Top 829 Finance Jobs in Clearwater, Fl

Risk Management Officer
J.W. Cole Financial, Inc. —Tampa, FL
- $90,000 - $100,000 a year
- Full-time
- Background check
- 5 years
- Office
- Health insurance
- Dental insurance
Quick Apply
Chief Financial Officer ( Fully on-site)
PharmaLink, LLC —Largo, FL
- CPA
- 11+ years
- Office
Quick Apply
12d
Licensed Financial Representative
One Team Financial Group, LLC —Tampa, FL
- $50,000 - $80,000 a year
- Choose your own hours
- Social media management
- English
- Mid-level
- Health savings account
- Health insurance
Quick Apply
Financial Advisor
Northwestern Mutual - Clearwater —Clearwater, FL
- $70,000 - $200,000 a year
- Full-time
- Hybrid work
- Mid-level
- Office
- Bachelor's degree
- Paid training
- Health insurance
Quick Apply
Financial Advisor/Wealth Manager - Tampa, FL
Florida Financial Advisors —Tampa, FL
- From $100,000 a year
- Full-time
- Mid-level
- Office
- In-person
- Health insurance
- Opportunities for advancement
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Personal Banker
PNC Financial Services Group —Clearwater, FL
- Full-time
- Spanish
- Office
- 3 years
- Wellness program
- Health savings account
Personal Banker
Valley National Bank —Clearwater, FL
- $17.31 - $28.85 an hour
- Computer literacy
- Office
- Finance
Quick Apply
Patient Financial Representative II
BayCare —Clearwater, FL
- Full-time
- Hybrid work
- Computer literacy
- Writing skills
- Mid-level
- Health insurance
- Dental insurance
Small Business Banker (Central Pinellas County)
Valley National Bank —Clearwater, FL
- $85,200 - $147,200 a year
- Mid-level
- Finance
- High school diploma or GED
Quick Apply
Financial Services Associate
Amscot Financial —Tampa, FL
- Weekends as needed
- Customer service
- High school diploma or GED
- Quick service & fast food restaurant
- Paid training
- Paid holidays
Quick Apply
Business Banker
First Citizens Bank —Belleair Bluffs, FL
- Full-time
- Mid-level
- Office
- High school diploma or GED
Relationship Banker / SrRB - ICOT
Truist Bank —Clearwater, FL
- Extended hours
- Background check
- Computer literacy
- English
- AD&D insurance
- Paid holidays
10d
Premium Auditor (Hybrid)
ARMStrong Insurance Services —Clearwater, FL
- $45 - $48 an hour
- Full-time
- Hybrid work
- Microsoft Word
- Mid-level
- Driver's License
- Paid holidays
- Disability insurance
Quick Apply
Financial Analyst
VasoTechnology powered by NetWolves —Tampa, FL
- $55,000 - $65,000 a year
- Full-time
- Mid-level
- Office
- Finance
- Paid holidays
- Disability insurance
Quick Apply
Financial Analyst – Job cost specialist (QBO expert)
Granite Communications and Security LLC —Lutz, FL
- $80,000 - $85,000 a year
- Full-time
- Background check
- Microsoft Excel
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Player Banker
Designated Gaming Services —Tampa, FL
- $18 an hour
- Part-time
- Math
- US work authorization
- In-person
- Paid training
Quick Apply
Director of Land Finance
The Minto Group —Tampa, FL
- Full-time
- CPA
- System design
- Office
- Paid time off
- Parental leave
Quick Apply
Assistant Controller
GenServe —Tampa, FL
- $100,000 - $120,000 a year
- Full-time
- Hybrid work
- Background check
- 5 years
- Finance
- Health insurance
- Dental insurance
Quick Apply
Finance Specialist, 2 Years experience, bilingual Spanish
powerhouse automotive —Tampa, FL
- From $2,500 a week
- Full-time
- Background check
- Spanish
- Dealership
Quick Apply
Financial Planner Assistant
ECONOLOGICS FINANCIAL ADVISORS —Largo, FL
- $48,000 - $50,000 a year
- Full-time
- Office
- Administrative experience
- High school diploma or GED
- Health insurance
- Dental insurance
Quick Apply

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finance jobs near clearwater, fl

Risk Management Officer

J.W. Cole Financial, Inc. -
Tampa, FL

Quick Apply

Job Details

Full-time
$90,000 - $100,000 a year

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Employee assistance program
Vision insurance
401(k) matching
Life insurance

Qualifications

Process improvement
Improving operational efficiency
Series 7
Bachelor's degree
Continuous improvement
Attention to detail
Series 24
Financial services
Training & development

Full Job Description

J.W. Cole Company Profile

J.W. Cole is a Tampa-based Broker-Dealer and Registered Investment Adviser providing robust service, operational, product, compliance, and practice support to approximately 500 Financial Professionals nationwide. At J.W. Cole, we recognize that we are as much in the relationship business as we are in the financial services business. Therefore, we are passionate about the importance of strong relationships between our Financial Professionals, clients, and the Home Office staff.

