Top 253 Of compliance Jobs in Connecticut

Regulatory Reporting Analyst
Point72 —Stamford, CT
- $90,000 - $100,000 a year
- Office
- Finance
- Databases
- Tuition reimbursement
- Family leave
Compliance Auditor
Yale University —New Haven, CT
- $68,000 - $120,500 a year
- Full-time
- Remote
- Microsoft Word
- Background check
- Nursing
Junior Associate, Compliance HelpDesk
Deloitte —Hartford, CT
- $42,700 - $78,600 a year
- Full-time
- Bachelor's degree
- Travel
- Communication skills
Specialist, Risk and Compliance Services (Center of Excellence)
Deloitte —Hartford, CT
- $63,000 - $116,000 a year
- Full-time
- Microsoft Outlook
- Research
- Mid-level
14d
Head of Compliance
Finalsite —Glastonbury, CT
- Full-time
- Remote
- 5 years
- Finance
- Bachelor's degree
Quick Apply
Compliance Manager
Athletic Brewing Company LLC —Milford, CT
- $95,000 - $125,000 a year
- Full-time
- Hybrid work
- 5 years
- Office
- Bachelor's degree
- Paid parental leave
- Health insurance
Research Billing Compliance Analyst
Yale University —New Haven, CT
- $65,000 - $101,000 a year
- Full-time
- Remote
- Background check
- Customer service
- Mid-level
Contracts Manager
Jonal Laboratories —Meriden, CT
- $95,000 - $120,000 a year
- Full-time
- Mid-level
- Office
- Analysis skills
- Profit sharing
- AD&D insurance
Quick Apply
4d
Electrical Safety & Compliance Manager
ASML —Wilton, CT
- Full-time
- Hybrid work
- Bachelor of Science
- Engineering
- Office
- Work from home
Compliance Associate
DeMarco Management Corporation —Hartford, CT
- Full-time
- Mid-level
- Administrative experience
- Driver's License
- Health insurance
- Dental insurance
Quick Apply
Program Manager – ESG & Contract Management (US Region)
ASML —Wilton, CT
- Full-time
- 5 years
- Writing skills
- Analysis skills
Senior Environmental Compliance Specialist
Atlas —Connecticut
- Full-time
- Hybrid work
- Travel
- Senior level
- Leadership
- Paid parental leave
- AD&D insurance
Quick Apply
Senior Manager, Grants and Contracts
Celldex Therapeutics, Inc. —New Haven, CT
- $148,156 - $173,480 a year
- Full-time
- Microsoft Word
- Microsoft Outlook
- 5 years
- Health savings account
- Paid holidays
Senior Environmental Compliance Specialist
Atlas —East Hartford, CT
- Full-time
- Hybrid work
- Travel
- Senior level
- Leadership
- Paid parental leave
- AD&D insurance
Quick Apply
Senior Counsel, Regulatory
Philip Morris International U.S. —Stamford, CT
- $202,400 - $253,000 a year
- Full-time
- 8 years
- In-person
- Senior level
- Commuter assistance
- Health insurance
Quality/Compliance Registered Nurse
Utopia Home Care —East Haven, CT
- $100,000 - $105,000 a year
- Full-time
- Background check
- Nursing
- RN License
- Health insurance
- Dental insurance
Quick Apply
2d
ATF Compliance Analyst
Lyman Products —Middletown, CT
- Full-time
- ERP systems
- Mid-level
- Organizational skills
- Health insurance
- Dental insurance
Quick Apply
IT Operations & Compliance Administrator
Emergent Software —Hartford, CT
- $75,000 - $85,000 a year
- Full-time
- Mid-level
- Office
- Microsoft Office
Quick Apply
2d
Associate Counsel
Larson Maddox —Hartford, CT
- $100,000 - $170,000 a year
- Contract
- Writing skills
- Mid-level
- 3 years
Quick Apply
8d
In-House Counsel
Goodwin Recruiting —Stamford, CT
- $130,000 - $190,000 a year
- Full-time
- Mid-level
- Office
- 1 year
Quick Apply

