Société Générale - New York, NY 3.9

Support or lead ABC Compliance Program projects. At least 5 years of Compliance experience, preferably in ABC or Gifts & Entertainment....

Estimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Fora Financial LLC - New York, NY 3.7

A Day in the Life of a Compliance Officer:. Prepares compliance reports. The Compliance Officer will evaluate the adequacy, effectiveness and efficiency of Fora...

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

National Securities Corporation - New York, NY 3.6

National Securities Corporation is seeking a qualified candidate to fill the position of AML Compliance Officer to work with the Firm’s AMLCO in administering...

Estimated: $64,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

Elizabeth Seton Pediatric Center - Yonkers, NY 3.6

Participate in Center corporate compliance program. Participate in managing the environment by reviewing and evaluating incident reports or summaries of...

Estimated: $140,000 - $190,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

London Stock Exchange Group - New York, NY 3.8

The Compliance Officer will be responsible for supporting the following activities:. This role is part of the ISD Compliance team, who reports to the Global...

Estimated: $96,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Volant Trading - New York, NY 

This is full-time opportunity for a Compliance Officer who will assist the CCO on a variety of compliance tasks....

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Restaurant Depot - College Point, NY 3.2

We are currently seeking a Chief Compliance Officer (“CCO”) for our national alcohol business. Previous experience in New York State alcoholic beverage...

Estimated: $46,000 - $61,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Popular - New York, NY 4.1

We are looking for a Compliance Officer to join our Compliance Team in New York, NY. US B Regulatory Compliance....

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Fora Financial LLC - New York, NY 3.7

A Day in the Life of a Compliance Officer:. Prepares compliance reports. The Compliance Officer will evaluate the adequacy, effectiveness and efficiency of Fora...

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Brown Brothers Harriman - New York, NY 3.6

Experience with compliance testing. AML Compliance Manager – Trust Company. Compliance Managers on various stages of the business plan....

Estimated: $91,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

McKinsey & Company - New York, NY 4.3

You will lead security compliance activities and apply your knowledge of industry standards and regulations (i.e. Bachelor’s degree required....

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

SCIS - Queens, NY +2 locations3.3

Interact with team leader and case review officers to ensure timeliness and thoroughness of investigations....

Estimated: $38,000 - $51,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Home Family Care - Queens, NY 

Compliance officer in a home care agency:. Proven experience as a Health Care Compliance Officer. Evaluate business activities to assess compliance risk....

Estimated: $45,000 - $63,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

OnDeck - New York, NY 3.9

In this Compliance Officer role, you will:. Join our impactful compliance team at OnDeck. Implement and manage a new automated compliance management solution....

Estimated: $68,000 - $93,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RBC - New York, NY 4.0

Resolve compliance issues on a timely basis. Review new product and business initiatives from a compliance perspective;...

Estimated: $80,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AllianceBernstein - New York, NY 3.5

The Trading Compliance Officer - Sanford C. You are responsible for helping the Chief Compliance Officer of SCB remain current on existing and emerging...

Estimated: $130,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Jefferies & Company, Inc. - New York, NY 3.8

This position is for an ECM Compliance Officer, sitting in the Control Group. Bachelors acceptable with 3-6 years relevant Legal or Compliance experience,...

Estimated: $78,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

UBS - New York, NY 3.9

Develop and deliver compliance training. Are you an experienced compliance professional? Compliance and Operational Risk Control (C&ORC) is an independent...

Estimated: $140,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ED & F Man - New York, NY 

Conduct regular compliance testing. We are looking for a Compliance Officer with extensive experience in equity clearing to join our team in New York to support...

Estimated: $76,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Cohen And Steers - New York, NY 3.0

Executive Vice President, Chief Compliance Officer. Senior Vice President, Deputy Chief Compliance Officer. The Deputy Chief Compliance Officer is responsible...

Estimated: $150,000 - $210,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Pacific Investment Management Company LLC - New York, NY 3.8

The Chief Compliance Officer will lead the Americas compliance program for the firm’s limited purpose broker-dealer and serve as a senior professional within...

Estimated: $160,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Dawn Taylor Associates - New York, NY 

10 -15+ years of Financial Services Legal or Compliance experience, buy-side compliance preferred. Chief Compliance Officer for our client, a prestigious global...

Estimated: $150,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

BNY Mellon - New York, NY 3.6

Compliance & Ethics-HR06015. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the...

Estimated: $140,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ResCare - New York, NY 3.1

Works to assure compliance with regulatory agencies. Implementation of the ResCare-WeCARE risk management and compliance program....

Estimated: $130,000 - $190,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

MLA Global - New York, NY 

She/he will report to the Chief Compliance Officer. The Compliance Officer will help provide oversight and hands on development, implementation and maintenance...

Estimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

NEFCU - Westbury, NY 3.9

We are looking for an experienced Chief Marketing Officer who thrives at being in a pivotal role supporting NEFCU’s strategic direction and sales goals....

Estimated: $150,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored