Compliance Officer (Cross Border Monitoring & Testing)

Credit Suisse - Raleigh, NC3.9

Full-timeEstimated: $82,000 - $120,000 a year
EducationSkills
Compliance Officer (Cross Border Monitoring & Testing) # 121137
United States-NC-Raleigh | Full-time | Corporate Functions | Job ID 121137
Credit Suisse is a leading global wealth manager with strong investment banking and asset management capabilities. Founded in 1856, Credit Suisse has expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, we are set for growth. We partner across businesses, divisions and regions to create innovative solutions to meet the needs of our clients—and to help our employees grow. It is a high priority for us to continually invest in our employees by providing ongoing opportunities for training, networking and mobility. Join us and let's shape the future of Credit Suisse together.

We Offer

We offer the interesting and challenging opportunity to join the International Cross Border Compliance group. Holding this role you will be responsible for:

You will be executing regional CB M&T Plan and reporting and escalating issues resulting from the CB M&T activities to Business / CCRO management and other business partners;
Producing related CB MI;
You will be executing face to face CB trainings to Business; and
You will be providing CB related advice in close collaboration with the cross border team members, divisional Compliance officers and / or CB Legal where relevant; and
You will be providing proposals on how to further develop / adapt the CB program to meet regulatory requirements / expectations with a key focus on CB M&T activities.

Credit Suisse maintains a Working Flexibility Policy, subject to the terms as set forth in the Credit Suisse United States Employment Handbook.

You Offer

You hold a Bachelor’s degree required, JD / MBA preferable but not necessary.
Your minimum of 8-10 years of experience in financial services is required.
Do you have a minimum of 5 years of compliance, regulatory, or audit experience with particular emphasis in monitoring, surveillance and/or testing of Investment Banking, Private Banking and / or Asset Management activities?
Do you have the ability to build and maintain positive working relationships with peers, management, project team, and key business partners?
Do you have exceptional written and verbal communication skills?
You are self-motivated and shown ability to work with little direct supervision.
You demonstrated capacity for hard work.
Takes positive approach to challenges.
Demonstrated analytical skills.
You are detail-oriented; solution-oriented and well-organized.
Ability to exercise good judgment and knows to escalate appropriately.
Excellent team-player who regularly engages in knowledge share.
Data management expertise; experienced user of MS Office toolset, especially Power Point and Excel, etc.