Virginia Partner Bank - Fredericksburg, VA
Experience: A minimum of 10 years of experience in financial services compliance management. Ensure an appropriate level of internal compliance controls are in…
- EFS Advisors - Cambridge, MN
Advise senior management and operational leadership on issues concerning compliance and ethics matters including recommending controls designed to ensure…
- KNOX COUNTY HEALTH DEPARTMENT - Galesburg, IL
Provides written or verbal reports on a regular basis, and as outlined in Plans, or as directed or requested, to keep senior management and governance board…
- Maple Capital Management - Montpelier, VT
Directs the activities of the Firm’s compliance operations to ensure compliance with federal,. Directs the development, preparation, and submission of reports…
- Rippling - New York, NY
5+ years of relevant experience in a financial crime compliance role at a bank or money transmitter. Advising Rippling’s technical and operations teams on…
- Chandler Asset Management Inc - Remote
Advise senior management and operational leadership on issues concerning compliance and ethics matters including recommending controls designed to ensure…
- Access Finance Inc. - Remote
Developing and implementing compliance strategies maintaining, regularly reviewing and modifying as appropriate policies and procedures reasonably designed to…
- Masterworks - New York, NY
The CCO will be the primary compliance and oversight professional to help us develop and manage the compliance function at Masterworks, including compliance…
- KPC Global Medical Centers Inc - Corona, CA
Advise Hospital and company leadership on issues concerning compliance and ethics matters including recommending controls designed to ensure compliance.
- BosWell Pharmacy Services - Jennerstown, PA
Primary compliance authority with reporting to senior management. Overseeing adequate record maintenance and processes are in place to document compliance…
- Serenity Lane - Coburg, OR
Maintain compliance plan and program. Resolve employee concerns about legal compliance. Oversee the integration of compliance program into operations.
- Serenity Lane - Coburg, OR
Maintain compliance plan and program. Resolve employee concerns about legal compliance. Promote a culture of compliance throughout the organization.
- Tradesk Securities, Inc. - Short Hills, NJ
Thorough understand of securities markets and compliance obligations of FINRA registered Broker Dealers and SEC Registered Investment Advisors.
- Toshiba America Inc - Houston, TX
10+ years of relevant compliance experience. The ideal candidate is an experienced, business-minded compliance professional who aligns compliance activities to…
- CAPTRUST - Raleigh, NC
The candidate will be expected to provide end-to-end compliance oversight of the compliance program, and in doing so will partner with the firm's senior…
- Federal Reserve Bank of New York - New York, NY
Deep experience in regulatory compliance, regulatory affairs, risk management or other similar role with a financial institution focusing on compliance with…
Conduct trainings for Center staff and partners regarding compliance obligations. Overseeing compliance at an INGO, specifically as to restricted funding and/or…
- Confidential - Princeton, NJ
Attention to detail when performing compliance analysis. Developing action plans to address risks and gaps in compliance protocol.
- Community Hospital - Oklahoma City, OK
This position is responsible for overseeing the Regulatory Compliance Program, ensuring organization wide compliance and achievement of state standards as well…