Finance Analyst

TD Bank - New York, NY (30+ days ago)3.9

Support 3 U.S. Registered Broker Dealers in Following:
  • Legal & Financial Reporting
  • Month end close process, including account reconciliations, account/variance analysis, P&L review, journal entries & trial balance control (both IFRS and U.S GAAP)
  • Financial statement preparation on monthly basis, including explanation of significant variances, spread analyses, etc.
  • Head Office and IHC reporting
  • Monitoring activity in intercompany transfer pricing
  • Prepare and review equity and fixed income IBK fees and loan syndication activity
Job Requirements • Regulatory Reporting – assist with:
  • Daily 15c3-1 capital computation
  • Weekly 15c3-3 customer protection lockup calculation
  • Other SEC report filings
  • Monthly FOCUS reports
  • Haircuts
  • Capital Deductions
  • Reports to Federal Reserve as Primary Dealer
  • Identify, propose and implement process improvements
  • Ad hoc queries of all shapes and sizes
Qualifications • Accounting degree, preferably CPA

  • FINRA Series 99 license required – can be obtained within 6 months of starting
  • 3-5 years of experience, preferably in broker dealer environment
  • Highly proficient in Excel a must. Capable in Access or Tableau a plus
  • Independent thinker and problem solver
  • Self Starter – Detail Oriented