Top 10 Compliance quality control analyst Jobs in Columbus

Payments Monitoring & Testing Compliance Analyst
Sutton Bank —Columbus, OH
- Full-time
- Hybrid work
- Mid-level
- Office
- Analysis skills
Quick Apply
Expense Fraud Analyst
Deloitte —Columbus, OH
- $63,000 - $105,000 a year
- Full-time
- Microsoft Outlook
- Mid-level
- Finance
16h
Anti-Money Laundering/Know Your Consumer Governance and Oversight - Analyst
JPMorganChase —Columbus, OH
- Full-time
- Microsoft Excel
- Mid-level
- Office
- Health insurance
- Tuition reimbursement
3d
QA Analyst I (2nd Shift)
The Marzetti Company —Columbus, OH
- Overtime
- Bachelor's degree
- Computer skills
- Ability to stand for extended periods
Payments Risk Management Senior Analyst
Sutton Bank —Columbus, OH
- Full-time
- Office
- Analysis skills
- Bachelor's degree
- Disability insurance
- Health insurance
Quick Apply
Compliance Analyst: Licensing & Complaints
APCO Holdings —Westerville, OH
- Full-time
- Microsoft Excel
- 6 years
- Research
- Paid holidays
- Health insurance
Quick Apply
Environmental Compliance Analyst
Univar Solutions USA LLC —Dublin, OH
- Laboratory experience
- Mid-level
- Bachelor's degree
- Health insurance
- Dental insurance
10d
Senior Financial Accounting Analyst/Auditor
State of Ohio - Insurance —Columbus, OH
- $64.25 an hour
- Online Application
- Background check
- CPA
- Data analysis skills
- Paid holidays
- Health insurance
Financial Analyst - Expense and Compliance
Ice Miller LLP —Columbus, OH
- $65,000 - $90,000 a year
- Full-time
- Writing skills
- Mid-level
- 3 years
- Health insurance
- Dental insurance
Quick Apply
14d
Regional Compliance Analyst - Key Investment Services (KIS)
Key Investment Services, LLC —Columbus, OH
- $57,000 - $87,000 a year
- Full-time
- Hybrid work
- Up to 50% travel
- Mid-level
- Office

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Payments Monitoring & Testing Compliance Analyst
Sutton Bank —Columbus, OH
Exhibits general awareness and understanding of relevant laws and regulations, including, as applicable, Third-Party Risk Management Guidance, the Electronic…
Quick Apply
Expense Fraud Analyst
Deloitte —Columbus, OH
Bachelor's degree in accounting, Business, Finance, or a related field. Experience analyzing financial transactions, supporting documentation, and data trends…
$63,000 - $105,000 a year
16h

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Payments Monitoring & Testing Compliance Analyst

Sutton Bank -
Columbus, OH

Quick Apply

Job Details

Full-time

Qualifications

Internal compliance assessments
Financial services
Regulatory compliance analysis

Full Job Description

Summary:

Responsible for monitoring and testing the Payments Division Program risk-taking activities on an ongoing basis to ensure applicable regulatory requirements are met. Monitoring and Testing activities are performed under the leadership of a Payments Testing Manager and the guidance of a Payments Senior Testing Analyst.

Qualifications:

Education: Bachelor's degree.

Licenses/Certifications: CRCM, CIA, CAMS or similar professional certifications are preferred.

Experience: A minimum of one to three years of experience in compliance testing/monitoring or audit within the financial services industry. Demonstrable knowledge of regulatory environment and associated risks and proven experience of ensuring compliance with regulatory requirements. Or equivalent combination of education and experience, 5+ years of relevant work experience.

Essential Functions:

A: Job Specific:

Works with the Senior Analyst and/or Manager to execute the Payments Division portion of the annual Compliance Monitoring and Testing Program through planning and conducting reviews with the objective of identifying and managing consumer compliance risks, including existing and emerging risks associated with the Bank's Payment Division Program.
Works with the Senior Analyst and/or Manager to maintain a working knowledge of federal regulations applicable to Payments and utilize the FDIC Consumer Compliance Exam Manual for assigned areas of review.
Exhibits general awareness and understanding of relevant laws and regulations, including, as applicable, Third-Party Risk Management Guidance, the Electronic Funds Transfers Act and Regulation E; the Gramm-Leach-Bliley Act, Regulation P and applicable state privacy laws; Truth in Savings Act, Regulation DD; and state and federal prohibitions against unfair, deceptive or abusive acts or practices (UDAP/UDAAP) in the offering, delivery, or servicing of consumer financial products and services, including regulations and guidance issued and enforced by the FDIC and CFPB.
Works with the Senior Analyst and/or Manager to perform both detailed transactional testing and high-level analysis to assess adequacy of the processes and controls associated with regulatory risks within the payments program.
Accurately completes test scripts and workpapers based on the supporting documentation reviewed and testing performed.
Works with the Senior Analyst and/or Manager to clearly and concisely document any observations and/or exceptions noted, including supporting documentation to evidence results obtained.
Works with the Senior Analyst and/or Manager to document review activity and clearly articulate any potential regulatory violations.
Maintains proactive communication with the Payments Testing Manager to ensure timely updates on review progress and findings.
Promptly escalates any questions or concerns to the Payments Testing Manager for quick resolution.
Supports the Senior Analyst and/or Manager in drafting review findings and reports, strengthening the accuracy of compliance findings and facilitating effective remediation.
Ensures issues identified from the Monitoring and Testing program are entered in the Issues Management system.
As needed, facilitate cross functional collaboration with compliance peers, legal, payments team, and senior management.

Knowledge/Skills/Abilities:

The ability to communicate effectively and clearly, both in verbal and written communications.
The ability to manage multiple deadlines in a fast-paced environment, accomplishing multiple tasks and resolving competing priorities effectively.
Excellent attention to detail and ensuring data accuracy.
Excellent organizational skills.
Strong analytical skills, able to dissect complex problems and synthesize large amounts of information.
Ability to define problems, collect data, establish facts and draw valid conclusions and support decisions with sound reasoning and detailed documentation.
Self-directed and motivated.
Strong team player receptive to exchange of ideas and constructive feedback.
Interpersonal skills, able to interact with people at all levels, comfortable interacting with and presenting to all levels of management.
Working knowledge of payment program regulations.
Experience assisting with planning tests, completing work papers, and identifying issues.

Sutton Bank is an Equal Employment Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, age, national origin, sexual orientation, gender identity, disability, pregnancy or protected veteran status.

Quick Apply

Refine Your Search

compliance quality control analyst jobs in columbus

Payments Monitoring & Testing Compliance Analyst

Expense Fraud Analyst

Anti-Money Laundering/Know Your Consumer Governance and Oversight - Analyst

QA Analyst I (2nd Shift)

Payments Risk Management Senior Analyst

Compliance Analyst: Licensing & Complaints

Environmental Compliance Analyst

Senior Financial Accounting Analyst/Auditor

Financial Analyst - Expense and Compliance

Regional Compliance Analyst - Key Investment Services (KIS)

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