Top 2770 Program Analysis Officer Jobs

Senior Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $105,000 - $120,000 a year
- Full-time
- Management
- Office
- Continuous improvement
- Health savings account
- Health insurance
Quick Apply
Clinical Integrity Officer (BCBA)
Inbloom Autism Services —East Hartford, CT
- $100,000 - $110,000 a year
- Full-time
- Management
- HIPAA
- 3 years
Quick Apply
Chief Financial Officer
CLC Recruiting —Tillamook, OR
- $94,884 - $129,864 a year
- Full-time
- CPA
- No background check
- Office
- Paid holidays
- Disability insurance
Quick Apply
Chief Financial Officer
The Primary Health Network —Sharon, PA
- Full-time
- CPA
- 5 years
- Finance
Quick Apply
Mortgage Loan Officer - Twin Falls
Idaho Central Credit Union —Twin Falls, ID
- Mid-level
- Office
- Bachelor's degree
- Wellness program
- Paid holidays
Quick Apply
SBA Business Development Officer - Northern Region
Citadel Federal Credit Union —Exton, PA
- Hybrid work
- 7 years
- Office
- Senior level
Commercial Loan Officer (5+ years Experience Commercial or Ag Lending)
Community First National Bank —Manhattan, KS
- Full-time
- Background check
- Sales
- Customer service
- Health insurance
- Dental insurance
Quick Apply
Assistant Compliance Officer
Purshe Kaplan Sterling Investments —Albany, NY
- $50,000 - $58,000 a year
- Full-time
- Background check
- Customer service
- Computer literacy
- Health savings account
- Health insurance
Quick Apply
2d
Special Assets and Lending Workout Officer
ConnectOne Bank —Englewood Cliffs, NJ
- $110,000 - $125,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Conflict management
- Organizational skills
- Health insurance
- Dental insurance
SBA Business Development Officer - Western Region
Citadel Federal Credit Union —Exton, PA
- Hybrid work
- 7 years
- Office
- Senior level
Assistant Chief Nursing Officer (ACNO) - Las Cruces, NM
Mountain View Regional —Las Cruces, NM
- Full-time
- Nursing
- RN License
- Hospital
Quick Apply
Treasury Management Officer IV or V
ANB Bank —Boulder, CO
- $101,516.48 - $172,997.81 a year
- Full-time
- Word processing
- 8 years
- Business development
- Profit sharing
- Health savings account
Assistant Chief Nursing Officer (ACNO) - Statesboro, GA
East Georgia Regional Medical Center —Statesboro, GA
- Full-time
- Nursing
- RN License
- Hospital
Quick Apply
Chief Financial Officer
Kids First of Florida —Orange Park, FL
- $80,000 - $120,000 a year
- Full-time
- Background check
- 5 years
- HIPAA
- Health insurance
- Dental insurance
Quick Apply
Commercial Loan Officer
MIDFLORIDA Credit Union —Ocala, FL
- Full-time
- 5 years
- Computer literacy
- Mid-level
- Paid holidays
- Dental insurance
Quick Apply
Commercial Banking Officer
Magnifi Financial Credit Union —West Fargo, ND
- $71,404 - $133,873 a year
- Part-time
- Hybrid work
- Mid-level
- Finance
- Driver's License
- Profit sharing
- Paid parental leave
Quick Apply
Project Management Officer
ASML —Wilton, CT
- Full-time
- Hybrid work
- 5 years
- Writing skills
- Office
Assistant Chief Nursing Officer (ACNO) - Tucson, AZ
Northwest Medical Center Tucson —Tucson, AZ
- Full-time
- Nursing
- RN License
- Hospital
Quick Apply
Chief Financial Officer (CFO)
Centerville Clinics —Fredericktown, PA
- Full-time
- CPA
- 5 years
- Finance
- Health insurance
- Paid time off
Quick Apply
Prin Credit Officer Risk
Compeer Financial —Mankato, MN
- $118,500 - $202,500 a year
- Hybrid work
- Microsoft Outlook
- Mid-level
- Office
- Wellness program
- Health savings account

I want to receive the latest job alert for Program Analysis Officer

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

Program Analysis Officer jobs near

Senior Compliance Officer

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
$105,000 - $120,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Flexible schedule
Life insurance

Qualifications

Securities & Exchange Commission
Series 7
Team development
Continuous improvement
Series 24
Alternative dispute resolution
Financial services
Training & development
Series 63

Full Job Description

About Us

Concorde Holdings, Inc. is an innovative and rapidly expanding financial services firm specializing in broker-dealer, registered investment advisor (RIA), and insurance agency solutions. We pride ourselves on delivering exceptional investment, advisory, and insurance services to both financial professionals and clients. As we continue to scale, we are looking for a detailed and hands-on Senior Compliance Officer.

