Sr. Associate - Operational Risk Management - Validation Team

Capital One - Richmond, VA (30+ days ago)4.0


West Creek 3 (12073), United States of America, Richmond, Virginia
At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Sr. Associate - Operational Risk Management - Validation Team

Do you want to be part of an organization that’s dedicated to helping Capital One identify, manage and effectively mitigate risk – for our customers, our communities and our associates? As part of Operational Risk Management (ORM), that’s exactly what you’ll do. Working with talented associates, you’ll provide oversight and effective challenge to ensure our businesses effectively manage operational risk. You’ll also bring your unique perspectives and experiences to help us be more rigorous, curious and creative.

In a highly-regulated industry, large companies like Capital One need to be exceptionally diligent with their processes, controls and procedures to operate effectively and manage risk appropriately. To help ensure that those are all well-designed and executed, we have a dedicated Validation Team. This group of professionals provides expert oversight, partnership and effective challenge to help our businesses better understand their areas of operational risk and assure management that key requirements are being met.

Think you’re up for the challenge? Successful Senior Risk Specialists on the Validation Team are excellent at building and maintaining strong business relationships. They’re also great communicators who are comfortable working with partners at all levels across an organization. They’re inquisitive with a fine eye for detail and they always look for opportunities to use data to enhance processes or identify undiscovered risks.

A successful candidate will:
Have a foundational understanding of business continuity practices, requirements and/or related regulations
Perform testing to ensure controls have adequate governance, evidence of execution, monitoring practices and escalation in accordance with standards and/or regulation
Ensure issues are properly reported to business areas and remediated appropriately to reduce outstanding risk or performance breakdowns
Analyze test results to help identify trends, emerging risks, or training opportunities
Manage competing priorities including cross-organizational work to achieve results and support team objectives
Document all work and results to ensure the process and findings are completely transparent
Develop communications (verbal and written) to support findings
Support teammates and business stakeholders and/or provide effective challenge as appropriate

Basic Qualifications:
Bachelor’s Degree or military experience
At least 1 year of experience in audit, risk management, testing, or quality assurance

Preferred Qualifications:
Bachelor’s Degree in Auditing, Economics, Accounting, Finance, Information Systems or a business related area of study
At least 3 years of experience with Operational Risk Management
At least 1 year of project or process management experience
Certified Risk Manager (CRM) or DRI BC (Business Certification)
At least 1 year of experience creating and maintaining information in Google Suite Products (Slides, Sheets, etc.)
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.