Primary Location: United States,Texas,Irving
Education: Bachelor's Degree
Job Function: Audit
Shift: Day Job
Employee Status: Regular
Travel Time: Yes, 10 % of the Time
Job ID: 19022497
Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients.
Citi’s Mission and Value Proposition explains what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients’ and the public’s trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Standards is a common set of skills and expected behaviors that illustrate how our employees should work every day to be successful and strengthens our ability to execute against our strategic priorities.
Diversity is a key business imperative and a source of strength at Citi. We serve clients from every walk of life, every background and every origin. Our goal is to have our workforce reflect this same diversity at all levels. Citi has made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all.
Partner with assigned internal audit teams and provide day-to-day support and guidance on BSA/AML and compliance matters Methodology-related topics.
Participate in the delivery of formal QA products (e.g., Scorecard Reviews, Thematic Reviews, Hot Reviews, Continuous Improvement Reviews and Targeted Reviews) to provide assurance over the quality of IA’s work.
Share best practice and lessons learned with IA teams and assist in the provision of methodology training to auditors, including tailored training as and when needed.
Assist the SVP and QA Director in reviewing key internal deliverables (e.g., Audit Reports) and external deliverables (e.g., regulatory issue validation work papers); willingness to support other QA Directors on an ad-hoc basis to ensure consistent utilization.
Assist in the review and improvement of global IA methodology and practices, including innovation initiatives.
Balance multiple competing priorities and meet strict deadlines, both internal and external (e.g., regulators).
BA/BS or equivalent. Related certifications (e.g., CISA, ACA, CPA, CFA or CIA) are a plus, CAMS certification a strong plus.
Candidates should have 3-5 years of diversified experience, ideally including experience in AML and Compliance audits, first or second line compliance functions, or both. This should be gained at a top tier investment bank or global commercial bank.
Knowledge of financial services regulatory environment, particularly BSA/AML regulations.
Self-motivated, detailed oriented, and ability to multi-task especially interchange of QA internal initiatives (e.g., scorecard review vs. review of regulatory specific deliverables.
Ability to meet strict deadlines either QA internal or external (e.g., regulators).
Must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style. Candidates must have effective persuasion skills and will display highly effective networking and influencing skills.
Ability to think “out-of-box” in order to add value and provide clear guidance to audit teams– clear understanding of the underline purpose of the deliverables being reviewed (e.g., ensuring a specific concern raised by IA or regulatory agencies has been addressed and whether or not it is sustainable).
Ability to establish and consistently maintain professional working relationship with key stakeholders (e.g., IA)
Proficient in the English language and other language skills advantageous.