19 Best registered client associate jobs in Chicago, IL (Hiring Now!)

Client Service Associate (Wealth Mgmt) (Hybrid)
NFP Corp —Chicago, IL
Answer phone calls, resolve issues, and/or take messages as needed. Wealthspire Advisors is a New York City-based, independent registered investment Advisory…
Estimated: $51.5K - $65.2K a year
Quick Apply
ASSOCIATE, PRIVATE WEALTH CLIENT SERVICES
Cresset Capital —Chicago, IL
Bachelor’s degree in Business, Finance, or a related field. Member of the client onboarding, investment implementation, and private banking services.
Estimated: $55.7K - $70.6K a year
Quick Apply
Senior Client Service Associate
Beacon Pointe Advisors —Skokie, IL
Prepares alternative investment paperwork for client signature as well as process fundings and or capital calls.
Estimated: $65,000 - $75,000 a year
Senior Client Service Associate
Beacon Pointe Advisors LLC —Skokie, IL
Undergraduate degree required (bachelor’s degree in Finance, Business or Economics preferred). Monitors daily custodial alerts including cash management,…
Estimated: $60,000 - $75,000 a year
3d
Registered Wealth Management Client Associate
Bank of America —Chicago, IL
Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a personal relationship with their…
Estimated: $67K - $84.9K a year
6d
Client Services Manager
The Mather Group —Chicago, IL
The Mather Group, LLC (TMG) is one of the fastest-growing independent, fee-only registered investment advisory firms in the country, offering comprehensive…
Estimated: $72.8K - $92.1K a year
Financial Advisor
Lakeshore Financial Group —Oakbrook Terrace, IL
1 Compensation, benefits, and incentive programs are based on various levels of production, years of practice, and licensing.
Estimated: $75,000 - $200,000 a year
Quick Apply
Associate Wealth Advisor
Mariner Wealth Advisors —Oakbrook Terrace, IL
Bachelor’s degree (degrees in finance or related field are a plus). Actively develop skills in various software programs for investment and financial planning.
Estimated: $63,000 - $108,000 a year
Client Services Associate (Chicago)
The Mather Group —Chicago, IL
As the main point of contact, will actively communicate with clients on a daily basis, providing advice on cash flows/tax planning strategies, estate/insurance…
Estimated: $47.5K - $60.2K a year
Client Service Associate (Wealth Management)
NFP Corp —Chicago, IL
Answer phone calls, resolve issues, and/or take messages as needed. NFP and Wealthspire Advisors are proud to offer a competitive salary, PTO & paid holidays,…
Estimated: $57.6K - $73K a year
Client Service Associate - Registered
Stifel, Nicolaus & Co., Inc. —Chicago, IL
Perform various administrative duties (i.e., typing, filing, answer phones, mailing documents/letters, etc.). Organize and assist in the maintenance of complete…
Estimated: $41.3K - $52.3K a year
Registered Client Service Associate *
Morgan Stanley —Oak Brook, IL
Actively engage in available training and education programs – including firm strategic priorities, professional development and staying current on policies,…
Estimated: $58K - $73.4K a year
7d
Client Service Associate
Edelman Financial Engines —Oakbrook Terrace, IL
Verify accounts are traded into the accurate model and aid operation teams as needed; supervise incoming rollovers, other investment funding, and transfers to…
Estimated: $30 - $33 an hour
Client Service Associate
Stifel, Nicolaus & Co., Inc. —Chicago, IL
Support the daily administration of the Financial Advisor's business by opening new client accounts, preparing and processing account specific and investment…
Estimated: $50.4K - $63.8K a year
Senior Wealth Consultant (RPP)
Mariner Wealth Advisors —Oakbrook Terrace, IL
Bachelor’s degree in business or other related field from an accredited college or university. Collaborate with appropriate business leaders to conduct joint…
Estimated: $94.5K - $120K a year
Associate Financial Advisor
Clarendon Capital Management LLC —Chicago, IL
Other marketing activities including networking with prospects and clients, organizing seminars, blogging, and content creation is expected for Advisor to…
Estimated: $80K - $101K a year
Quick Apply
Senior Registered Financial Client Associate
Benjamin F Edwards & Co —Wheaton, IL
Under direct supervision, the Sr. Registered Financial Client Associate assists the Financial Advisor by providing a wide variety of client-related activities,…
Estimated: $49K - $62.1K a year
Nuveen Securities AVP, Distribution Compliance
TIAA —Chicago, IL
Assist with evaluating prospective third-party product tools intended to be leveraged by sales personnel to assess for sales practices considerations in advance…
$79,500 - $140,700 a year
VP, Retirement Plan Services
USI Holdings Corporation —Chicago, IL
SIE, Series 6, 63 & 65 or Series 7 & 66 and State life license required or willingness to obtain. Includes phone calls, coordinating meetings, creating…
Estimated: $66.9K - $84.7K a year

