Top 20 Regulatory affairs Jobs in Boulder, Co

Regulatory Compliance Officer
Partners Group —Broomfield, CO
- $130,000 - $160,000 a year
- Office
- 3 years
- Business development
- Disability insurance
- Health insurance
11d
Senior Program Manager, Regulatory Compliance
Google —Boulder, CO
- $164,000 - $239,000 a year
- Full-time
- Office
- Bachelor's degree
- Fair chance
4d
Environmental & Social Responsibility Project Coordinator
Corporate Functions —Denver, CO
- $64,800 - $81,000 a year
- Full-time
- Hybrid work
- Research
- Mid-level
- Master's degree
Quick Apply
4d
Compliance Specialist I - DORA: PUC Hybrid
State of Colorado —Denver, CO
- $4,076 - $4,483 a month
- Online Application
- Hybrid work
- Background check
- Spanish
- Doctoral degree
- Paid holidays
- Disability insurance
6d
Senior Compliance Analyst - Advertising Reviewer (Hybrid)
Transamerica —Denver, CO
- $80,000 - $90,000 a year
- Full-time
- Hybrid work
- Marketing
- Research
- Mid-level
- Wellness program
- Paid parental leave
Product Security Process Analyst II
Terumo —Lakewood, CO
- $123,800 - $154,700 a year
- Computer Science
- 5 years
- Writing skills
- Wellness program
- Health insurance
6d
Project Manager (Energy & Permitting – Rockies Region) Remote/Hybrid
Tetra Tech —Denver, CO
- $95,000 - $150,000 a year
- Hybrid work
- Clean driving record
- 5 years
- Pass drug screening
- Life insurance
14d
Senior Manager, Research & Innovation (R&D)
Danone —Louisville, CO
- $118,000 - $169,000 a year
- Full-time
- Hybrid work
- Addiction Medicine
- Master's degree
- Bachelor's degree
- Wellness program
- Paid parental leave
Senior Manager, Clinical Operations
Cerapedics, Inc. —Westminster, CO
- $146,000 - $210,000 a year
- Remote
- Analysis skills
- Bachelor's degree
- Travel
- Disability insurance
- Health insurance
Quick Apply
Medical Science Liaison - Metabolism
PTC Therapeutics US, Inc. —Boulder, CO
- $153,000 - $199,200 a year
- Full-time
- Background check
- Up to 50% travel
- Hospital
- Dental insurance
- Vision insurance
Quick Apply
Principal Scientist, Analytical Development - Process Science
ImmunityBio —Louisville, CO
- $150,000 - $165,000 a year
- Full-time
- 6 years
- Supervising experience
- Bachelor's degree
- AD&D insurance
- Disability insurance
Director of Permitting
SOLV Energy, LLC —Denver, CO
- $150,080 - $187,600 a year
- Full-time
- Remote
- 7 years
- Engineering
- Travel
- Paid holidays
- Disability insurance
Quick Apply
14d
Senior Director, Compliance - Broker Dealer & RIA
Transamerica —Denver, CO
- $165,000 - $190,000 a year
- Full-time
- Hybrid work
- 11+ years
- Office
- Finance
- Wellness program
- Paid parental leave
Senior Project Manager (Energy & Permitting – Rockies Region) Remote/Hybrid
Tetra Tech —Denver, CO
- $130,000 - $180,000 a year
- Hybrid work
- Clean driving record
- Pass drug screening
- 8 years
- Life insurance
14d
Medical Science Liaison/Senior Medical Science Liaison - Immunology and Targeted Therapy - West
EVERSANA —Denver, CO
- $190,000 - $220,000 a year
- Full-time
- Remote
- Medicine
- Doctor of Philosophy
- Travel
Quick Apply
Director of Operations - Medical Device
Biointellisense —Golden, CO
- $100,000 - $145,000 a year
- Full-time
- 6 years
- Oracle
- Microsoft Outlook
- Health savings account
- Paid holidays
Quick Apply
NERC Operations Sr Analyst, East
AES Corporation —Louisville, CO
- $83,000 - $99,450 a year
- Full-time
- Engineering
- Research
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
NERC Operations Sr Analyst, Central
AES Corporation —Louisville, CO
- $83,000 - $99,450 a year
- Full-time
- Engineering
- Research
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
NERC Operations Team Leader
AES Corporation —Louisville, CO
- $108,500 - $135,575 a year
- Full-time
- 5 years
- Bachelor of Science
- Engineering
- Health insurance
- Dental insurance
Quick Apply

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Senior Program Manager, Regulatory Compliance
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Manager, Government and Regulatory Affairs - SPP and ERCOT
Scout Clean Energy —Boulder, CO
Partner with internal teams (legal, engineering, interconnection, development and asset management) to prioritize issues, develop positions, support decision-…
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regulatory affairs jobs near boulder, co

Regulatory Compliance Officer

Partners Group -
Broomfield, CO

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Job Details

$130,000 - $160,000 a year
11 days ago

Benefits

Disability insurance
Health insurance
Dental insurance
401(k)
On-the-job training
Vision insurance
Sabbatical
Life insurance

Qualifications

Securities & Exchange Commission
Securities law compliance support experience
Bachelor's degree
Securities law
Experience practicing in the securities industry

Full Job Description

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Regulatory Compliance Officer

Location:
Broomfield, US

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We are one of the largest global private markets investment managers, serving over 800 institutional investors worldwide. We have USD 185 billion in assets under management and around 2,000 professionals across 24 offices worldwide. Partners Group is an equal opportunity employer committed to cultural diversity.

