Legg Mason - New York, NY

Conduct compliance training. Work closely with Sr. Develop compliance reporting and metrics. Legg Mason is seeking a mid-level Compliance Professional to join...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

L.A. Care Health Plan - Los Angeles, CA

The Advisor ensures that L.A. Although the Advisor's primary responsibility is providing support and leadership for regulatory audits and governance reports to...

Estimated: $67,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Natixis - New York, NY

Natixis is looking for an experienced Compliance Officer to join the Compliance Advisory team to provide compliance advice and services primarily with respect...

Estimated: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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PNC Financial Services Group - Pittsburgh, PA

The Compliance Program Advisor advises on establishing requirements for enterprise-wide compliance programs, including related training, and performs enterprise...

Estimated: $68,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Envestnet Asset Management, Inc - Chicago, IL

Senior Compliance Officer – Insurance Focused. We are looking for a seasoned Compliance Officer to help us scale our Compliance organization....

Estimated: $120,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RAYMOND JAMES FINANCIAL - Saint Petersburg, FL

Sr. Raymond James Compliance- Financial Advisor Private Client Group (PCG) Compliance. Researches compliance issues....

Estimated: $73,000 - $93,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Commerce Bank - Kansas City, MO

23197 Compliance Advisor II (Open). Works semi-independently under the direct supervision of the Senior Compliance Manager....

Estimated: $68,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RAYMOND JAMES FINANCIAL - Saint Petersburg, FL

Reports compliance program status and activities to Compliance Management. Researches compliance issues. Coordinating complex compliance activities....

Estimated: $72,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

KeyBank - Brooklyn, OH

Review and assist in issue escalation and resolution process with OSJ (Sales) Managers, Financial Advisors and field support....

Estimated: $75,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Johns Hopkins University - Baltimore, MD

Confirm degree compliance. Academic advisors, working with faculty advisors, help students achieve academic success....

$51,000 - $70,000 a year

Compass Corporate - Charlotte, NC

The Case Advisor is also responsible for effective case management of workplace accommodations requests (ADA Interactive process) by ensuring compliance of the...

Estimated: $56,000 - $78,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

USAA - San Antonio, TX

We are currently seeking talented Senior Compliance Advisor for our San Antonio, TX office location or remote....

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Cohen And Steers - New York, NY

Assist other members of the Compliance Department in other aspects of compliance such as portfolio surveillance....

Estimated: $84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manulife - Boston, MA

Legal & Compliance. Act as a day-to-day compliance resource and answer compliance questions regarding advertising and associated market conduct concerns....

Estimated: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RAYMOND JAMES FINANCIAL - Saint Petersburg, FL

Researches compliance issues. Advises Senior Compliance Management on issues that involve possible rule violations and potential liability....

Estimated: $59,000 - $79,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RAYMOND JAMES FINANCIAL - Saint Petersburg, FL

Researching compliance issues. Coordinating complex compliance activities. Establishes strong relationships with senior management....

Estimated: $60,000 - $81,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RAYMOND JAMES FINANCIAL - Saint Petersburg, FL

Researches compliance issues. Advises Senior Compliance Management on issues that involve possible rule violations and potential liability....

Estimated: $62,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RAYMOND JAMES FINANCIAL - United States

Researches compliance issues. Advises Senior Compliance Management on issues that involve possible rule violations and potential liability....

Estimated: $64,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RAYMOND JAMES FINANCIAL - Saint Petersburg, FL

Researches compliance issues. Advises Senior Compliance Management on issues that involve possible rule violations and potential liability....

Estimated: $59,000 - $81,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

John Hancock - Boston, MA

Senior Compliance Analyst-1803134. Legal & Compliance. Act as a day-to-day compliance resource and answer compliance questions regarding advertising and...

Estimated: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manulife Financial - Boston, MA

Act as a day-to-day compliance resource and answer compliance questions regarding advertising and associated market conduct concerns....

Estimated: $91,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT

Interactive Brokers LLC is looking for a Senior Compliance Analyst, to fill a position which requires familiarity with SEC, FINRA, CFTC and NFA rules and...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Principal Financial Group - Des Moines, IA

Advise senior management of any gaps or deficiencies in compliance program and work together to address them....

Estimated: $65,000 - $88,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Alerus Financial - Fargo, ND

Senior Wealth Management Associates at Alerus are required to deliver comprehensive services for our clients while collaborating with Relationship Managers and...

Estimated: $42,000 - $57,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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TrustArc - San Francisco, CA

You thrive in start-up environments by becoming a trusted advisor to companies you are selling to. TrustArc simplifies privacy compliance and risk management...

Estimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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ESL Federal Credit Union - Rochester, NY

The role of a Sr. Fiduciary Officer is a non-management role that combines lead trust advisor relationship management with fiduciary practice leadership while...

Estimated: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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