Job Overview
We are seeking a dedicated and detail-oriented Paraplanner to join our dynamic financial services team. In this vital role, you will support financial advisors by preparing comprehensive financial plans, conducting research, and ensuring compliance with industry regulations. Your expertise will help clients achieve their financial goals through meticulous analysis and tailored advice. This position offers an exciting opportunity to grow within the wealth management sector and make a meaningful impact on clients’ financial futures.
Duties
- Assist in developing personalized financial plans by analyzing client data, including estate planning, tax strategies, and investment portfolios
- Conduct thorough research on securities law, financial regulations, and industry best practices to ensure compliance and optimal advice
- Prepare detailed reports on investment options, cash management strategies, and asset allocation tailored to client needs
- Collaborate with advisors to review client portfolios, monitor market trends, and recommend adjustments for optimal performance
- Maintain accurate records of client interactions, financial analysis, and compliance documentation using specialized financial software
- Stay current with industry knowledge of financial markets, regulatory changes, and new products to provide informed support
Qualifications
- Proven experience practicing in the securities industry with a strong understanding of financial concepts and regulations
- Knowledge of estate planning, wills, trusts & estate law, and wealth management principles
- Familiarity with securities law, FINRA regulations, and financial compliance standards
- Demonstrated expertise in financial analysis, investment management advisory services, and portfolio management
- Strong mathematical skills combined with experience in financial software applications and technical accounting practices
- Excellent client relationship management skills with the ability to communicate complex concepts clearly
- Relevant certifications such as FINRA licenses or equivalent credentials are highly desirable
Join us if you’re passionate about helping clients navigate their financial journeys with confidence! This role offers a vibrant environment where your expertise directly contributes to clients’ success while supporting your professional growth in the fast-paced world of financial services.
Pay: $72,000.00 - $85,000.00 per year
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Flexible schedule
- Health insurance
- Paid time off
- Professional development assistance
- Relocation assistance
- Vision insurance
Experience:
- Financial planning software: 2 years (Preferred)
Work Location: Hybrid remote in Scottsdale, AZ 85260
