PRIMARY ACCOUNTABILITIES/RESPONSIBILITIES:
- Develop and implement the annual audit plan based on risk assessments and organizational priorities, along with input from the Audit Committee.
- Oversee the execution (by external providers) of audit engagements, including planning, fieldwork, reporting, and follow-up. Execute select audit engagements directly.
- Evaluate the adequacy and effectiveness of internal controls, risk management, and governance processes.
- Ensure compliance with internal policies, procedures, laws, and regulatory requirements.
- Communicate audit findings and recommendations to the Audit Committee and senior management.
- Maintain log to track remediation of audit findings (if any). Monitor and verify the implementation of corrective actions and improvements. Conduct follow-up reviews, as necessary.
- Prepare clear, concise, and impactful audit reports for presentation to the Audit Committee and senior management. Reports should include summaries of audit findings, risk themes, and audit plan status.
- Serve as a trusted advisor while upholding the objectivity and independence required of the internal audit function.
- Stay current with industry trends, regulatory changes, and best practices in internal auditing.
KNOWLEDGE, SKILLS AND ABILITIES
- Bachelor’s degree in Finance, Accounting, Economics, or Business; CPA, CIA, or related certification preferred.
- Minimum of 5 years’ progressive experience in internal auditing, with at least 2 years in a supervisory or leadership role.
- Demonstrated ability to work independently and take full ownership of the internal audit function.
- In-depth knowledge of internal auditing standards, risk management frameworks, banking regulations and GAAP.
- Strong analytical, strategic thinking, and problem-solving skills.
- Excellent communication and interpersonal skills, with the ability to influence and build relationships across all levels of the organization, including the Board of Directors.
- High degree of integrity, objectivity, discretion, and professionalism.
Job Type: Full-time
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Health savings account
- Life insurance
- Paid time off
- Vision insurance
Schedule:
Education:
Experience:
- internal auditing: 5 years (Required)
Ability to Commute:
- Houston, TX 77036 (Required)
Work Location: In person
