Preferred Capital Securities, LLC - Atlanta, GA 

The CCO will work closely with a number of key constituencies within the company. At least ten years broker-dealer compliance, having managed other...

Estimated: $88,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Mid-Columbia Center for Living - Portland, OR 

This position works under the supervisory leadership of the Deputy Director. Ensure that clinical documentation is timely and meets Oregon administrative, CCO,...

$6,400 - $7,500 a monthSponsored

Preferred Capital Securities, LLC - Atlanta, GA 

The CCO will work closely with a number of key constituencies within the company. At least ten years broker-dealer compliance, having managed other...

Estimated: $88,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Financial Sector - Wheaton, IL 

Assist the CCO and Deputy CCO in developing compliance policies and procedures to ensure that broker/dealer and investment advisor activities comply with...

Estimated: $84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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ComplianceX - Newark, NJ 

Prior CCO or senior. A major financial services firm seeks a Deputy Chief Compliance Officer (DCO) for their. Group Life Insurance division....

Estimated: $150,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Mid-Columbia Center for Living - Portland, OR 

This position works under the supervisory leadership of the Deputy Director. Ensure that clinical documentation is timely and meets Oregon administrative, CCO,...

$6,400 - $7,500 a month

People With Developmental Disabilities, Office for - Tupper Lake, NY 3.6

Participate in Voluntary Executive Meeting and CCO meetings to ensure open communication and effective oversight....

$97,000 - $120,000 a year

Vista Equity Partners - Oakland, CA 3.6

Assist the Global CCO and Deputy CCO in managing the Firm’s readiness for SEC exams and response to regulatory inquiries and requests....

Estimated: $150,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

TripleTree - Edina, MN 

TripleTree Overview TripleTree and TT Capital Partners are investment banking and principal investing partners whose broad horizons create opportunities that...

Estimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Jackson National Life Insurance Company - Lansing, MI 3.8

Over 10 years of compliance experience required, preferably as a CCO, deputy CCO or equivalent in the financial services industry. Background and Job Purpose....

Estimated: $77,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Brokerage Consultants Inc. - Los Angeles, CA 

Deputy Chief Compliance Officer. Responsible for CCO activities, in the absence of Chief Compliance Officer. The Deputy Chief Compliance Officer for ensures the...

Estimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Wall Street Executive - Los Angeles, CA 

Deputy Chief Compliance Officer - Asset Management*. _Boutique investment advisory firm with offices in Los Angeles and San Francisco with over $25 Billion in...

Estimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

University of Texas at Dallas - Dallas, TX 4.4

Collaborate with Student Affairs and Deputy Title IX Coordinators to assess investigation findings and determine course of action in accordance with university...

Estimated: $63,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Foresters Financial Services, Inc. - Edison, NJ 3.3

Perform additional tasks related to the department duties as requested by the CCO and DCCO. Reporting to the Deputy Chief Compliance Officer, the Compliance...

Estimated: $68,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Jefferson - Center City, Philadelphia, PA - Abington, PA 4

Performing compliance related activities as deemed necessary by the Enterprise Deputy Chief Compliance Officer....

Estimated: $140,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Vista Equity Partners - Chicago, IL 3.6

This position works with the Firm’s Global Chief Compliance Officer (Global CCO) and other members of Compliance to assist in all activities related to...

Estimated: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Abington Hospital - Jefferson Health - Abington, PA 3.9

Performs compliance-related activities as deemed necessary by the Enterprise Deputy Chief Compliance Officer....

Estimated: $150,000 - $190,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Silicon Valley Bank - Santa Clara, CA 4

Designated CCO for SVB Asset Management, SVB Wealth and SVB Securities. This is a senior position within the Corporate Compliance and Financial Crimes Risk...

Estimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Boutique RIA - Chicago, IL 

After a year or so, there will be an opportunity for a promotion to Deputy Compliance Officer, who will sit right next to our CCO....

Estimated: $82,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Abington Hospital - Jefferson Health - Abington, PA 3.9

Performs compliance-related activities as deemed necessary by the Enterprise Deputy Chief Compliance Officer....

Estimated: $150,000 - $190,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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