Top 6 Associate financial consultant Jobs in Alabama

KYC Refresh Associate
StoneX Group —Birmingham, AL
- Full-time
- Research
- Office
- Finance
5d
Associate Financial Consultant
Regions —Birmingham, AL
- $40,000 - $100,000 a year
- Full-time
- Office
- High school diploma or GED
- Entry level
- Health savings account
- Health insurance
Wealth Management Associate
Equitable Advisors —Mobile, AL
- Mid-level
- Office
- Bachelor's degree
- Employee stock purchase plan
- Disability insurance
Wealth Advisor Associate
RFG Advisory —Birmingham, AL
- $80,000 - $90,000 a year
- Full-time
- CPA
- Mid-level
- Office
- Health insurance
- 401(k)
Quick Apply
11d
Associate - South Central Advisor Group
Thrivent —Montgomery, AL
- Contract
- Research
- Mid-level
- Administrative experience
Quick Apply

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Investment Portfolio Associate-Huntsville, AL
Raymond James Financial, Inc. —Huntsville, AL
Bachelor’s degree in a related field and three years’ experience in the financial services industry with an emphasis on conducting market research and analysis.
Detection & Investigation Associate: FDO SELF SERVICE WIRE: 9:00 am - 6:00 pm EST
PNC Financial Services Group —Birmingham, AL
Makes determination as to whether the activity is reportable or requires additional escalation, based on standard criteria and/or independent judgment.
$45,000 - $92,575 a year

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Associate Financial Advisor
Transcend Practice Management —Columbus, OH
Provide outstanding service by responding to incoming calls from clients and addressing their concerns in a timely manner. Status: Full time, in office.
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Senior Wealth Planning Associate - Columbus, OH
Janney Montgomery Scott LLC —Columbus, OH
Must obtain insurance license within 12 months of hire. Gather and analyze data, develop of financial planning recommendations, implementation, and portfolio…

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KYC Refresh Associate

StoneX Group -
Birmingham, AL

Apply Now

Job Details

Full-time
5 days ago

Qualifications

Customer communication
Employee relationship building
Productivity software

Full Job Description

Overview:

Overview

Connecting clients to markets – and talent to opportunity

With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.

Business Segment Overview:

Corporate: Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.

#LI-OnSite

Responsibilities:

Responsibilities:

StoneX Job Description: Provide support for the team by performing work that is primarily routine in nature and specific to the team. Types of works performed may include data entry, including entering, compiling, and validating data, as well as other production activities such as periodic reviews, customer identification, and document processing. May assist with research and resolving teamwork items and performing job functions with a high level of attention to detail and excellent internal customer service. Works under the close direction of senior personnel in the respective team and expected to possess an understanding of general aspects of the job.

Primary Accountabilities/Responsibilities:

Maintain prompt and regular attendance in office
Maintain an understanding of team expectations, project statues, and company policies
Shared responsibility for e-mail coverage and processing
Process customer data to verify identities of account holders
Assist on supporting KYC Refresh through ongoing customer reviews and processing of customer documentation
Perform adverse media, sanctions, and PEP screening on customers and affiliated party names utilizing firm screening vendors.
Understand different onboarding systems and customer platforms
Provide back-up coverage for various team specific tasks and responsibilities as needed
Assist with general questions and inquiries on account verification from customers as needed
Develop and maintain strong relationships with other departments & lines of business
Liaise with front office staff to coordinate additional outreach for updated client KYC documents and information as necessary.
Accomplish tasks as assigned
Track work cases and report to KYC Operations Management team on daily/weekly production statistics.
Reliable in attaining expected results, timely and efficient
Requires moderate supervision
This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary

Qualifications:

Qualifications

Required:

Strong critical thinking and analytical skills with high attention to detail
Effective communication skills – oral and written, with an emphasis on customer service
Proficiency in Microsoft Office 365 applications

Education and/or Certifications:

Bachelor’s degree in business, finance or related field or equivalent work experience
Series 99, or equivalent (or ability to obtain within 2 months of employment)

Working Environment:

Full time onsite
Ability to take direction, work independently and within a team environment
Adaptable to change in a highly regulated industry

Apply Now

Refine Your Search

associate financial consultant jobs in alabama

KYC Refresh Associate

Associate Financial Consultant

Wealth Management Associate

Wealth Advisor Associate

Associate - South Central Advisor Group

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