Top 52 Series 7 Jobs in Hawaii

Financial Advisor (Guam)
Bank of Hawaii —Honolulu, HI
- $200,000 - $1,000,000 a year
- Weekends as needed
- Microsoft Excel
- Microsoft Outlook
- Research
- Life insurance
Financial Advisor (All Islands)
Bank of Hawaii —Honolulu, HI
- $200,000 - $1,000,000 a year
- Weekends as needed
- Microsoft Excel
- Microsoft Outlook
- Research
- Life insurance
Entry Level - Financial Advisor
Equitable Advisors —Honolulu, HI
- $40,900 a year
- Office
- Bachelor's degree
- US work authorization
- Employee stock purchase plan
- Disability insurance
VP, Sales Leader
Sagient —Honolulu, HI
- $50,000 - $250,000 a year
- Full-time
- Office
- Mentoring
- Senior level
Quick Apply
Financial Advisor
Edward Jones —Waipahu, HI
- $45,000 - $100,000 a year
- Full-time
- 5 years
- Military
- Mid-level
- Profit sharing
- Paid training
Financial Advisor
Edward Jones —Wailuku, HI
- $45,000 - $100,000 a year
- Full-time
- 5 years
- Military
- Mid-level
- Profit sharing
- Paid training
Financial Professional
Equitable Advisors —Honolulu, HI
- $40,900 a year
- Mid-level
- Office
- Bachelor's degree
- Employee stock purchase plan
- Disability insurance
Financial Advisor (State of Hawaii)
Bank of Hawaii —Kailua-Kona, HI
- $200,000 - $1,000,000 a year
- Weekends as needed
- Microsoft Excel
- Microsoft Outlook
- Research
- Life insurance
Financial Advisor Associate
Bank of Hawaii —Honolulu, HI
- Weekends as needed
- Microsoft Excel
- Microsoft Outlook
- Mid-level
Merrill Experienced Financial Advisor
Bank of America —Honolulu, HI
- $48,000 - $100,000 a year
- Full-time
- 5 years
- Business development
- Bachelor's degree
Service Advisor - Kapolei, HI
Advisor Talent Solutions —Kapolei, HI
- $70,000 - $80,000 a year
- Monday to Friday
- Computer literacy
- Office
- Bachelor's degree
- Paid holidays
- Dental insurance
Quick Apply
Financial Advisor
American Savings Bank —Honolulu, HI
- $40,000 - $43,000 a year
- Online Application
- Mid-level
- Office
- 3 years
Quick Apply
Associate Financial Advisor - Investment Services
American Savings Bank —Honolulu, HI
- $43,000 a year
- Online Application
- Mid-level
- Office
- Driver's License
Quick Apply
Wealth Advisor
Hawaii State Federal Credit Union —Honolulu, HI
- $48,000 a year
- Full-time
- 5 years
- Office
- Finance
- Profit sharing
- Commuter assistance
Quick Apply
3d
Financial Advisor - Honolulu, HI
Corebridge —Honolulu, HI
- Choose your own hours
- Mid-level
- High school diploma or GED
- Travel
- Wellness program
- Health insurance
Manager, Advisor Growth and Program Development
American Savings Bank —Honolulu, HI
- $110,000 - $176,000 a year
- Online Application
- Microsoft Excel
- Microsoft Outlook
- 5 years
Quick Apply
12d
Wealth Management Associate
Equitable Advisors —Honolulu, HI
- $40,900 a year
- Mid-level
- Office
- Bachelor's degree
- Employee stock purchase plan
- Disability insurance
Vice President, Regional Advisory Consultant West
Osaic —Hawaii
- $85,000 - $100,000 a year
- Full-time
- Finance
- Master's degree
- Presentation skills
- Health insurance
- Dental insurance
Financial Advisor
HawaiiUSA Federal Credit Union —Waipahu, HI
- $33,280 a year
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Mid-level
- Paid training
- AD&D insurance
Quick Apply
Financial Advisor
WestPac —Hawaii
- Full-time
- Business development
- Bachelor's degree
- US work authorization
- Health savings account
- Health insurance
Quick Apply

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series 7 jobs near hawaii

Financial Advisor (Guam)

Bank of Hawaii -
Honolulu, HI

Apply Now

Job Details

Full-time
$200,000 - $1,000,000 a year

Benefits

Life insurance

Qualifications

Business development management
Financial sales
Microsoft Excel
Customer relationship building
Microsoft Outlook
Research
Life insurance knowledge
Series 7
Business development
Direct sales business model
Financial product expertise
Desktop applications
Business development within finance
Life & Health Insurance License
Experience practicing in the securities industry
Technical Proficiency

Full Job Description

Under the direction of the Manager, this position provides clients with various investment related guidance, support, and services. Assists with all of the business unitâ€™s compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures, including but not limited Anti-Money Laundering laws and regulations, including regulatory and internal compliance policies and procedures related to the investment adviser business activities under the Investment Advisers Act of 1940 and related securities laws and regulations, Fair Banking, Bank Secrecy Act and USA PATRIOT Act. In addition, this position is responsible for conducting sales and relationship management activities in accord with Bank of Hawaii (BOH) and the firmâ€™s guidelines, policies, procedures, disciplines and behaviors.

