Chipotle Mexican Grill-Denver, COEstimated: $90,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Head of Ethics and Compliance (17031003) Description The Head of Ethics and Compliance will lead compliance initiatives required to ensure that Chipotle...

COR Clearing LLC-Omaha, NEEstimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer*. The CCO develops and implements compliance policies, manages the day-to-day compliance activities, works closely with Senior...

Gradient Investments, LLC-Arden Hills, MNEstimated: $73,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

GI is an SEC Registered Investment Advisor. Gradient Investments, LLC “GI” is seeking a Sr. Existing assets and advisors will be assigned to you....

Gradient Advisors-Arden Hills, MNEstimated: $56,000 - $75,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Process communications to advisors and/or clients from Compliance. Collect/Review monthly/quarterly advisor reports and escalate to senior management as needed....

Amazon.com-New York, NY

Management responsibility for global customer-facing Financial Services Compliance Specialists and all customer-facing compliance programs....

LifePro-San Diego, CAEstimated: $71,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The person in this role will act as a compliance liaison with our valued advisors and help those advisors implement the required regulatory and compliance...

RAYMOND JAMES FINANCIAL-Saint Petersburg, FLEstimated: $69,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Coordinate across compliance, operations,. Skills in securities and/or banking industry compliance obtained through....

Blue Cross Blue Shield of Michigan-Detroit, MIEstimated: $87,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Provides leadership, mentors, trains and oversees work of Compliance Analysts, Senior Compliance Analysts, and Corporate Compliance Specialists....

Philips-Home BasedEstimated: $87,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Delivering training on key compliance topics. Developing and assessing compliance programs, constructing, monitoring and auditing programs, managing internal...

PNC Financial Services Group-Pittsburgh, PAEstimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reviews compliance reports. Advising business partners on compliance requirements, assessing the effectiveness of procedures/controls from a compliance...

PNC Financial Services Group-Brecksville, OHEstimated: $91,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reviews compliance reports. Advising business partners on compliance requirements, assessing the effectiveness of procedures/controls from a compliance...

PNC Financial Services Group-Kalamazoo, MIEstimated: $90,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reviews compliance reports. Advising business partners on compliance requirements, assessing the effectiveness of procedures/controls from a compliance...

PNC Financial Services Group-Downers Grove, ILEstimated: $99,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reviews compliance reports. Advising business partners on compliance requirements, assessing the effectiveness of procedures/controls from a compliance...

Invexer Technology Inc.-New York, NYEstimated: $64,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assist the department head and the Special Compliance Advisor in their compliance responsibilities. BSA/AML/OFAC Compliance Program;...

AF Group-Southfield, MIEstimated: $79,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance Advisor RESPONSIBILITIES/TASKS:. Provides leadership, mentors, trains and oversees work of Compliance Analysts, Senior Compliance Analysts, and...

Leidos-Herndon, VAEstimated: $70,000 - $94,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Forensic Accountant/ Advisor performs forensic audits and reviews accounting transactions for fraud, waste, and abuse of funds....

Natixis-New York, NYEstimated: $85,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assist the Head of Compliance in achieving the mission and objectives of the Compliance Department. CIB Head of Compliance and other senior managers;...

RAYMOND JAMES FINANCIAL-Saint Petersburg, FLEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

May interact with Senior Compliance Leadership, Compliance Managers and associates, Supervision & Supervision management....

RAYMOND JAMES FINANCIAL-Saint Petersburg, FLEstimated: $90,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Researches compliance issues. Coordinates compliance functions, guides compliance efforts, and act as a liaison between functional areas....

RAYMOND JAMES FINANCIAL-Saint Petersburg, FLEstimated: $88,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Researches compliance issues. Coordinates compliance functions, guides compliance efforts, and act as a liaison between functional areas....

Bill & Melinda Gates Foundation-Seattle, WAEstimated: $59,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Excellent organization skills and attention to detail, deadlines and policy compliance. Serve as expert advisor to Program Officers (POs) and business team on...

Cetera Financial Group-Des Moines, IAEstimated: $45,000 - $61,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance or supervision:. Compliance Analyst, Cetera Financial Group. 1+ years of Supervision or Compliance experience....

Compliance Consultants-New York, NYEstimated: $65,000 - $94,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Outsourced Chief Compliance Officers (CCOs), Compliance Consulting Services, Oversight and Monitoring Services and Compliance Technology Solutions....

Cetera Financial Group-Des Moines, IAEstimated: $45,000 - $61,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance or supervision:. Compliance Analyst, Cetera Financial Group. 1+ years of Supervision or Compliance experience....

Parsonex Securities-Englewood, CO $55,000 - $60,000 a year

This role requires an experienced compliance professional with a results-oriented approach to resolving various compliance issues and achieving multiple...

Independent Financial Group-San Diego, CAEstimated: $74,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Collaborate with other internal departments to resolve advisor inquiries. Foster working relationships with advisors built on trust and respect....


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