At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you’ll feel valued and inspired to contribute your unique skills and experience.
Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.
Audit Services conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit Services helps the Company accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
Audit Services is separated into individual audit teams, each led by an Executive Audit Director (EAD). These teams include:
Corporate Risk and Capital Management, (CRCM) which is comprised of Operational Risk, Compliance Risk, Enterprise Risk, Credit Risk, Model Risk Capital Adequacy, Basel, and Capital Regulatory Reporting teams.
Consumer Banking Audit Team (CBAT), supporting consumer businesses, payments, virtual solutions, and innovation. Also includes the Remediation Coverage Program, driving remediation activities across WFAS.
Enterprise Technology Audit Group (ETAG), supporting information technology and security across the company- for team members and customers.
Enterprise Functions, which is comprised Finance & Corporate Activities (FCA), supporting Resolution and Recovery Planning, Corporate Treasury, Accounting and Financial Reporting and Regulatory Reporting and Conduct and Sales Practices (CSP)
Financial Crimes Audit Team (FiCAT), supporting compliance for Bank Secrecy Act, Anti- Money Laundering, Fraud and Global Anti-Corruption.
Shared Services Audit Team (SSAT), supporting cross-functional activities, including enterprise testing, data innovations and data analytics.
Strategy & Operations (SAOG), provides operations, infrastructure, guidance, support, development and strategy for all audit teams.
Wealth and Investment Management (WIM), supporting business lines supporting affluent advising, lending, fiduciary, and investment services.
Wholesale Banking (WHLS), supporting business lines supporting middle-market, corporate, and institutional businesses.
We offer traditional audit roles on our various line of business teams and non-traditional roles that support teams through audit professional practices, coverage coordination, subject matter expertise, and methodology change groups. While audit skills are a primary need, teams also seek potential candidates who can demonstrate subject matter knowledge of Regulatory Compliance including BSA/AML, Basel, operational risk, data analytics, credit functions, stress testing, model risk, and Information Technology General Controls (ITGC).
The Audit Manager supervises integrated audit projects as directed by senior management generally for multiple projects or audit engagements and may also participate in audits generally as subject matter expert in a consulting capacity.
The Audit Manager:
Supervises or oversees multiple concurrent projects
Identifies and assesses key risks and controls and designs audit coverage across an auditable activity with limited guidance
Exhibits appropriate judgment regarding issue notification;
Communicates findings to internal client (business partner) management
Drafts and communicates final audit report and is able to interact effectively with senior management
Coaches and mentors auditors-in-charge and other staff regarding required knowledge and skills.
Audit Managers demonstrate depth and breadth of knowledge that includes technology, operational, financial, and regulatory understanding across multiple businesses and may develop knowledge in a critical subject matter area.
They also may execute limited managerial duties under the direction and oversight of the Senior Audit Manager.
Audit Managers are able to:
Evaluate and provide appropriate solutions for complex problems
Demonstrate professional skepticism
Present audit results in an objective and unbiased manner to all levels of management
Write opinions reflecting relevant facts that lead to logical conclusions and,
Escalate significant risks and loss exposures to appropriate levels of management
Effectively coach and guide other team members through the audit process
As a Team Member Manager, you are expected to achieve success by leading yourself, your team, and the business. Specifically you will:
Lead your team with integrity and create an environment where your team members feel included, valued, and supported to do work that energizes them.
Accomplish management responsibilities which include sourcing and hiring talented team members, providing ongoing coaching and feedback, recognizing and developing team members, identifying and managing risks, and completing daily management tasks.
7+ years of experience in one or a combination of the following: audit, control testing, control and risk identification, or audit analysis
2+ years of leadership experience
Ability to execute in a fast paced, high demand, environment while balancing multiple priorities
Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important
Excellent verbal, written, and interpersonal communication skills
Good analytical skills with high attention to detail and accuracy
Knowledge and understanding of audit methodologies and tools that support audit processes
Solid problem solving skills
Strong organizational, multi-tasking, and prioritizing skills
A BS/BA degree or higher in accounting, finance, or business administration
Solid knowledge and understanding of audit methodologies and tools that support audit processes
Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
Leadership experience for professional auditors, risk management, or project leadership professionals
Audit experience at a large financial institution or auditing company.
Other Desired Qualifications
Ability to lead projects/initiatives with high risk and complexity
Outstanding problem solving and analytical skills with ability to turn findings into strategic imperatives
Certification in CIA
Specialization in areas such as Regulatory Compliance including BSA/AML, Basel, operational risk, data analytics, credit functions, stress testing, model risk, and Information Technology General Controls (ITGC).
Ability to travel up to 25% of the time
NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC
NC-Charlotte: 301 S College St - Charlotte, NC
CO-Denver: 1700 Lincoln St - Denver, CO
MN-Minneapolis: 600 S 4th St - Minneapolis, MN
AZ-PHX-Central Phoenix: 100 W Washington St - Phoenix, AZ
PA-Philadelphia: 1 S Broad St - Philadelphia, PA
TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX
CA-SF-Financial District: 420 Montgomery - San Francisco, CA
MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO
All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.
Relevant military experience is considered for veterans and transitioning service men and women.
Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
AUDIT SERVICES/HR SHARED SERVICES