Scotiabank - New York, NY 4

Sensitivity and tact must be especially evident in the performance of compliance monitoring and surveillance functions....

Estimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Capital One - New York, NY 4

Commercial Bank Customer Derivatives Compliance Advisor. While working within the Compliance Management Program (CMP) framework, the Compliance Advisor is...

Estimated: $51,000 - $69,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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ACA Compliance Group Holdings - New York, NY 

The individual in this position is responsible for leading mock regulatory examinations and compliance program reviews, overseeing and assisting with policy and...

Estimated: $80,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Jefferies & Company, Inc. - New York, NY 3.8

Bachelors acceptable with 3-6 years relevant Legal or Compliance experience, including in Capital Markets Compliance or Control Group....

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Jefferies & Company, Inc. - New York, NY 3.8

IB and Research Compliance Advisory, including advising on core compliance issues. Advisor to business groups, Legal and Compliance colleagues on Information...

Estimated: $88,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT 3.5

Handling regulatory inquiries from the SEC, FINRA, CFTC, and NFA concerning securities, commodities and derivatives trading and compliance issues....

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

NATIXIS Americas - New York, NY 

Natixis is looking for an experienced Compliance Officer to join the Compliance Advisory team to provide compliance advice and services primarily with respect...

Natixis - New York, NY 3.9

Natixis is looking for an experienced Compliance Officer to join the Compliance Advisory team to provide compliance advice and services primarily with respect...

Estimated: $120,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RAYMOND JAMES FINANCIAL - New York, NY 3.9

NFA Commodities License required if any commodities trading is done in the branches. Company’s working structure, policies, mission, strategies, and compliance...

Estimated: $79,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - New York, NY +1 location3.5

Support the technology needs of the Legal and Compliance Departments. IBKR) is a direct access electronic broker catering to the needs of professional and...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Morgan Stanley - New York, NY 3.9

Accounting degree and/or fund accounting experience Three to five years of fund accounting and/or fund administration experienceKnowledge of financial reporting...

Estimated: $67,000 - $98,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Capital One - New York, NY 4

Commercial Bank Customer Derivatives Compliance Advisor. While working within the Compliance Management Program (CMP) framework, the Compliance Advisor is...

Estimated: $52,000 - $75,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Goldman Sachs - New York, NY 4.1

And Validate compliance with MFNs. We’re a team of trusted advisors who provide innovative investment solutions to help our clients meet their financial goals....

Estimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA Compliance Group Holdings - New York, NY 

Global FCPA Compliance Practice Leader. Our clients include leading global bank and insurance company-affiliated or standalone asset management groups,...

Estimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT 3.5

Equity derivatives and commodity reporting systems such as Large Option Position Reporting (“LOPR”) and....

Estimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Bank of America - New York, NY 3.9

Help strengthen BAML’s presence and profile in the local market as a credible business partner and financial advisor....

EY - New York, NY 4

Work on a team of professionals to assist in such areas as GAAP conversion, commodities, hedging, and advising companies that are increasing their M&A activity,...

Estimated: $79,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

BNP Paribas - Jersey City, NJ 4

The analyst will face the Compliance managers and users performing surveillance for Equity, Futures and Commodities....

Estimated: $140,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

DRV Staffing - Stamford, CT 

Commodities Exchange Act (“CEA”); Legal services within the highly regulated financial industry with advisors, institutions, and PE in general....

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Execu|Search Group - New York, NY 3.7

In this role, the Senior Compliance Associate will support the Global Chief Compliance Officer (CCO) on compliance strategic initiatives and all compliance...

Estimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.