Securities Operations and Trading FUTU, Inc. – Palo Alto, CA

FUTU, Inc. - Palo Alto, CA


Job Description

FUTU, Inc. is looking for experience securities trading staff who have worked on a trade desk. The ideal candidate is highly self-motivated, professional and capable of managing their workloads and prioritizing tasks of others in a fast-paced environment. This position will be located at our headquarters in Palo Alto, CA.

What you'll work on:

  • Reviewing securities activities for different investment products, including foreign securities, stock options
  • Reviewing client’s trading activities
  • Monitoring risk controls and control margin risk utilizing risk tools
  • Handling daily operations involving back office of a securities broker/dealer
  • Responsible for account opening, on-boarding, trading support and customer service call support
  • Reviewing new account documents for AML compliance and performing additional research if needed
  • Maintain high level knowledge of Futu processes and system platforms as they relate to Equities Trading and other areas that interact with trading
  • Comply with regulatory requirements, adapt to new regulatory changes. Have a thorough understanding of internal and external audits, actively review procedures, identify areas of risk, and ensure proper controls are followed.

Qualifications Preferred:

  • FINRA Series 7, 63 license
  • Bachelor's Degree
  • Knowledge of US equity market and trading rules are required
  • Bi-lingual with Chinese and English
  • Proven ability to excel in a fast-paced environment
  • Demonstrate problem solving and decision making.

Futu Inc is a 24-hour trading platform. Futu needs experienced trading staff for night shift.

Job Type: Full-time

Salary: $60,000.00 to $80,000.00 /year


  • relevant: 1 year (Preferred)


  • Bachelor's (Preferred)