Risk Management Officer

J.W. Cole Financial, Inc. is seeking a highly motivated, creative, and dynamic professional to join our compliance team in Tampa! The ideal candidate will have a background in the financial services industry. This role is responsible for supporting the firm’s compliance program by executing risk-based compliance testing and monitoring activities aligned with regulatory requirements. The role tracks and supports remediation of issues identified through testing and reviews and contributes to the firm’s compliance risk assessment to prioritize monitoring efforts. In addition, the role will help ensure the Firm maintains proper, efficient, and field-focused compliance policies and procedures, including identifying, updating, and tracking. The role also provides continuing education, documentation, reporting, and communication support to strengthen overall compliance program oversight.

This role requires an individual who can identify opportunities, create efficiencies, drive improvements and achieve successful results working in a team-based environment. It is incumbent that the candidate be able to work in a dynamic and diverse environment growing the firm’s successful and evolving compliance program, mitigating risk and successfully interacting with Financial Professionals to coach, educate and create solutions. Accordingly, we are seeking a driven candidate who enjoys facing and overcoming challenges, while seeking continual improvement opportunities to identify creative successes that benefit multiple parties.

Key Responsibilities:

Key Responsibilities:

Execute testing aligned with regulatory requirements including supervisory control reviews, 206(4)-7 testing, and annual compliance program reviews. Monitor issues identified by the Home Office OSJ examination and, as applicable, incorporate into the testing program.
Oversee the testing remediations ensuring follow-through and implementation of updates or changes.
Support the development, maintenance, and formal publication of compliance policies and procedures consistent with regulatory requirements, ease-of-business, efficiency and organizational standards.
Work with business lines, internal stakeholders, and external auditors to ensure compliance and support regulatory requirements
Administer compliance content on the firm’s internal intranet site.
Assist with drafting and publishing field communications related to compliance matters.
Support Financial Professional onboarding and recruitment efforts from a compliance role
Other duties as assigned

Given the importance of team dynamics and our partnering culture candidates, seeking a remote position will not be considered.

Qualifications:

Series 7 and 24 (required)
Bachelor's Degree (preferred)
5+ years of financial services experience in audit, risk management, or compliance
Good knowledge of FINRA and SEC regulatory requirements
Knowledge and experience with risk-based testing methodologies
Experience with drafting and maintaining policies and procedures
Ability to multitask and pivot, when necessary, in a fast-paced environment to meet deliverables.
High attention to detail and ability to work independently
Excellent written and verbal communication skills
Must be highly motivated, energetic, and driven with a willingness to spearhead projects.
Service-oriented with the ability to not only understand the issues affecting Financial Professionals, but empathize with them and seek logical, equitable, and compliant solutions.

Job Type: Full-time

Pay: $90,000.00 - $100,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Employee assistance program
Health insurance
Life insurance
Paid time off
Vision insurance

Education:

Bachelor's (Preferred)

Experience:

Broker/Dealer: 5 years (Required)

License/Certification:

Series 7 (Required)
Series 24 (Required)

Location:

Tampa, FL 33634 (Required)

Work Location: In person

Quick Apply

Refine Your Search

finance jobs in clearwater, fl

Risk Management Officer

Chief Financial Officer ( Fully on-site)

Licensed Financial Representative

Financial Advisor

Financial Advisor/Wealth Manager - Tampa, FL

Personal Banker

Personal Banker

Patient Financial Representative II

Small Business Banker (Central Pinellas County)

Financial Services Associate

Business Banker

Relationship Banker / SrRB - ICOT

Premium Auditor (Hybrid)

Financial Analyst

Financial Analyst – Job cost specialist (QBO expert)

Player Banker

Director of Land Finance

Assistant Controller

Finance Specialist, 2 Years experience, bilingual Spanish

Financial Planner Assistant

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