Our firm is a dynamic, boutique wealth management firm with a mission to educate the community with all things financial and empower others to live their best lives. They design a personalized plan and help clients execute it by safely navigating their financial journey and having meaningful adventures along the way. The firm provides comprehensive, fee-based financial planning, fee-based investment advisory solutions, education funding strategies, holistic wealth management, retirement planning and risk management.
· Proactive communication with the client throughout the implementation process
· Facilitate and assist in the opening of investment accounts, including data gathering and paper/digital signature requests
· Monitor trades and verify funds
· Process proposal amendments and monitor alerts
· Proactively manage asset movement
· Implement initial and subsequent asset allocation trades
· Prepare advisory proposals
· Prepare necessary paperwork to implement recommendations
· Run and analyze performance reports in Envestnet, Morningstar, NMCIR etc.
· Track potential rollover opportunities
· Handle incoming service requests from clients regarding their accounts
· Handle complex insurance client service issues and process incoming client service requests including but not limited to: processing address changes, bank change information, and account inquiries
· Manage client correspondence, notes, and files, and maintain compliant client records
· Cross-training with department roles
· Ensure NMIS and NMWMC compliance requirements are implemented and followed
Minimum Requirements:
· Bachelor’s degree
· Minimum of 1-3 years of financial planning experience
· Series 7, SIE preferred or willing to complete within 12 months
· Illinois Life & Health insurance license obtained within 30 days of start date
· History of clean compliance record
Performance Skills:
· Excellent communication and problem-solving skills
· Ability to work with a close-knit team
· Ability to create and maintain systems for high volume of work, and stay organized in a fast-paced environment
· Strong customer focus, excellent social skills, and is team oriented
· Strong communication skills, attention to detail and consistent follow through
· Punctual, and brings a positive mindset and upbeat energy into the office
· Ability to multi-task, prioritize, and work efficiently
Pay: $62,596.53 - $66,976.46 per year
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Paid time off
- Vision insurance
Work Location: Hybrid remote in Schaumburg, IL 60173
