Interactive Brokers-Chicago, ILEstimated: $56,000 - $73,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Has an immediate need for a Compliance Associate in our Chicago office. Interactive Brokers , a Global Securities and Commodities business leader and one of the...

8 days ago

Green Powered Technology-Washington, DCEstimated: $85,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Legal Advisor:. Green Powered Technology is seeking a Legal Advisor:. We provide comprehensive client services from project inception to completion, by...

Interactive Brokers-Greenwich, CTEstimated: $61,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Handling regulatory inquiries from the SEC, FINRA, CFTC, and NFA concerning securities, commodities and derivatives trading and compliance issues....

DUFF AND PHELPS, LLC-San Francisco, CAEstimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Prudential-Newark, NJEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Supervise Compliance Analyst(s); Collaborate with other Compliance teams, Corporate Compliance, and colleagues across Prudential....

Hehmeyer Trading + Investments-Chicago, ILEstimated: $90,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Hehmeyer Trading + Investments is a proprietary trading firm, as well as a commodity trading advisor, commodity pool operator and introducing broker business....

TD Ameritrade-Chicago, ILEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manager of Active Trader Compliance implements an effective compliance program to preserve our reputation with the Trader business....

6 days ago

BNP Paribas-New York, NYEstimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

5+ years of strong compliance experience in both securities and futures trading, having worked closely with algorithmic or market-making traders, in a trading...

Alion Science and Technology-Belvoir, VAEstimated: $69,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

¿ Arrange for the investigation of commodity quality complaints. Recommend overall storage and space requirements for newly acquired commodities....

Enbridge-Houston, TXEstimated: $76,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manage audit engagement requests to ensure SOX compliance with all requirements. Oversee the execution of commodity risk policies and overall Business Unit and...

Charles Schwab-San Francisco, CAEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

A strong understanding of key partner functions such as product management, trading, marketing, supervision, and compliance....

4 hours ago

Suncor Energy Services-Houston, TXEstimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Utilizing commodity derivatives to hedge underlying physical exposures; Utilizing Commodity XL (CXL) version 7 or higher for physical and financial crude oil...

ACA Compliance Group-Pittsburgh, PAEstimated: $32,000 - $43,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker...

3 days ago

Rimrock Capital Management, LLC-Irvine, CAEstimated: $59,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance Analyst (Investment Management). The Compliance Analyst will manage or assist in other legal and/or compliance initiatives as needed....

Adviser Compliance Associates LLC, Broker-Dealer Compliance Associates LLC-Silver Spring, MDEstimated: $43,000 - $59,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker...

ACA Compliance Group-Pittsburgh, PA$40,000 - $45,000 a year

With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker...

3 days ago

The State of Florida-Bartow, FL$54,000 - $63,000 a year

Oversee the coordination of Design-Build procurement related meetings, such as pre-proposal, Alternative Technical Concept, Technical Advisor presentation, Page...

Raytheon-Orlando, FLEstimated: $77,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintains applicable trade compliance records in accordance with regulatory requirements. Government export/import licenses, agreements, permits, certifications...

Puget Sound Energy-Bellevue, WAEstimated: $64,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Advisor Application Development Analyst #72378. Familiar with NERC, FERC SOC, and SOX compliance reporting. Upholds the safety compliance standards inherent in...

xentity corporation-Reston, VAEstimated: $65,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Monitoring compliance with IT policies and measuring their effectiveness. The IT challenges will vary from commodity to very custom needs in the 4 V’s (Volume,...

13 days ago

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