JPMorgan Chase & Co. (NYSE:
JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the worlds most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.
JPMorgan Chase & Co. seeks a Compliance Associate to support its Global Anti-Corruption Compliance and Antitrust Governance & Strategic Operations team in the United States.
The Global Anti-Corruption Compliance (GACC) team manages the firm’s global Anti-Corruption Program (the Program) which is designed to manage and mitigate corruption risk and to assist the firm and its employees in complying with anti-bribery and anti-corruption laws.
The Antitrust Compliance team manages the firm’s global Antitrust Compliance Program, which is designed to manage and mitigate antitrust and competition risk, including risks related to price fixing, bid rigging and market allocation.
The GACC and Antitrust teams are part of the firm’s Global Employee Compliance organization which provides compliance coverage in relation to key employee-related regulatory and compliance risks such Anti-Corruption, Antitrust, Code of Conduct, Licensing and Registrations, and Personal Account Dealing Compliance Programs.
The Governance & Strategic Operations Compliance Associate supports, amongst other things, the ongoing transformation / evolution of how Global Anti-Corruption Program analyzes and synthesizes information across all functions. While assisting the Governance & Strategic Operations Lead in providing governance and project support to both the GACC and Antitrust Compliance Programs, the Compliance Associate will partner closely with senior management and subject matter experts across the GACC and Antitrust teams to ensure successful implementation of tactical and strategic change efforts.
Role and Responsibilities:
Support the development and enhancement of the metrics and reporting undertaken by both programs, including by:
- Developing and utilizing technical expertise in Excel and Tableau to obtain and analyze information more effectively and efficiently
- creating and optimizing reporting through the utilization of various data analysis tools (e.g., Tableau)
- Leveraging a strong foundational knowledge of metrics to build effective solutions that simplify, automate and add value
- Leading user acceptance testing and validation of new reports
Assisting the Governance & Strategic Operations Lead with the development and execution of strategic end-to-end design enhancements of key operational processes, controls, technology and innovation across both Programs, including by:
o Supporting the implementation of enhancements to the end-to-end operational processes and controls of both programs, including in the planning, design, testing and execution phases
o Using creativity and ingenuity to transform how we see and understand data
o Assisting with end to end project management, including prioritization and tracking of development and deployment timelines
o Assisting program team members in identifying and resolving control issues
o Aiding in initiatives to innovate existing processes and technology utilized by the programs
o Leading the Records Management Governance process bi-annually to ensure firm wide compliance across both the Global Anti-Corruption Compliance and Global Antitrust Compliance Programs
Assisting in collating and drafting materials for presentation to senior compliance management
Assist on other strategic initiatives and innovation projects across the Employee Compliance organization more broadly
Assist with the management of the team SharePoint to ensure organization of records and the tracking of site content in accordance with the firmwide requirements
Assisting with anything of value and referred candidate related Anti-Corruption pre-clearance reviews on an as needed basis.
Assisting with the assessment of corruption risk in control and influence transactions on an as needed basis.
Assisting with the execution of the Program’s reporting requirements (e.g., metrics submissions) on an as needed basis.
Collating, drafting, and presenting materials to senior compliance management related to the Program more generally.
Support the overall program including backup support for other activities of the team including strategic initiatives and projects
Bachelor’s degree or equivalent work experience.
3 - 5 years of operations experience and 2+ years of experience in metrics, controls, and/or compliance is preferred.
Effective collaborator committed to contributing to a positive team environment, including the ability to build relationships with key stakeholders
Excellent written and verbal communication skills, including the ability to present concise findings in a persuasive manner.
Strong analytical and problem solving skills
Flexible and adaptable to shifting priorities, including the ability to prioritize and manage time effectively
Able to work in a fast-paced, results driven environment with minimal supervision.
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint, and Tableau) required.