Overview
Join our dynamic team as a Registered Client Service Associate and become a vital part of delivering exceptional financial services to our clients. In this energetic role, you will serve as a trusted point of contact, providing personalized support and ensuring seamless communication between clients and our financial advisors. Your expertise will help clients navigate complex financial concepts, estate planning, and investment management strategies with confidence. This position offers an exciting opportunity to grow your career in a fast-paced environment dedicated to client success and financial empowerment.
Duties
- Act as the primary liaison for clients, addressing inquiries related to estate planning, securities law, tax strategies, wills, trusts, and estate law
- Assist clients with financial sales processes, including onboarding new accounts and explaining investment options
- Support the preparation and review of financial analysis reports, cash management plans, and wealth management strategies
- Maintain accurate client records using customer relationship management (CRM) software and ensure compliance with banking and securities regulations
- Collaborate with advisors to coordinate portfolio management activities and provide updates on investment performance
- Conduct research on financial concepts, asset management trends, and technical accounting standards to inform client recommendations
- Facilitate communication between clients and internal teams to ensure timely resolution of issues and smooth service delivery
Requirements
- Bachelor's Degree
- Series 65 is required - 63, 66, or 7 certifications in addition is desired
- Clean U4
Qualifications
- Strong listening and written communication skills
- Strong knowledge of estate planning, wills, trusts & estate law, and securities law
- Experience in financial sales, financial analysis, and financial services industry practices
- Proficiency in financial software applications and research tools used in wealth management and asset management
- Solid understanding of tax principles, corporate accounting, public accounting, and technical accounting standards
- Excellent math skills with the ability to interpret complex financial data accurately
- Demonstrated ability to manage customer relationships effectively within banking or investment environments
- Prior experience in investment management, cash management, or portfolio management is highly desirable
This role is ideal for motivated individuals eager to develop expertise across a broad spectrum of financial concepts while delivering outstanding service. If you thrive in a fast-moving setting that values precision, transparency, and client focus—this is your opportunity to make a meaningful impact!
Pay: $57,000.00 - $75,000.00 per year
Benefits:
- 401(k)
- Dental insurance
- Health insurance
- Life insurance
- Vision insurance
Work Location: In person
