Associate, Internal Controls

Santander Bank - Miami, FL3.7

Associate, Internal Controls-1804754

Santander SBNA/SHUSA is looking for individuals with over 4 years of experience working specifically in the financial industry to complete SOX compliance testing for their 2nd line of defense team. This is to provide oversight on the IT controls as it relates to SOX compliance, which includes IAM & PAM, Computer Operations, IT Governance and SDLC & Change Management. Our GRC system will be Archer to track and document testing along with other tools to complete the SOX 404 Certification. The individual for the Control Officer II, should be have CISA or CPA. It is a great opportunity for someone to come in and help grow the team as well as grow their career.


The Internal Controls Officer II shall be responsible for auditing information technology controls related to the production SEC Filings and other regulatory reporting reports. Individual will be key member of the team to complete SOX 404 Certification for SBNA/SHUSA evaluating Technology Controls. The individual will also be asked to determine and recommend improvements in current risk management controls and implementation of system changes or upgrades.


Participate as a key member of the Internal Controls team in audit projects
Determines an adequate scope for the reviews, in conjunction with department leadership
Along with department leadership will determine the testing approach.
Conducts audit testing of the areas, documenting the processes reviewed, summarizing and communicating audit results to management
Assesses and evaluates the adequacy of internal controls, governance framework, and compliance with established policies and procedures
Assists in the development of recommendations to close identified control gaps
Assists in the preparation of the recommendations and report documents
Performs a follow-up review of prior audit issues, determining if appropriate corrective actions have been taken to address previously issued recommendations
Presents accurate and formal executive reports with audit conclusions

At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We encourage everyone to apply.


Bachelor’s degree in Finance/Accounting and Related Fields including Technology
Six (6) to eight (8) years of progressive experience in a public accounting or financial services firm in an organization that is under strong regulatory oversight and scrutiny required
Understanding of the Sarbanes Oxley Act and COSO framework, including identifying and evaluating key risks; developing and conducting audit testing; documenting work performed; and presenting findings identified
Strong understanding and knowledge of UNIX/LINUX, Windows, and Z/OS – RACF operating systems, and a strong proclivity to learn new technologies.
Experience and knowledge to execute ITGC testing, including assessment over Logical Access (Privileged Access Management and Identity Access Management), Change Management, System Development Life Cycle(SDLC), Computer Operations (Job Processing, Data Transmissions, and Incident Management)
Ability to provide guidance and support to peers
Strong analytical, decision making and time management skills. Mature planning, organizing and directing skills
Strong verbal and written communication skills
Ability and willingness to work in a team environment
Ability to maintain confidentiality

:Controllership & Tax
Primary Location
:Florida-Miami-1401 Brickell Avenue - 06660 - Miami
:Chief Financial Officer (8455)
Job Posting
:Feb 22, 2019, 4:28:53 PM