Registered Client Associate Salaries in Laguna Niguel, CA

Perform various administrative duties (i.e., typing, filing, answer phones, mailing documents/letters, etc.). Communication Skills - The ability to communicate…

$55,000 - $73,000 a year

Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy within the FA's business, while…

$25 - $45 an hour

Bachelor’s degree in Finance, Accounting, Economics, or a related field. 0–3 years of experience in financial services or related field (internships or prior…

14 days ago

Answering inbound phone calls or making outbound calls with updates on service requests (e.g., scheduling follow-up calls with FAs / PWAs / teams as needed).

$34,320 - $90,000 a year

Ability to obtain additional securities and advisory state registrations if required by state. Series 63, 65 and/or 66 as required by state.

$55,000 - $80,000 a year

8 days ago

Monitors daily custodial alerts including cash management, account updates, trading, etc. and resolves accordingly.

$60,000 - $65,000 a year