Amazon.com - New York, NY

Management responsibility for global customer-facing Financial Services Compliance Specialists and all customer-facing compliance programs....

Fortune Financial Services, Inc. - Pittsburgh, PA

Support Fortune's and the Agent Advisors' compliance with rules and regulations, policy and procedures. Our Agent Advisors have many different methods of...

Estimated: $58,000 - $86,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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LVW Advisors - Pittsford, NY

LVW Advisors (LVW) is an independent Registered Investment Advisor based in Rochester (Pittsford), New York. Actively participate in the firm’s compliance and...

Estimated: $65,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Heckmann Financial - Middleton, WI

Serve as an integral part of the relationship team for firm clients, working with the Senior Lead Advisor. Maintain knowledge of and apply compliance standards....

Estimated: $57,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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7d

USAA - San Antonio, TX

We are currently seeking talented Senior Compliance Advisor, San Antonio, TX, Phoenix, AZ office location or remote....

Estimated: $70,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Booz Allen Hamilton - Arlington, VA

Governance Risk and Compliance Analyst, Senior. Act as strategic, Segregation of Duties (SoD) risk advisor to the Department of the Navy (DON) Financial Systems...

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Cohen And Steers - New York, NY

Assist other members of the Compliance Department in other aspects of compliance such as portfolio surveillance....

Estimated: $84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

9d

Capital One - McLean, VA

Manager - Compliance Advisor. Active involvement with compliance testing and third party compliance. While working within the Compliance Management Program...

Estimated: $92,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

BFS Capital - Coral Springs, FL

Draft, revise, implement and update all written supervisory procedures (WSPs), compliance manuals, policies and procedures, and ensuring compliance with same by...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

5d

International Center for Not-for-Profit Law (ICNL) - Washington, DC

Legal Advisor - Africa. The Legal Advisor will be based in ICNL’s office in Washington, D.C. The Legal Advisor must be legally eligible to work in the United...

Estimated: $68,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AIG - Houston, TX

Maintain Compliance Policies and Procedures for Transfer Agent. Provide Compliance support for regulatory inquiries and exams impacting VRSCO....

Estimated: $73,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Brown Brothers Harriman - New York, NY

The Compliance Manager is responsible for compliance aspects of the US Markets products (FX and Securities Lending) within the Compliance Division and serves as...

Estimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

USAA - San Antonio, TX

Identifies potential compliance risks and coordinates with appropriate Compliance staff. Purpose of Job We are currently seeking talented Senior Compliance...

Estimated: $74,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Alerus Financial - East Lansing, MI

Routinely to ensure compliance. Review annual compliance testing and other year end compliance work completed by plan administrative staff....

Estimated: $63,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Advisor Group - Phoenix, AZ

Advisor Group Careers. Advisor Group is currently looking to hire a Senior Branch Examiner within the Compliance Department....

Estimated: $54,000 - $67,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

9d

Silicon Valley Bank - San Francisco, CA

The Investment Compliance Manager will primarily be responsible for ensuring compliance with SEC regulations for a Registered Investment Advisor FINRA...

Estimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

New York Life Insurance Co - New York, NY

Maintain Form ADV Part2 (including Eagle’s Firm and Wrap Fee Brochures, over 1,000 Form ADV Part 2Bs-for each Advisor, training for the Field, and annual...

Estimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

BAE Systems - San Diego, CA

Ship Repair Compliance Manager:. Develops Compliance function’s budgets, schedules, and performance standards....

Estimated: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Vanguard - Malvern, PA

To manage compliance staff, develop and maintain departmental compliance processes, support departmental projects, build relationships with business and...

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

JP Morgan Chase - Columbus, OH

Sits within the Employee Compliance group within JPMC’s Global Compliance. Of the registered broker-dealer and investment advisor....

Estimated: $61,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Natixis - New York, NY

Coordinate compliance efforts across various compliance groups to support internal business clients. The US Compliance position reports to the Head of Advisory...

Estimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

3d

Blue Cross Blue Shield of Michigan - Detroit, MI

Provides leadership, mentors, trains and oversees work of Compliance Analysts, Senior Compliance Analysts, and Corporate Compliance Specialists....

Estimated: $84,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

8d

RealtyMogul.com - Los Angeles, CA

Assist the Sr. Director with day-to-day compliance administration including but not limited to, operational compliance, onboarding registered persons, updating...

Estimated: $59,000 - $88,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Wells Financial Advisors, Inc. - Framingham, MA

Wells Financial Advisors, Inc. Assist with compliance work and documentation. Gather client data and investment information for advisors....

Estimated: $42,000 - $57,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Gradient Advisors, LLC - Arden Hills, MN

Process communications to advisors and/or clients from compliance. Collect/Review monthly/quarterly advisor reports and escalate to senior management as needed....

Estimated: $54,000 - $75,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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7d

Mortgage Broker - Chicago, IL

(4) managing compliance staff. In particular, the Chief Compliance Officer will be an advisor and resource for company’s leadership, sales and operations teams,...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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5d