BGC Partners - New York, NY 3.8

REGULATORY INQUIRIES COMPLIANCE OFFICER (Location:. Assist in other regulatory and/or compliance matters and special projects when needed....

Estimated: $76,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Somnia Anesthesia - New Rochelle, NY 4

Works collaboratively with Compliance Officer, Chief Legal Officer and Chief Operating Officer to develop auditing programs, regulatory update communications...

Estimated: $64,000 - $84,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

Local Initiatives Support Corporation - New York, NY 4.1

Program Officer – Compliance. Senior Program Officer, AmeriCorps. Government grant compliance and monitoring:....

Estimated: $68,000 - $95,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

CIT Group - New York, NY 3.8

2-5 years compliance experience in CMS or central compliance functions, with a strong emphasis on Anti-money laundering (AML)/Sanctions or Compliance Risk...

Estimated: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

Deutsche Bank - New York, NY 3.9

Continuously assess business program by interpreting relevant industry regulations and Deutsche Bank’s Compliance policies to ensure controls are appropriately...

Estimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

BMO Financial Group - New York, NY 3.8

The Compliance Officer, Control Room Compliance assists Compliance management in the effective implementation, maintenance and administration of the US Capital...

Estimated: $90,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Deutsche Bank - New York, NY 3.9

Senior Compliance Officer - Surveillance Subject Matter Expert (Futures & Swaps). The Compliance Department protects the Bank by advising on ethical conduct,...

Estimated: $150,000 - $190,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Credit Suisse - New York, NY 3.9

Compliance Review Officer # 119671. Working closely with line/product compliance. Work independently, take ownership of specific compliance reviews, and bring...

Estimated: $99,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

SCIS Background Investigations - Queens, NY +1 location

ᵒ Interact with team leader and case review officers to ensure timeliness and thoroughness of investigations....

Estimated: $43,000 - $63,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Mental Health Service Corps - New York, NY 

The Compliance Officer oversees the Corporate Compliance Program functioning as an independent and objective body that reviews, promotes and evaluates...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Morgan Stanley - New York, NY 3.9

Regulatory Compliance Officer – Regulatory Reform Strategy Group. A Global Bank seeks a Regulatory Compliance Officer to join the Regulatory Reform Strategy...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

New York City DEPARTMENT OF TRANSPORTATION - Manhattan, NY 4.1

Developing and performing an effective process of compliance reviews and evaluations to assess levels of compliance and estimated risks;...

$120,000 - $140,000 a year

Dawn Taylor Associates - New York, NY 

10 -15+ years of Financial Services Legal or Compliance experience, buy-side compliance preferred. Chief Compliance Officer for our client, a prestigious global...

Estimated: $150,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

TD Securities - New York, NY 3.9

The Compliance Officer is an integral part of the TDS US Compliance department. Working with the business and compliance officers to maintain the supervisory...

Estimated: $61,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

HealthCare Partners, MSO - Garden City, NY 

Responsible for compliance audit preparation process; Organize and lead organization’s Compliance Committee meetings....

Estimated: $60,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

UBS - New York, NY 3.9

Develop and deliver compliance training. The compliance officer will be responsible for liaising with equities division personnel and functional partners in...

Estimated: $140,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Transfermate - New York, NY 

As Compliance Officer you will be responsible for:. We are currently looking for an outgoing, upbeat Compliance Officer to be based in New York....

Estimated: $59,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

TransferMate Global Payments - New York, NY 

As Compliance Officer you will be responsible for:. We are currently looking for an outgoing, upbeat Compliance Officer to be based in New York....

Estimated: $61,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Scotiabank - New York, NY 4

Serves as US Privacy Compliance Officer as part of Scotiabank’s Enterprise Privacy Office and GBM&T Compliance....

Estimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Marsh & McLennan Companies - New York, NY 3.7

The Senior Compliance Officer (“SCO”) is responsible for supporting the compliance agenda of two dual registrants....

Estimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

UBS - New York, NY 3.9

3+ years of AML Compliance experience with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank....

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Daollar Group - New York, NY 

Chief Compliance Officer*. Daollar is hiring a Chief Compliance officer to help build the future alternative trading system (ATS)....

$90,000 - $160,000 a year

S&P Global - New York, NY 4

The Compliance Officer, Regulatory Coordination will assist in overseeing the firm’s exam management, remediation and regulatory reporting for compliance in the...

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

InterContinental Capital Group, Inc. - Melville, NY 

Maintains mortgage compliance reference library/mortgage compliance manual. The Mortgage Compliance Officer must have a current comprehensive working knowledge...

Estimated: $53,000 - $75,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

Related Management - New York, NY 3.4

This residential portfolio includes Section 8, LIHTC and 80/20 properties and the Chief Compliance Officer (CCO) oversees day-to-day legal support and resources...

Estimated: $91,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

Elizabeth Seton Pediatric Center - Yonkers, NY 3.6

Participate in Center corporate compliance program. Participate in managing the environment by reviewing and evaluating incident reports or summaries of...

Estimated: $150,000 - $210,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored