Overview
Join our dynamic financial services team as a Licensed Financial Professional, where your expertise will empower clients to achieve their financial goals and secure their futures. In this role, you will deliver personalized wealth management solutions, provide comprehensive financial planning, and ensure compliance with industry regulations. Your proactive approach and industry knowledge will help clients navigate complex financial concepts confidently while adhering to regulatory standards. This paid position offers an exciting opportunity to grow your career in a collaborative and supportive environment dedicated to excellence and integrity.
Duties
- Develop tailored financial plans for clients, incorporating estate planning, tax strategies, and investment management
- Provide expert guidance on securities law, financial regulations, and compliance requirements to ensure ethical practices
- Manage investment portfolios by analyzing financial markets, conducting research, and applying financial analysis techniques
- Assist clients with cash management, banking services, and asset management to optimize their financial health
- Maintain up-to-date knowledge of industry trends, regulatory changes, and financial software tools to deliver innovative solutions
- Cultivate strong client relationships through ongoing communication, needs assessment, and personalized service
- Ensure all activities adhere to FINRA (Financial Industry Regulatory Authority) standards and other relevant industry regulations
Skills
- Deep understanding of estate planning, wills, trusts & estate law, and wealth management principles
- Proficiency in securities law, financial compliance, and industry-specific regulations governing financial services
- Strong knowledge of financial concepts including investment management, portfolio management, and financial analysis
- Experience with financial software applications used for research, analysis, and client relationship management
- Excellent math skills combined with technical accounting expertise in public or corporate accounting environments
- Proven ability in sales within the financial sector with a focus on customer service excellence
- Familiarity with industry terminology related to banking, cash flow management, and asset management
This role is ideal for motivated professionals eager to leverage their industry knowledge while making a meaningful impact on clients’ lives. If you are passionate about finance and committed to maintaining the highest standards of integrity and compliance, we welcome your application.
Pay: $60,000.00 - $125,000.00 per year
Benefits:
- 401(k)
- 401(k) matching
- Health insurance
- Life insurance
- Professional development assistance
Work Location: In person
