Pacific Investment Management Company LLC - Newport Beach, CA

Fixed income, equities, derivatives, commodities and alternatives). Strong knowledge of regulatory requirements applicable to investment managers including the...

Estimated: $94,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Veritude - Merrimack, NH

Solid understanding of securities markets, different investment types and knowledge of derivatives a plus; This individual interprets all client, regulatory,...

Estimated: $48,000 - $62,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Lincoln Financial - Radnor, PA

Understanding of equity derivatives. Successfully completes regulatory and job training requirements. This role will regularly interact with Lincoln’s senior...

Estimated: $130,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Deloitte - Los Angeles, CA

Our clients include investment advisers and administrators from every sector of the industry, including hedge funds, private equity, investment partnerships,...

Estimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Cohen And Steers - New York, NY

Prepare and finalize regulatory filings – 13G, 13H. Responsible for monitoring current holdings and daily trading activity against client guidelines,...

Estimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Scotiabank - New York, NY

Familiarity with legal and regulatory requirements related to over-the-counter and exchange traded derivatives, including the Commodity Exchange Act and CFTC...

Estimated: $96,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

BNY Mellon - Lake Mary, FL

Performs daily reconciliations, deciphering basic exceptions between systems, clients, institutions, etc. for securities, cash and/or derivatives....

Estimated: $45,000 - $59,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

BNY Mellon - Lake Mary, FL

Performs daily reconciliations, deciphering basic exceptions between systems, clients, institutions, etc. for securities, cash and/or derivatives....

Estimated: $44,000 - $58,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Goldman Sachs - New York, NY

Global compliance and regulatory environments; Valuation approaches across securities, derivatives and private investments;...

Estimated: $98,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Pacific Investment Management Company LLC - Newport Beach, CA

Strong knowledge of regulatory requirements applicable to investment managers including the Investment Advisers Act....

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Nuveen - Chicago, IL

Extensive working knowledgeof the Investment Company Act, Investment Advisors Act of 1940, Securities Exchange act of 1934 and other relevant regulatory schemes...

Estimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Barings Firm - Charlotte, NC

Providing legal advice on regulatory issues related to Barings’ status as a registered investment adviser. Providing assistance during SEC and other regulatory...

Estimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Transamerica - Cedar Rapids, IA

AEGONUSA Investment Management, LLC, is a registered investment adviser that manages fixed income assets, including public bonds, private placements,...

Estimated: $64,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Barings Firm - Charlotte, NC

Strong ability to comprehend highly technical regulatory requirements. Minimum 3+ years of investment adviser or financial service experience with emphasis on...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Dimensional Fund Advisors - Austin, TX

Experience with securities lending and/or derivatives. 7 plus years of practice (complex contracts, corporate transactions, securities regulatory work,...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Waddell and Reed - Overland Park, KS

Collaborate on new regulatory requirements, such as the SEC new disclosure requirements on liquidity. The Sub-adviser Analyst (SAA) will assist the Chief...

Estimated: $78,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Invesco - Houston, TX

Demonstrated ability to understand wide range of regulatory requirements applicable to investment advisers and mutual funds and to develop and implement...

Estimated: $68,000 - $93,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Transamerica - Cedar Rapids, IA

AEGONUSA Investment Management, LLC, is a registered investment adviser that manages fixed income assets, including public bonds, private placements,...

Estimated: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Edward Jones - St. Louis, MO

Provide legal support to Compliance Division, including providing legal advice to the chief compliance officers of Edward Jones' investment adviser subsidiaries...

Deloitte - Los Angeles, CA

Our clients include investment advisers and administrators from every sector of the industry, including hedge funds, private equity, investment partnerships,...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AIG - New York, NY

A focus will be experience within the regulatory asset management arena. Review of Investment Management Agreements (IMA) investment guidelines and state...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Deloitte - Boston, MA

Our clients include investment advisers and administrators from every sector of the industry, including hedge funds, private equity, investment partnerships,...

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Transamerica - Cedar Rapids, IA

AEGONUSA Investment Management, LLC, is a registered investment adviser that manages fixed income assets, including public bonds, private placements,...

Estimated: $87,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Edward Jones - St. Louis, MO

Provide legal support to Compliance Division, including providing legal advice to the chief compliance officers of Edward Jones' investment adviser subsidiaries...

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Modis - Boston, MA

Complete analyses related to derivatives exposure, sub-adviser cash management, securities lending, and other operational items....

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