About DWMG
Decker Wealth Management Group is a full service wealth management firm that provides comprehensive financial planning and investment management services. Dedicated to improving the lives of our clients both today and through their retirement, we help our clients to develop a clear vision of their life goals. The team at DWMG helps support their journey by providing advice that encompasses all areas of their financial life.
Role Summary
The primary responsibility of the Registered Client Services Associate/Operations Associate is to provide service to clients and the advisors of the firm. This role requires a self-starter who is disciplined and uses time effectively. The ideal candidate will possess a naturally positive attitude with a friendly & optimistic communication style. The chosen candidate will be a member of a dynamic team in a collaborative, client-focused environment utilizing their exceptional organizational, communication and problem-solving skills. This is a role that offers great career path opportunities.
Role Responsibility
Responsible for day-to-day operations and administrative support. This includes answering inbound calls and email requests, scheduling and gathering client data for ongoing service processes as well as initiating and anticipating the needs of others.
Initial point of contact for High Net Worth clients. Ability and knowledge to respond to requests for investment, mutual fund and account information, with the ability to resolve complex account issues.
Responsible for following standardized procedures to meet client needs and may conduct research for complex requests.
Ensure all paperwork and procedures for client requests are completed and adhere to compliance requirements.
Coordinate with internal operation departments to ensure client requests are fulfilled
Develop and maintain proficient knowledge of financial products and services. Understands the overall Financial Services industry and related legal, tax, and regulatory issues to guide clients.
Maintaining data integrity across all systems and updating as necessary.
Participate in special projects and perform other duties as assigned.
Role Requirements
- 5+ years of experience as a Registered Client Service Associate
- Series 7 is required
- Series 66 (or 65/63) required
- Positive attitude
- Outstanding communication skills - verbal and written
- Organized, meticulous & detail oriented
- Ability to thrive in a fast paced environment
- Ability to prioritize and multitask
- Impeccable problem solving and time management skills a must
- Ability to exercise good judgement by recognizing urgency and setting priorities
- Background check required
- Must possess a valid driver’s license and have reliable transportation
Schedule, Benefits & Compensation
- In Office - Monday through Friday - 8 hours per day
- Medical, Dental, Vision, Life, 401(K)
- Paid Time Off
- Competitive Salary
DWMG is an Equal Opportunity Employer
Job Type: Full-time
Projected Total Compensation: $65,000.00 - $120,000.00 per year
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Health savings account
- Life insurance
- Paid time off
- Vision insurance
License/Certification:
- Series 66 (Preferred)
- Series 7 (Required)
Ability to Commute:
- Scottsdale, AZ 85260 (Required)
Work Location: In person