What it's about

Partners Group’s Compliance business unit is responsible for ensuring that the firm complies with all applicable regulatory requirements and protecting the firm from regulatory and reputational risks. The Regulatory Compliance team Americas manages the compliance program for Partners Group's SEC Registered Investment Advisers, multiple SEC Registered Investment Companies, a Canadian affiliate and regulated activities in the Cayman Islands. The team's responsibilities include, among other things, oversight of 4 offices in the US, offices in Brazil and Canada, over 400 employees and all marketing and distribution activities in the western hemisphere. The Regulatory Compliance team Americas also assists in implementing Partners Group's overall global compliance framework.

Responsibilities

Serve as key Regulatory Compliance resource for Partners Group private market business in the Americas, providing day-to-day compliance support and helping ensure alignment with applicable regulatory requirements and global policies.
Support the SEC-registered investment adviser compliance program through oversight of the execution and continuous enhancement of policies, procedures, and controls under Rule 206(4)-7 of the Investment Advisers Act of 1940, as well as other applicable federal and state securities laws and regulations.
Assist in the management of the regional compliance program including partnering with and supporting senior members of the Compliance team on key initiatives, ongoing monitoring, and remediation efforts.
Assist in monitoring, interpreting, developing and implementing US Securities law requirements as they apply to the firm's business activities, products, and client relationships.
Assist with the preparation, review, and submission of regulatory filings such as Form ADV, Form PF and other federal securities law filings.
Identify and address regulatory risk areas through ongoing monitoring, targeted reviews, and recommendations for policy, process, and control enhancements.
Research key considerations relevant to specific clients, products and jurisdictions in the Americas, including strategic initiatives to support business development efforts.
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What we expect

3-5 years of relevant work experience in registered funds, private markets and/or asset management
Bachelor's Degree.
Knowledge of the Investment Advisers Act of ‘40, Investment Company Act of ‘40, Securities Act of '33, and applicable US Securities Law is required.
General understanding of private funds (structure and regulations) is required.
Working knowledge of U.S. securities laws and regulations applicable to marketing and advertising, including the Investment Advisers Act of 1940, the SEC Marketing Rule, and FINRA advertising rules.
FINRA Series 7 and Series 24 and Series 63 licenses preferred.
Possess the necessary skillset to quickly learn new technologies and the analytical skills required to drivecritical issues to resolution within a global compliance team and collaboration with other internal stakeholders.
Team player and collaborative approach is a must.
Self-motivated, proactive, intellectually curious individual with strong desire to learn and succeed.
Excellent analytical, interpersonal and project & task management skills to manage multiple projects at any one time.

What we offer

Partners Group is a global financial institution that retains the culture, pace and agility of a start-up. As a growing firm, we are committed to attracting, developing and retaining the very best talent, by offering a workplace where results are truly recognized and rewarded.

Our offerings include:
Professional, international, and high-performing work-environment
Challenging, rewarding career within a growing company
Collaborative environment, with on-the-job training and mentorship opportunities
Competitive benefits and wellness package, including medical, dental and vision coverage
401k (Roth and pre-tax options) with company-match
25 vacation days, and 13 holidays annually
One-month sabbatical after every five years of service
Company paid life and disability insurance
Education assistance program
Lunch stipend
Domestic and international events, including offsites and volunteer opportunities
Partners Group compensation has a long-term outlook and philosophy, and our total compensation emphasizes performance based long term incentives. Base pay range for this role is $130,000 - $160,000 and a performance-based bonus are additional parts of the total compensation package.

Make an impact on the organization by taking a leading role in the growth of our US business. Our working environment is humble, inclusive and transparent; the structure of the firm is flat.

At Partners Group, we thrive on new ideas for the benefit of our clients, our employees and our communities. We are proud to be an equal opportunity employer and support diversity of perspectives.

www.partnersgroup.com

Please be aware, fraudsters may pose as Partners Group recruiters. All genuine representatives can be identified by a verified sign on their LinkedIn profiles. If you suspect fraud or have doubts, contact us immediately at [email protected]

Job Segment: Compliance, Law, Series 7, Advertising, Regulatory Affairs, Legal, Finance, Marketing

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regulatory affairs jobs in boulder, co

Regulatory Compliance Officer

Senior Program Manager, Regulatory Compliance

Environmental & Social Responsibility Project Coordinator

Compliance Specialist I - DORA: PUC Hybrid

Senior Compliance Analyst - Advertising Reviewer (Hybrid)

Product Security Process Analyst II

Project Manager (Energy & Permitting – Rockies Region) Remote/Hybrid

Senior Manager, Research & Innovation (R&D)

Senior Manager, Clinical Operations

Medical Science Liaison - Metabolism

Principal Scientist, Analytical Development - Process Science

Director of Permitting

Senior Director, Compliance - Broker Dealer & RIA

Senior Project Manager (Energy & Permitting – Rockies Region) Remote/Hybrid

Medical Science Liaison/Senior Medical Science Liaison - Immunology and Targeted Therapy - West

Director of Operations - Medical Device

NERC Operations Sr Analyst, East

NERC Operations Sr Analyst, Central

NERC Operations Team Leader

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