I want to receive the latest job alerts for registered client associate jobs in Chicago, IL

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Client Service Associate (Wealth Mgmt) (Hybrid)

NFP Corp - Chicago, IL

Quick Apply

Job Details

Full-time Estimated: $51.5K - $65.2K a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Employee discount

Qualifications

Financial planning
Microsoft Office
Bachelor's degree
Securities law
Portfolio management

Full Job Description

Who We Are

Wealthspire Advisors is a New York City-based, independent registered investment Advisory firm with $20B in AUM. We have more than 300 employees serving clients from 22 offices in 12 states. With a strong commitment to a fiduciary business model, the firm believes in connecting all aspects of a client's financial life to deliver thoughtful, collaborative strategies that focus on what is most important to each client. Wealthspire Advisors acts as a wealth manager, investment Advisor, consultant, and constant partner in helping clients achieve their aspirations. For more information on Wealthspire Advisors, please visit www.wealthspire.com.

Responsibilities:

Develop and maintain strong relationships with clients, advisors and other team members across the firm.
Interact directly with clients regarding different types of requests, such as money movement requests, account balances, re-ordering of checks, charitable giving confirmations, etc.
Manage distribution/receipt of clients’ paperwork.
Answer phone calls, resolve issues, and/or take messages as needed.
Utilize CRM application to perform various functions, such as submitting/assigning tasks, running dialogues (onboarding/offboarding of clients, new contract, and RMD requests), creating new contact entries, updating existing contact information, utilizing the dashboard feature to track tasks, running reports, etc.
Collaboratively work with other Wealthspire teams, coordinating items such as preparation and submission of client paperwork.
Prepare client letters/emails as needed.
Assist advisors with scheduling client meetings and calendar management.
Confirm appointments directly with clients, via email and/or phone.
Perform other duties as and when needed.

Qualifications:

College degree (preferred). New grads considered with a business and/or finance-related degree and internship/work experience.
Minimum two years of directly related industry experience (preferred); experience in financial planning and/or the securities industry (helpful).
Numerical accuracy and attention to detail (required).
Ability to prioritize tasks and work in a team environment.
Desire to learn, be resourceful, and think outside the box.
Professional appearance and manner.
Proficiency in Microsoft Office is required; experience with any CRM, portfolio management, and document management software is a plus.
Continuously exhibits personal integrity and professional initiative and a personable attitude.

Diversity, Equity, Inclusion, and Belonging at Wealthspire

Wealthspire is committed to fostering an inclusive work environment that values diversity as a fundamental asset. Research substantiates that diverse teams are not only more innovative but also make more informed decisions, leading to increased employee engagement and client satisfaction.

Equal Opportunity: We are an equal opportunity employer. All employment decisions are

based on qualifications, merit, and business needs. We do not discriminate on the basis of
race, religion, color, gender, age, national origin, sexual orientation, marital status,
veteran status, or disability status.

Culture Add Over Culture Fit: Rather than seeking candidates who merely fit into our

existing culture, we prioritize those who will add new dimensions to it. We welcome
individuals who bring unique perspectives, experiences, and skills that enrich our team
and client interactions.

Inclusive Excellence: We believe that true excellence can only be achieved in an

environment where every employee feels empowered and included. Our commitment to
diversity extends beyond hiring practices to every facet of our business.

Do you see yourself excelling in this position?

Don't hesitate to apply, even if you don't meet every qualification on the list. We recognize that career journeys are as unique as individuals themselves, and valuable skills can come in various forms. We're eager to learn about your unique talents and experiences.

What We Offer

NFP and Wealthspire Advisors is proud to offer a competitive salary, PTO & paid holidays, 401(k) with match, exclusive discount programs, health & wellness programs, and more. Our PeopleFirst culture focuses on building and nurturing lifelong relationships with our employees because, at the end of the day, we exist to be there for others.

NFP and You... Better together!

NFP and Wealthspire Advisors is an inclusive Equal Employment Opportunity employer.

Job Type: Full-time

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible spending account
Health insurance
Health savings account
Paid time off
Vision insurance

Schedule:

8 hour shift
Day shift
Monday to Friday

Work Location: In person

Quick Apply

registered client associate jobs in Chicago, IL

Client Service Associate (Wealth Mgmt) (Hybrid)

ASSOCIATE, PRIVATE WEALTH CLIENT SERVICES

Senior Client Service Associate

Senior Client Service Associate

Registered Wealth Management Client Associate

Client Services Manager

Financial Advisor

Associate Wealth Advisor

Client Services Associate (Chicago)

Client Service Associate (Wealth Management)

Client Service Associate - Registered

Registered Client Service Associate *

Client Service Associate

Client Service Associate

Senior Wealth Consultant (RPP)

Associate Financial Advisor

Senior Registered Financial Client Associate

Nuveen Securities AVP, Distribution Compliance

VP, Retirement Plan Services

Job Seeker Tools

Employer Tools

Browse

Stay Connected