Central Pacific Bank-Honolulu, HIEstimated: $33,000 - $42,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Fully Licensed in FINRA including Series 7, 63, 65 or 66. Provides professional investment and life insurance advice to the retail and small business market;...

WestPac Wealth Partners-San Diego, CAEstimated: $86,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Job Summary FINANCIAL CONSULTANT - REQUIREMENTS _Ability to draw upon past/present experiences and acquaintances to develop markets and build upon...

Ameriprise Financial-Warwick, RIEstimated: $34,000 - $46,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA. Step into an instrumental role....

McAdam Financial - Tampa-Tampa, FL $50,000 a year

Earn the ability to create your own financial success through helping clients enjoy their own. You don’t need prior finance experience to join us, but you do...

BNP Paribas-New York, NYEstimated: $65,000 - $88,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

About BNP Paribas: BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 74 countries, with more than 192,000 employees,...

Securian Financial Group-Saint Paul, MN $39,000 - $42,000 a year

LOMA Annuity Series or FINRA Series 6. The ability to pass the FINRA Series 6 exam within 3 months, with the first exam attempt taken within 45 business days....

Voya Financial-Jacksonville, FLEstimated: $23,000 - $34,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Meets FINRA requirements to retain Series 6 registration, including but not limited to:. Annual training, understanding and complying with required reporting,...

HSBC-New York, NYEstimated: $52,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA series 7 and 63 required. Provides timely and accurate execution of trades for Company’s targeted institutional clients in assigned area....

BNY Mellon-Boston, MAEstimated: $58,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Incumbent will be responsible for maintaining and updating spreadsheets, databases and reports to support Investment Strategy as well as compliance and...

Finra-Rockville, MDEstimated: $54,000 - $70,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...

U.S. Federal Government-New York, NY $190,000 - $250,000 a year

Communicating with FINRA and other self-regulatory organizations in order to monitor the operational and financial condition of securities industry registrants...

New York Life-Dallas, TXEstimated: $38,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintain strong understanding of requirements of regulatory bodies including FINRA, SEC, IRS, state insurance agencies, etc....

Marrano Solutions, LLC.-LaGrange, GA $55,000 a year

We are excited to be expanding our financial business more into Georgia. We are looking for part-time and full-time associates. If you need a part-time...

Northland Securities, Inc.-Newport Beach, CAEstimated: $53,000 - $74,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Able to attain FINRA Series 7 and 63 within 6 months from start date. Northland Securities, Inc....

Prudential-Madison, NJEstimated: $60,000 - $81,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Familiarity with applicable SEC and FINRA rules; Reviewing, revising, and approving a wide variety of advertisements, sales literature and related marketing...

T3 Trading Group-New York, NYEstimated: $65,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Obtain FINRA Series 57 License. Buying power based on experience and performance Competitive cost and fee structures On-site entry level training programs...

Principal-Grand Rapids, MIEstimated: $22,000 - $29,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Must submit to a full background check to become an associated person of FINRA. Do you enjoy providing excellent customer service and administrative support...

Loop Capital-Chicago, ILEstimated: $70,000 - $98,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA certification (Series 7, 63, 79) preferred - Series 7 and 63 required within 90 days of employment. Analyst - Corporate Finance Investment Banking....

Wells Fargo-Birmingham, MIEstimated: $60,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA registration including Series 9/10 (or FINRA recognized equivalents). FINRA recognized equivalents will be accepted....

Charles Schwab-Chicago, ILEstimated: $42,000 - $55,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 63, FINRA Series 7. Chicago - IL, BRILCH, 430 N Michigan Ave, 60611-4011....

Voya Financial-Honolulu, HIEstimated: $24,000 - $35,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensure ongoing business practices adhere to State Insurance, FINRA and Securities regulations. As part of the application process, a candidate account is...

New York Life-Dallas, TXEstimated: $25,000 - $33,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Series *7 & 63 FINRA*. New York Life Insurance Company (“New York Life” or “the company”) is the largest mutual life insurance company in the United States\*....

Gersh & Thomaidis LLC-Denver, COEstimated: $45,000 - $59,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Specializing in Securities fraud, Ponzi schemes, Investment fraud, stockbroker fraud, mediation and FINRA arbitration.We are looking for a strong self-starter,...

Esposito Securities, LLC-Dallas, TX $50,000 - $100,000 a year

FINRA Series 7 & 63. Institutional equity, derivative and options-execution Broker/Dealer, headquartered in Dallas, TX is hiring for a sales position in Dallas....

Foreside Financial-Berwyn, PAEstimated: $52,000 - $66,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Our solutions include fund, broker-dealer and adviser compliance services, distribution consulting, legal underwriting, FINRA licensing to U.S....

National Securities-Miami, FLEstimated: $53,000 - $68,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Securities offered through National Securities Corporation , Member FINRA / SIPC. Member of FINRA/SIPC....


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