Role Summary

The Senior Compliance Officer supports the firm’s compliance program across its broker‑dealer, investment adviser, and insurance operations. This role is responsible for regulatory responses, customer complaint oversight, dispute and arbitration support, licensing and registrations, compliance training, continuing education programs, and other compliance support as needed. The Senior Compliance Officer assists the CCO with the firm’s compliance initiatives and leads key operational components of the firm's compliance infrastructure.

Key Responsibilities

Regulatory Inquiries, Exams & Responses

Assist the CCO with SEC and FINRA examinations, including document production, coordination, and drafting portions of exam responses.
Other regulatory inquiries, including state securities regulators, state insurance departments, FINRA matters unrelated to full firm examinations, and other ad‑hoc inquiries.
Prepare written responses, remediation steps, and required follow‑up.

Customer Complaints, Incidents & 4530 Reporting

Investigate and respond to customer complaints, coordinating with senior leadership and legal when appropriate.
Administer the Rule 4530 program, including event analysis, immediate (a)/(b) reporting, and quarterly (d) statistical filings, consistent with your complaint decision framework.

Arbitration, Disputes & Disclosure Filings

Support arbitration matters, including information gathering, response drafting, and coordination with outside counsel.
Oversee Form U4 and U5 amendments, ensuring accuracy and timeliness (30‑day reporting windows) in alignment with internal WSPs.

Licensing, Registration & Onboarding Controls

Manage firm and associated‑person licensing and registrations.
Oversee registration workflows, branch filings, OBA updates, and CE tracking requirements.

Compliance Training & Continuing Education (CE)

Conduct annual needs analysis, risk‑based topic selection, and course design.
Administer platform logistics, track completion, and document CE evidence.
Oversee state-required IAR CE course assignments, completions, and renewal readiness.
Maintain documentation for audits and ensure state filings are timely.
Track and ensure completion of S101/S201/S901 and any regulatory element updates required by FINRA.
Maintain evidence records in compliance systems and incorporate CE status into onboarding, heightened supervision, and field supervision processes.

Regulator & Internal Stakeholder Interaction

Serve as a key point of contact for regulator communications (outside of formal exams).
Provide compliance guidance to internal departments and field partners.

Leadership & Team Development

Manage, train, and mentor other members on the compliance team; set priorities, develop workflows, and oversee quality of work.
Promote documentation standards, continuous improvement, and service excellence.

Job Type: Full-time

Pay: $105,000.00 - $120,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible schedule
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Professional development assistance
Vision insurance

Application Question(s):

Do you have at least 5 years of experience in the financial services industry (preferably in a compliance role)?
Do you currently have the following license criteria? Series 7, Series 63, and Series 65 or Series 66 and Series 24.

Work Location: In person

Quick Apply

Refine Your Search

Program Analysis Officer jobs

Senior Compliance Officer

Clinical Integrity Officer (BCBA)

Chief Financial Officer

Chief Financial Officer

Mortgage Loan Officer - Twin Falls

SBA Business Development Officer - Northern Region

Commercial Loan Officer (5+ years Experience Commercial or Ag Lending)

Assistant Compliance Officer

Special Assets and Lending Workout Officer

SBA Business Development Officer - Western Region

Assistant Chief Nursing Officer (ACNO) - Las Cruces, NM

Treasury Management Officer IV or V

Assistant Chief Nursing Officer (ACNO) - Statesboro, GA

Chief Financial Officer

Commercial Loan Officer

Commercial Banking Officer

Project Management Officer

Assistant Chief Nursing Officer (ACNO) - Tucson, AZ

Chief Financial Officer (CFO)

Prin Credit Officer Risk

I want to receive the latest job alert for Program Analysis Officer

Related Searches

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected