Internal Audit, Corporate, Compliance Legal & Services, AML, Vice President, NY

Goldman Sachs - New York, NY4.0

Full-timeEstimated: $160,000 - $220,000 a year
Skills
MORE ABOUT THIS JOB
INTERNAL AUDIT

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

RESPONSIBILITIES AND QUALIFICATIONS
RESPONSIBILITIES AND QUALIFICATIONS

General Responsibilities:
Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
Execute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
Identify risks, assess mitigating controls, and make recommendations on improving the control environment
Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
Follow-up on open audit issues and their resolution
Participate in department-wide initiatives aimed at continually improving IA's processes and supporting infrastructure
Coverage responsibilities include the firm’s Federation functions including central compliance functions, Human Capital Management, vendor management, governance and legal processes
Co-head of Compliance and Legal Audit - Corporate Team Specific Skills and Experience:

Internal audit, compliance or quality assurance testing experience
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks and corporate legal functions
Strong understanding of compliance program components, risk and control processes
Maintain depth of expertise on regulatory requirements and expectations in relation to compliance and legal functions
Lead the IA Compliance and Legal multi-year coverage strategy and manage resource alignment to ensure effective audit coverage
Experience on managing a global team

General Skills and Experience:
Team-oriented with a strong sense of ownership and accountability
Strong leadership, interpersonal, and relationship management skills
Strong verbal and written communication skills
Solid analytical skills
In-depth technical knowledge of relevant product areas
Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
Approximately 15-18 years of experience in a public accounting, consulting, internal audit and/or regulatory agency examiner role within the financial services industry or a related control function
4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus
ABOUT GOLDMAN SACHS
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

© The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.