Applications submitted will be added to a pool of candidates that will be considered for current or future opportunities.

MINIMUM QUALIFICATIONS:
1. Education: Bachelorâ€™s degree from accredited institution or equivalent work experience. Possesses Financial Industry Regulatory Authority (FINRA) registration Series 7, Series 63, and Series 65 or 66 licenses and State of Hawaii Department of Insurance Life, Accident and Health license. (Bachelorâ€™s degree is required for Certified Financial Planner (CFP) certification.)

2. Experience:
Level I: Minimum two years of experience in a brokerage and/or advisory firm to include customer service and sales experience; or equivalent work experience. Avg. historic production level of $200,000 - $500,000. Expert understanding of investment securities and the financial markets. Knowledge of life insurance products, strategies, and financial planning preferred. CFP certification preferred.

Level II: Minimum five years of experience in a brokerage and/or advisory firm to include relationship management and direct sales experience or equivalent work experience. Avg. historic production level of $400,000 - $700,000. Expert understanding of investment securities and financial markets. Extremely knowledgeable of life insurance products, strategies and financial planning. CFP certification preferred.

Level III: Minimum seven years of experience in a brokerage and/or advisory firm to include relationship management and direct sales experience or equivalent work experience. Avg. historic production level of $600,000 - $1,000,000. Expert understanding of investment securities and financial markets. Extremely knowledgeable of life insurance products, strategies and financial planning. CFP certification strongly preferred.

3. Technical Skills: Proficiency with personal computers in a networked environment and Microsoft applications (Outlook, Word, Excel and Power Point) or similar software. Knowledge of or ability to use Bank software and systems.

4. Other Job Qualifications: Well-developed analytical and problem solving skills. Excellent written, verbal, and presentation skills. Must have the ability to express complex ideas in concise and simple terms. Able to make critical decisions independently. Possesses strong networking and business development skills. Has solid investment knowledge and business acumen. Able to build strong working relationships and partnerships across the organization with a collaborative and consultative approach. Able to work independently as well as function as part of a team. Well organized with the ability to manage time effectively while managing multiple priorities. Able to work flexible hours including holidays, weekends and evenings as needed or assigned. Must be able to provide own transportation or to operate a vehicle with a valid driverâ€™s license and commute as required.

As a Bank of Hawaii employee, you ensure (or assist with ensuring) compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures, including but not limited to those related to Fair Banking, Anti-Money Laundering laws and regulations, Bank Secrecy Act and USA PATRIOT Act.

Delivering exceptional customer experiences is at the heart of what we do at Bank of Hawaii. We listen, understand and deliver what our customers need to help them build a better tomorrow.

We are an EEO/AA employer, including disability and veterans. For Bank of Hawaii's full EEO statement, please visit

https://www.boh.com/careers

.
Identifies, develops, and maintains investment relationships with clients. Formulates investment solutions and strategies using firm-approved products and services. Delivers recommendations on suitability in a fiduciary capacity based on the clientâ€™s individual goals and objectives, resources, time horizon, risk profile and preferences. Using required State of Hawaii Insurance and Financial Industry Regulatory Authority (FINRA) Series 7, 66 and/or 65/63 (or CFP in lieu of S65) licenses, solicits and services mutual funds, insurance contracts, and advisory services/managed account portfolio solutions (MAPS). Ensures that appropriate market transactions are executed promptly. Complies with all industry rules and regulations, department policies and procedures, and Bank policies and codes of conduct.

Actively solicits clients via telephone, networking, referrals, etc. Travels independently in the community and market area for client servicing, prospecting and networking. Refers clients to subject matter experts in the organization for advice and potential cross sell opportunities. Leverages support units or alternative delivery channels to match the servicing needs of the client. Utilizes the Blue360 client relationship management system to track referrals and activities in an accurate and timely manner.

Researches and stays abreast of current market trends, product changes, tax and other regulatory changes to ensure appropriate investment strategies are being considered and deployed. Regularly attends scheduled advisor training events and completes all continuing education assignments.

Performs all other miscellaneous responsibilities and duties as assigned.

This position requires use of a personal computer and other standard office equipment (typewriter, fax, copier, calculator, telephone)

Apply Now

Refine Your Search

series 7 jobs in hawaii

Financial Advisor (Guam)

Financial Advisor (All Islands)

Entry Level - Financial Advisor

VP, Sales Leader

Financial Advisor

Financial Advisor

Financial Professional

Financial Advisor (State of Hawaii)

Financial Advisor Associate

Merrill Experienced Financial Advisor

Service Advisor - Kapolei, HI

Financial Advisor

Associate Financial Advisor - Investment Services

Wealth Advisor

Financial Advisor - Honolulu, HI

Manager, Advisor Growth and Program Development

Wealth Management Associate

Vice President, Regional Advisory Consultant West

Financial Advisor

Financial Advisor

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