Firm Description:
Successful financial services team associated with a Fortune 500 company providing financial security for over 150 years. Mosaic Financial Partners offers flexibility, a team philosophy, opportunities for growth, and was recognized as a Best Place to Work by Milwaukee Business Journal.
Position Overview and Key Responsibilities:
- Lead our investment committee and be accountable for our investment performance vs. benchmark metrics.
- Perform research and analysis to manage investment options.
- Provide information and make recommendations to committee on managers, advisory service products, investment selection, suitability guidelines, and reporting decisions.
- Conduct detailed research and analysis of investment opportunities.
- Recommend fund portfolio options based on client needs and industry trends.
- Monitor funding of advisory accounts and communicate with clients regarding advisory-related services and products.
- Process investment accounts, trades, and private investment paperwork.
- Mutual Fund Wholesaler Point of Contact.
- Coordinating investment committee meetings. Provide market commentary and economic outlook (much of can be sourced from N.M. material).
- Monitoring capital gains distributions
- Ongoing monitoring of securities.
- Model management & updating positions.
- ALTS expert and potentially ALTS paperwork.
- Attend some client meetings as an investment expert. Including those with joint work partners.
Qualifications:
- Bachelor’s Degree in Business, Finance, or related field preferred.
- Strong analytical, problem-solving, and communication skills.
- Ability to adapt to change and work in a fast-paced environment.
- Familiarity with Microsoft applications and web-based data management.
- Minimum of 3 years of broker-dealer knowledge and understanding.
- Must have Series 7, 66, SIE.
- Must get Life and Health licenses before starting.
Experience:
- 3-5+ years of financial planning experience in the securities industry.
- Strong attention to detail, accuracy, and reliability.
- Customer service experience, including excellent oral and written communication skills.
Pay: $90,000.00 - $120,000.00 per year
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Life insurance
- Paid parental leave
- Paid time off
- Parental leave
- Professional development assistance
- Referral program
- Vision insurance
- Volunteer time off
Work Location: Hybrid remote in Whitefish Bay, WI 53211
