Vistra-New JerseyEstimated: $57,000 - $78,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Advise local compliance officers on day to day compliance, CDD/AML queries; Assist in producing and administering compliance surveys / ad hoc testing (or...

8 days ago

Reynders McVeigh Capital Management, LLC-Boston, MAEstimated: $63,000 - $84,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manager will work with the Chief Compliance Officer on RMCM’s overall compliance program, ensuring that it properly addresses current regulatory rules and that...

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COR Clearing LLC-Omaha, NEEstimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer*. The Chief Compliance Officer (CCO) will report to the Chief Legal Officer. Oversight of various compliance duties....

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Rimrock Capital Management, LLC-Irvine, CAEstimated: $59,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The position reports directly to Rimrock’s General Counsel and Chief Compliance Officer and the Compliance Analyst will work closely with other team members....

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BNP Paribas-San Ramon, CAEstimated: $64,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Independently manages assigned testing protocols, and develops risk-based testing activities under Compliance Testing Manager, and/or Head of Independent...

1 day ago

BNP Paribas-San Ramon, CAEstimated: $73,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance Tester and/or Compliance Testing Manager guidance. 5 years BSA/AML operations, BSA/AML investigations, internal audit, or compliance testing....

Bank of the West-Phoenix, AZEstimated: $73,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Independently manages assigned testing and monitoring protocols, and develops risk-based testing activities under Compliance Testing Manager, and/or Head of...

Scotiabank-New York, NYEstimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements....

Scotiabank-New York, NYEstimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements....

JP Morgan Chase-Columbus, OHEstimated: $52,000 - $66,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Build strong working relationships with Quality Control Team, Compliance, Audit, KYC Officers and business segments....

13 days ago

Bayview Asset Management-Coral Gables, FLEstimated: $66,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Associate/Analyst reports to the Chief Compliance Officer and performs various aspects of the investment adviser compliance program, including:....

8 days ago

Citi-Tampa, FLEstimated: $59,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance and Control. Guide and oversee testing reviews on all aspects of Sanctions and AB&C, pursuant to Compliance Testing’s annual plans and coverage model...

Bank of America-Charlotte, NC

The Compliance Specialist assists the Compliance officer team in activities to contribute to the independent compliance oversight of Front Line Unit ("FLU") and...

Morgan Stanley-Baltimore, MDEstimated: $82,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Operations Testing Officer will report to the Compliance Assessments Group (CAG) lead and will support the planning and execution of the Operations Testing...

9 days ago

BMO Financial Group-Chicago, ILEstimated: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Control Testing (50%). Monthly RCM Testing Dashboard. The Anti-Money Laundering Control Testing Team Lead (“Team Lead”) is responsible for the execution of the...

Eagle Ray Inc-Springfield, VAEstimated: $64,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

DoD, or Civilian equivalent, AT level II Officer certification. Documentation to meet compliance with agency Records Management requirements include:....

6 days ago

Citi-Tampa, FLEstimated: $65,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance and Control. Guide and oversee testing reviews on all aspects of KYC , pursuant to Compliance Testing’s annual plans and coverage model....

MUFG-Los Angeles, CAEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance Testing Officer, Vice President-10017544-WD. Reporting to the manager of the Wealth Markets and Global Trust Compliance Testing Group, the Compliance...

2 days ago

BMO Financial Group-Chicago, ILEstimated: $57,000 - $78,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Partner closely with the monitoring and testing team in ensuring compliance risk assessments integrates with monitoring and testing activities....

2 days ago

Nevada Gamig Control Board-Las Vegas, NV$48,000 - $74,000 a year

Ensures regulatory compliance by gaming licensees; NV Peace Officers Standard and Training (P.O.S.T.). Submittals from applicants who are active duty (or were...

Shepherd Center-Atlanta, GAEstimated: $70,000 - $95,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Auditor will report to the Chief Compliance Officer. As the administrative arm of compliance, assists the Chief Compliance Officer to manage an...

Philips-Nashville, TNEstimated: $52,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This role is an entry level position into Quality Compliance in Medical Devices. To ensure fairness and legal compliance in our recruitment processes, only...

2 days ago

J&A Consulting LLC-New York, NY$45,000 - $55,000 a year

CHIEF COMPLIANCE OFFICER. This position provides support to the AVP Compliance Officer and the Chief Compliance Officer. COMPLIANCE REPORTS TO:....

PSCU-Saint Petersburg, FLEstimated: $42,000 - $58,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Partner with the Enterprise Risk Office (ERO), Ethics and Compliance Officers conducting sensitive and high visibility employee investigations....

7 days ago, Sponsored

Confidential Global European Bank-New York, NYEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Perform periodic Compliance testing/surveillance and ensure successful and timely completion of the Compliance program....

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Inspection Experts, Inc.-Fort Dix, NJEstimated: $48,000 - $67,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Be knowledgeable regarding compliance with the Chief Financial Officers Act (CFOA). And (4) compliance with regulations such as those relating to proximity to...

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