Capital One - McLean, VA

Manager - Compliance Advisor. Active involvement with compliance testing and third party compliance. While working within the Compliance Management Program...

Estimated: $92,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Fortune Financial Services, Inc. - Pittsburgh, PA

Support Fortune's and the Agent Advisors' compliance with rules and regulations, policy and procedures. Our Agent Advisors have many different methods of...

Estimated: $58,000 - $86,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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9d

Heckmann Financial - Middleton, WI

Serve as an integral part of the relationship team for firm clients, working with the Senior Lead Advisor. Maintain knowledge of and apply compliance standards....

Estimated: $57,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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8d

Mortgage Broker - Chicago, IL

(4) managing compliance staff. In particular, the Chief Compliance Officer will be an advisor and resource for company’s leadership, sales and operations teams,...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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6d

USAA - San Antonio, TX

Identifies potential compliance risks and coordinates with appropriate Compliance staff. Purpose of Job We are currently seeking talented Senior Compliance...

Estimated: $74,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AIG - Houston, TX

Maintain Compliance Policies and Procedures for Transfer Agent. Provide Compliance support for regulatory inquiries and exams impacting VRSCO....

Estimated: $73,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Advisor Group - Phoenix, AZ

Advisor Group Careers. Advisor Group is currently looking to hire a Senior Branch Examiner within the Compliance Department....

Estimated: $54,000 - $67,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

10d

Blackstone - New York, NY

Working with Blackstone compliance regarding firm wide compliance issues and projects; The Legal & Compliance department seeks a mid-level compliance officer...

Estimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Amazon.com - New York, NY

Management responsibility for global customer-facing Financial Services Compliance Specialists and all customer-facing compliance programs....

USAA - Tampa, FL

Develops action plans for advancing compliance initiatives and for resolving outstanding compliance issues. Expert knowledge of regulatory compliance....

Estimated: $84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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USAA - San Antonio, TX

Certified Regulatory Compliance Manager (CRCM) or Compliance & Ethics Professional (CCEP) designations. We are currently seeking talented Compliance Advisor...

Estimated: $83,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Brown Brothers Harriman - New York, NY

The Compliance Manager is responsible for compliance aspects of the US Markets products (FX and Securities Lending) within the Compliance Division and serves as...

Estimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Booz Allen Hamilton - Arlington, VA

Governance Risk and Compliance Analyst, Senior. Act as strategic, Segregation of Duties (SoD) risk advisor to the Department of the Navy (DON) Financial Systems...

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Capital One - McLean, VA

In addition, the Compliance Advisor Senior Manager performs unique processes to support a Federated Compliance Management Program (CMP) model....

Estimated: $98,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Silicon Valley Bank - San Francisco, CA

The Investment Compliance Manager will primarily be responsible for ensuring compliance with SEC regulations for a Registered Investment Advisor FINRA...

Estimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

New York Life Insurance Co - New York, NY

Maintain Form ADV Part2 (including Eagle’s Firm and Wrap Fee Brochures, over 1,000 Form ADV Part 2Bs-for each Advisor, training for the Field, and annual...

Estimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

BAE Systems - San Diego, CA

Ship Repair Compliance Manager:. Develops Compliance function’s budgets, schedules, and performance standards....

Estimated: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Vanguard - Malvern, PA

To manage compliance staff, develop and maintain departmental compliance processes, support departmental projects, build relationships with business and...

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

USAA - San Antonio, TX

We are currently seeking talented Senior Compliance Advisor, San Antonio, TX, Phoenix, AZ office location or remote....

Estimated: $70,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

PNC Financial Services Group - Pittsburgh, PA

Reviews compliance reports. Coordinates compliance monitoring program. AUDIT AND COMPLIANCE FUNCTION - Extensive Experience....

Estimated: $64,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

PNC Financial Services Group - Downers Grove, IL

Reviews compliance reports. Coordinates compliance monitoring program. AUDIT AND COMPLIANCE FUNCTION - Extensive Experience....

Estimated: $63,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

PNC Financial Services Group - Brecksville, OH

Reviews compliance reports. Coordinates compliance monitoring program. AUDIT AND COMPLIANCE FUNCTION - Extensive Experience....

Estimated: $62,000 - $79,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

PNC Financial Services Group - Miamisburg, OH

Reviews compliance reports. Coordinates compliance monitoring program. AUDIT AND COMPLIANCE FUNCTION - Extensive Experience....

Estimated: $61,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Gradient Advisors, LLC - Arden Hills, MN

Process communications to advisors and/or clients from compliance. Collect/Review monthly/quarterly advisor reports and escalate to senior management as needed....

Estimated: $54,000 - $75,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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8d

Parsonex Securities - Englewood, CO

This is a great fit for someone with a results-oriented approach to resolving various compliance issues and achieving multiple compliance objectives....

Estimated: $54,000 - $73,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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COR Clearing LLC - Omaha, NE

Chief Compliance Officer*. The CCO develops and implements compliance policies, manages the day-to-day compliance activities, works closely with Senior...

Estimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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