Waukegan, ILEstimated: $60,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance in accordance with Federal and State regulations. Provide day-to-day legal advice to district administrators, school administrators and school staff...

MAP Health Management-Austin, TXEstimated: $62,000 - $81,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Coordinate with Senior Information Security Officer and Compliance Officer to update employee security and HIPAA training program, as necessary....

MUFG-San Francisco, CAEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assist the Chief Compliance Officer with HCM’s compliance program. Reporting to the Chief Compliance Officer, this position is responsible for the development...

RJ Obrien and Assoc.-Chicago, ILEstimated: $96,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer (CCO). Experience in dealing with senior compliance and regulatory staff at the various exchanges and regulatory agencies....

BNY Mellon-Lake Mary, FLEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

To ensure compliance with laws, rules and regulations. Compliance efforts for the Company as they relate to complex regulatory and....

State of Arizona-Phoenix, AZ $33,000 - $44,000 a year

Senior Compliance Officer. The Division of Disabilities (DDD) is seeking highly motivated individual to join our teas as a Senior Compliance Officer....

RI Department of Administration-Providence, RI $46,000 - $53,000 a year

Assists the Commission in enforcement of and compliance with Rhode Island antidiscrimination laws and related federal laws. General Statement of Duties:....

The State of Rhode Island-Providence, RI $46,000 - $53,000 a year

Assists the Commission in enforcement of and compliance with Rhode Island antidiscrimination laws and related federal laws. General Statement of Duties:....

Natixis-New York, NYEstimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Coordinate compliance efforts across various compliance groups to support internal business clients. The Compliance Officer will be responsible for various...

Western Union-Pleasant Hill, CAEstimated: $75,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Right now, we are seeking a Senior Compliance Officer based in San Francisco, California. Compliance Officer, you will be involved in providing AML Compliance...

Morgan Stanley-New York, NYEstimated: $82,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Legal and Compliance Department. The Projects Officer will have the opportunity to work closely with senior management of the Division and gain an insight into...

Voya Financial-New York, NYEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Review client guidelines and corresponding account coding in the portfolio compliance system. Report all errors and exceptions to the VP of Compliance and CCO....

QTC Management Inc. - A Leidos Co.-Diamond Bar, CAEstimated: $57,000 - $76,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

With HIPAA Compliance Requirements:. Experience with HIPAA Compliance requirements (preferred). Previous Law Enforcement or Military Special Security Officer:....

COR Clearing LLC-Omaha, NEEstimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer*. The Chief Compliance Officer (CCO) will report to the Chief Legal Officer. The CCO develops and implements compliance policies,...

Telos Capital Funds-Ankeny, IAEstimated: $65,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Responsible for final coordination and compliance for closing and funding of transactions. You will be responsible for managing and implementing a variety of...


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