Jefferies & Company, Inc. - New York, NY 3.8

Bachelors acceptable with 3-6 years relevant Legal or Compliance experience, including in Capital Markets Compliance or Control Group....

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Natixis - New York, NY 3.9Online Now!

The Compliance Officer will also have advisory compliance coverage responsibility for other business areas as needs are identified....

Estimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Selby Jennings Commodities - Manhattan, NY 

Knowledge of compliance engine (Sentinel and Aladdin). Advisors Act and Company Act knowledge is a plus. Promptly reviewing, analyzing, and resolving issues...

Estimated: $87,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Capital One - New York, NY 4

Commercial Bank Customer Derivatives Compliance Advisor. While working within the Compliance Management Program (CMP) framework, the Compliance Advisor is...

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ACA Compliance Group Holdings - New York, NY Online Now!

The individual in this position is responsible for leading mock regulatory examinations and compliance program reviews, overseeing and assisting with policy and...

Estimated: $80,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT 3.4

Handling regulatory inquiries from the SEC, FINRA, CFTC, and NFA concerning securities, commodities and derivatives trading and compliance issues....

Estimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

NATIXIS Americas - New York, NY 

The Compliance Officer will also have advisory compliance coverage responsibility for other business areas as needs are identified....

Estimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Natixis - New York, NY 3.9Online Now!

The Compliance Officer will also have advisory compliance coverage responsibility for other business areas as needs are identified....

Estimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT 3.4

Coordinating regulatory inquiries from the SEC, FINRA, CFTC, CME, NFA, state and foreign regulators concerning securities, commodities and derivatives trading...

UBS - New York, NY 3.9Online Now!

Interact daily with Advisors, Branch Management, Compliance and legal regarding the questions or issues with account documentation to ensure the timely opening...

Estimated: $98,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT 3.4

Equity derivatives and commodity reporting systems such as Large Option Position Reporting (“LOPR”) and....

Estimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

NATIXIS Americas - New York, NY 

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

Estimated: $53,000 - $68,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Natixis - New York, NY 3.9Online Now!

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

Estimated: $48,000 - $69,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA Compliance Group Holdings - New York, NY Online Now!

Global FCPA Compliance Practice Leader. Our clients include leading global bank and insurance company-affiliated or standalone asset management groups,...

Estimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - New York, NY +1 location3.4

Support the technology needs of the Legal and Compliance Departments. IBKR) is a direct access electronic broker catering to the needs of professional and...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Morgan Stanley - New York, NY 3.9Online Now!

Accounting degree and/or fund accounting experience Three to five years of fund accounting and/or fund administration experienceKnowledge of financial reporting...

Estimated: $67,000 - $98,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Goldman Sachs - New York, NY 4.1Online Now!

And Validate compliance with MFNs. We’re a team of trusted advisors who provide innovative investment solutions to help our clients meet their financial goals....

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Millennial Advisers - New York, NY 

Stocks, funds, mutual funds, insurance policies, commodities, and other structured products. New Advisers will be trained in all aspects of financial services...

$25,000 a year

Akin Gump Strauss Hauer & Feld LLP - New York, NY 3.9

Paralegals may also monitor regulations, legal developments and compliance procedures in their area of expertise....

Estimated: $66,000 - $88,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chatham Financial - Philadelphia, PA 3.3Online Now!

We are an employee-owned, view-neutral services firm, with no affiliation to any financial institution allowing us to serve as independent advisors....

Estimated: $74,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

United Nations - New York, NY 4.4Online Now!

Operates in compliance with organisational regulations and rules; Work with the advisors and Master Record Keeper to synchronize financial reporting....

Estimated: $95,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sionic Advisors - New York, NY Online Now!

Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures....

Estimated: $120,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sionic Advisors - New York, NY Online Now!

Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures....

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Natixis - New York, NY 3.9Online Now!

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

Estimated: $48,000 - $69,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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