Capital Markets Middle Office Analyst 4

Wells Fargo - New York, NY

Job Description
At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you’ll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wholesale Banking provides financial solutions to businesses across the United States and globally. Our four major business lines include Corporate & Investment Banking, Commercial Banking, Commercial Real Estate, and Wells Fargo Commercial Capital. We also have groups in credit risk, group risk, finance, marketing, human relations, and the Wholesale Chief Operating Office that support our businesses.

This position will provide operational support to both the Institutional and Retail Equity Syndicate desks, as well as the Special Equities Desk.

Key responsibilities include:
Creation of syndicate offerings on both Institutional and Retail syndicate platforms
Process syndicate trades, as well as retail trade corrections and cover Retail Financial Advisors syndicate trade errors
Reconcile and balance all trading accounts
Help reconcile institutional orders on joint book deals
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents

Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Required Qualifications

5+ years of capital markets industry experience

Desired Qualifications

Extensive knowledge and understanding of loan, securities, and derivative products
Intermediate Microsoft Office skills
Excellent verbal, written, and interpersonal communication skills
Effective organizational, multi tasking, and prioritizing skills
Ability to work in a fast-paced deadline driven environment
A BS/BA degree or higher
Ability to work effectively, as well as independently, in a team environment
Ability to work in a fast paced deadline driven environment
Excellent verbal, written, and interpersonal communication skills

Other Desired Qualifications
5+ years equity operations experience.
Full understanding of the following internal systems is required: BETA, Phase 3, Brass, Wisdom
Ability to maintain strong relationships with the following groups to ensure that the daily functions are completed in an accurate & timely manner: Front Office (Sales & Trading), Middle Office, (Trading Floor Support), Syndicate Operations, Finance, Clearance, Settlements, Products Support, Client Support, Legal & Compliance

Job Expectations

Ability to travel up to 10% of the time

Street Address
NY-New York: 375 Park Ave - New York, NY


All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.