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Regulatory Reporting Analyst

Point72 -
Stamford, CT

Apply Now

Job Details

Internship
$90,000 - $100,000 a year

Benefits

Tuition reimbursement
Family leave
Parental leave
401(k) matching

Qualifications

Financial data reconciliation
Spreadsheets
Bachelor's degree
Financial data analysis tools
Data analytics technologies
Cross-functional communication

Full Job Description

EXPERIENCE

Early Career

LOCATION

Stamford

FOCUS

Trade Support & Reporting

BUSINESS

Point72

A Career with Point72's Regulatory Reporting Team

The Regulatory Reporting team provides governance across all regulatory filings and related obligations globally. The team is responsible for report preparation, generating and coordinating responses for large cross-departmental filings, oversight of technology supporting regulatory filings, identification and implementation of automation opportunities, and administering data standards. Regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), National Futures Association (NFA), Monetary Authority of Singapore (MAS), Financial Conduct Authority (FCA), Securities and Futures Commission (SFC), and Kanto Finance Bureau (KFB).

What you'll do

Assist with building and scaling the firm's regulatory reporting controls and processes to ensure timely, accurate, and auditable filings
Lead preparation, validation, and submission support for regulatory filings to U.S. and international securities and derivatives regulators
Develop and execute data reconciliations, position and transaction monitoring checks, and exception investigations to maintain reporting accuracy
Partner with compliance, legal, finance, risk, technology, and trading teams to document requirements, map workflows, and create control evidence
Develop automated solutions and reporting tools by working with technologists and leveraging data tools to reduce manual effort and increase reliability
Maintain and enhance regulatory reporting databases, documentation, and submission trackers to support auditability and process transparency
Respond to regulatory inquiries and produce clear, data-driven analyses and responses for internal and external stakeholders
Analyze upcoming regulatory changes, assess operational impact, and translate requirements into practical process changes
Own assigned projects and process improvements, deliver results on deadlines, and build subject-matter expertise in regulatory reporting

What’s required

0-2 years of professional experience in regulatory reporting, operations, compliance, accounting, or a related function at a financial institution
Bachelor's degree in finance, accounting, economics, business, data analytics, or a related field
Proficiency in Microsoft Excel, including formulas, pivot tables, and data manipulation
Strong attention to detail, with a highly organized and process-driven approach to work
Demonstrated analytical and problem-solving skills with the ability to reconcile complex data sets
Excellent written and verbal communication skills, and the ability to partner effectively across multiple teams
Commitment to the highest ethical standards

We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:

Fully-paid health care benefits
Generous parental and family leave policies
Volunteer opportunities
Support for employee-led affinity groups representing women, people of color and the LGBT+ community
Mental and physical wellness programs
Tuition assistance
A 401(k) savings program with an employer match and more

About Point72

Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry's brightest talent by cultivating an investor-led culture and committing to our people's long-term growth. For more information, visit https://point72.com/. he annual base salary is $90,000 - $100,000 (USD) which will be prorated based on internship start and end date. Actual compensation offered to the successful candidate may vary from posted hiring based upon geographic location, work experience, education, and/or skill level, among other things.

Apply Now

Refine Your Search

of compliance jobs in connecticut

Regulatory Reporting Analyst

Compliance Auditor

Junior Associate, Compliance HelpDesk

Specialist, Risk and Compliance Services (Center of Excellence)

Head of Compliance

Compliance Manager

Research Billing Compliance Analyst

Contracts Manager

Electrical Safety & Compliance Manager

Compliance Associate

Program Manager – ESG & Contract Management (US Region)

Senior Environmental Compliance Specialist

Senior Manager, Grants and Contracts

Senior Environmental Compliance Specialist

Senior Counsel, Regulatory

Quality/Compliance Registered Nurse

ATF Compliance Analyst

IT Operations & Compliance Administrator

Associate Counsel

In-House Counsel

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A Career with Point72's Regulatory Reporting Team

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