Compliance Director

M1 Finance - Chicago, IL

Full-timeEstimated: $93,000 - $130,000 a year
Job Description

The Compliance Director, will provide leadership for the overall strategy, execution, and measurement of the compliance functions at M1 Finance. This leader will be responsible for leadership and long term vision of the compliance operational processes, executing day to day and month to month compliance requirements and curate a culture of compliance by staying up to date with all new regulatory requirements.


2+ years of experience in broker dealer operations or compliance

Series 7, 66, 24 (not required but recommended)

Attention to detail and organization

Demonstrate strong strategic thinking with the ability to create multiple year plans

Willing to do whatever it takes to get the job done

Passionate about owning and growing their own department at a growing company

Additional Information

All your information will be kept confidential according to EEO guidelines.