Top 7 Entry level investment analyst Jobs in Darien Ct

Compliance Analyst
Verition Group LLC —Norwalk, CT
- $80,000 - $100,000 a year
- Bachelor of Science
- Office
- Communication skills
Quick Apply
6d
Customer Operations Analyst
COMBE INCORPORATED. —White Plains, NY
- $70,000 - $80,000 a year
- Full-time
- Hybrid work
- Oracle
- Mid-level
- Office
- Profit sharing
- Tuition reimbursement
Quick Apply
Senior Director, FP&A
Rhone Apparel —Stamford, CT
- Hybrid work
- CPA
- 11+ years
- Office
- Dental insurance
- 401(k)
Quick Apply
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VP, Revenue Growth Management
Palm Bay International —Port Washington, NY
- $210,000 - $250,000 a year
- Full-time
- 11+ years
- Office
- Finance
- Paid holidays
- Health insurance
Quick Apply
Investment Accounting Senior Analyst
AIG Employee Services, Inc. —Wilton, CT
- $87,000 - $110,000 a year
- Email
- Computer literacy
- Mid-level
- Office
- Health insurance
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Staff Accountant & Financial Analyst
Access Marketing Company —United States
- $75,000 - $88,000 a year
- Full-time
- CPA
- Mid-level
- SQL
- Profit sharing
- Health savings account
2d

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entry level investment analyst jobs near darien ct

Compliance Analyst

Verition Group LLC -
Norwalk, CT

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Job Details

$80,000 - $100,000 a year
6 days ago

Qualifications

Transaction monitoring
Confidential information handling
Internal financial compliance auditing
Bachelor of Science
Professional ethics
Audit Reporting
Securities law compliance support experience
Records management
Compliance training programs
Surveillance
Team training
Compliance documentation
Audit control testing
Securities law
Internal compliance assessments
Regulatory submissions
Investigating compliance violations
Regulatory compliance analysis
Bachelor of Arts
Communication skills
Entry level
Professional development training
Under 1 year

Full Job Description

Firm Overview

Verition Fund Management LLC ("Verition") is a multi-strategy, multi-manager hedge fund founded in 2008. Verition focuses on global investment strategies including Global Credit, Global Convertible, Volatility & Capital Structure Arbitrage, Event-Driven Investing, Equity Long/Short & Capital Markets Trading, and Global Quantitative Trading.

Role Overview

We are seeking a Compliance Analyst to join our Legal/Compliance team based in New York, NY. As a Compliance Analyst, you will play a critical role in ensuring that all business practices adhere to internal ethical standards as well as regulatory requirements. This entry-level position is ideal for candidates who are looking to develop a career in compliance within the financial services industry. This person would work closely with the Legal/Compliance team on both Code of Ethics and the day-to-day compliance needs of a growing multi-strategy hedge fund.

Responsibilities

Monitor and enforce compliance with the company's Code of Ethics, including oversight of personal trading, conflicts of interest, gifts and entertainment, and other ethical conduct policies.
Assist in the development and implementation of compliance training programs for employees.
Review securities transactions in accordance with the firm's personal trading policy.
Conduct periodic audits, testing, and reviews to ensure adherence to the Code of Ethics, documenting findings and recommend corrective actions, as necessary.
Ongoing Monitoring, Review and Approval of Firm's Expert Network consultations
Collaborate with various departments on Compliance-related matters.
Manage and maintain records of compliance and Code of Ethics activities.
Assist with communications and trade surveillance.
Assist with the preparation of periodic Regulatory filings
Respond to queries from employees regarding compliance issues and provide guidance.

Qualifications

BA/BS or equivalent.
0-3 years of experience.
Generalist compliance experience across trade surveillance, core compliance, code of ethics, reports, etc.
Excellent written and verbal communication skills.
High level of intellectual curiosity, strong work ethic, and a keen attention to detail.
Ability to work effectively in a team-oriented, fast-paced, and dynamic environment.
Ability to handle confidential information with discretion and a high degree of professionalism.

Quick Apply

Refine Your Search

entry level investment analyst jobs in darien ct

Compliance Analyst

Customer Operations Analyst

Senior Director, FP&A

VP, Revenue Growth Management

Investment Accounting Senior Analyst

Staff Accountant & Financial Analyst

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