Top 652 Financial planner Jobs in Manhattan Ny

401(k) Specialist
Midas Wealth —New York, NY
- $70,000 - $100,000 a year
- Full-time
- Hybrid work
- Background check
- Data analysis skills
- 3 years
- Health insurance
- Dental insurance
Quick Apply
Associate Manager, Financial Planning
MissionSquare —New York, NY
- $84,880 - $127,330 a year
- Full-time
- Hybrid work
- Mid-level
- Office
- Bachelor's degree
- 401(k)
- Tuition reimbursement
Entry-Level Financial Sales Consultant - Unlimited Earning Potential
United Financial Network —New York, NY
- $35,360 - $250,000 a year
- Full-time
- Office
- Bachelor's degree
- US work authorization
- Commuter assistance
- Health insurance
Quick Apply
Investment Consultant - Forest Hills, NY
Charles Schwab —Forest Hills, NY
- $68,300 - $97,900 a year
- Mid-level
- Office
- 2 years
- Paid parental leave
- Employee stock purchase plan
Sr. Manager, Wealth Advisor - Schwab Wealth Advisory
Charles Schwab —New York, NY
- $168,000 - $228,000 a year
- Hybrid work
- Office
- Bachelor's degree
- Senior level
- Paid parental leave
- Employee stock purchase plan
13d
Wealth Advisor, Schwab Wealth Advisory
Charles Schwab —New York, NY
- $120,000 - $174,000 a year
- Hybrid work
- Mid-level
- Office
- Bachelor's degree
- Paid parental leave
- Employee stock purchase plan
13d
Financial Advisor - OR, NY, NJ, FL, or CA
Current —New York, NY
- $150,000 - $600,000 a year
- Full-time
- In-person
- Senior level
- Banking
- Disability insurance
- Health insurance
Private Wealth Management Portfolio Management Associate
Morgan Stanley —New York, NY
- $68,000 - $120,000 a year
- Full-time
- Computer literacy
- Writing skills
- Research
7d
Wealth Planner
Cerity Partners —New York, NY
- $110,000 - $120,000 a year
- Email
- Hybrid work
- Mid-level
- Office
- Bachelor's degree
- Commuter assistance
- Dental insurance
Wealth Management Advisor
TIAA —New York, NY
- $100,000 - $110,000 a year
- Online Application
- 5 years
- Business development experience
- Continuous improvement
- Tuition reimbursement
- Retirement plan
14d
U.S. Private Bank - Investment Specialist - Senior Associate
JPMorganChase —New York, NY
- $150,000 - $165,000 a year
- Full-time
- Microsoft Excel
- Mid-level
- Office
- Health insurance
- Tuition reimbursement
Adjunct Faculty of Financial Planning
New York University —New York, NY
- $214.24 a day
- Classroom
- Public speaking
- Research
Entry-Level Financial Planner
New York Life Insurance - New York City —New York, NY
- $116,000 a year
- Computer literacy
- Finance
- Math
Quick Apply
Portfolio Advisor
Northern Trust Corp. —New York, NY
- $189,290 - $331,200 a year
- Full-time
- Accounting
- US work authorization
- Senior level
- Health insurance
- Dental insurance
Private Wealth Management Associate
Morgan Stanley —New York, NY
- $75,000 - $125,000 a year
- Full-time
- 5 years
- Computer literacy
- Writing skills
Asset & Wealth Management, Private Wealth Management, Apex, Vice President - New York
Goldman Sachs —New York, NY
- $115,000 - $270,000 a year
- Full-time
- Office
- Business development experience
- Analysis skills
- Disability insurance
- Health insurance
1d
Equity Trader Assistant
Natixis —New York, NY
- $105,000 - $120,000 a year
- Mid-level
- Office
- Bachelor's degree
Private Wealth Business Development Officer
CIBC —New York, NY
- $150,000 - $190,000 a year
- Full-time
- Microsoft Office
- Business development experience
- US work authorization
- Health savings account
- Health insurance
IPB - Investment Specialist - GFG UKC&C
JPMorganChase —New York, NY
- $150,000 - $165,000 a year
- Full-time
- Microsoft Excel
- Mid-level
- Office
- Health insurance
- Tuition reimbursement
Financial Analyst
Rockefeller Capital Management —New York, NY
- $149,000 - $155,000 a year
- Full-time
- Computer Science
- Mid-level
- Office
- Health insurance
- Retirement plan

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financial planner jobs near manhattan ny

401(k) Specialist

Midas Wealth
New York, NY

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Job Details

Full-time
$70,000 - $100,000 a year

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
401(k) matching
Professional development assistance

Qualifications

Defined contribution retirement plans
Record keeping
Series 6
Presentations for conferences or internal meetings
Data analysis skills
Bachelor's degree
Fiduciary duties
Financial product expertise
Industry knowledge of financial regulations
FINRA License
Business Administration
Technical Proficiency

Full Job Description

Job Overview:
The 401(k) Specialist serves as a subject matter expert in employer-sponsored retirement plan services, with a dual focus on investment management solutions and insurance products. This role is responsible for the full lifecycle of 401(k) plan administration — from onboarding and compliance monitoring to investment menu design and participant engagement. The ideal candidate combines deep technical knowledge of ERISA regulations with a client-first mindset and a passion for helping organizations and employees build long-term financial security.

Key Responsibilities:

Plan Administration

Manage end-to-end administration of 401(k) and related defined contribution plans, including plan setup, amendments, and annual reviews.
Oversee contribution processing, vesting calculations, loan administration, and required minimum distributions (RMDs).
Coordinate plan document updates and ensure alignment with current IRS and DOL regulations.
Prepare and review annual plan testing (ADP/ACP, top-heavy, coverage) and partner with TPAs and auditors to resolve discrepancies.

Investment Solutions

Evaluate and recommend investment menu options including mutual funds, collective investment trusts (CITs), target-date funds, and managed accounts.
Monitor fund performance, expense ratios, and benchmarking data; present findings to plan sponsors and investment committees.
Serve as a fiduciary resource, supporting plan sponsors in fulfilling their ERISA Section 404(c) obligations.
Collaborate with portfolio managers and fund companies to conduct due diligence and annual investment policy statement (IPS) reviews.

Insurance Solutions

Identify and position insurance products within retirement plans, including stable value funds, guaranteed income annuities, and group variable annuity wrappers.
Partner with insurance carriers to evaluate product suitability, crediting rate competitiveness, and contract terms for plan sponsors.
Support plan sponsors in implementing in-plan guaranteed lifetime income solutions as part of a comprehensive retirement readiness strategy.
Maintain current knowledge of regulatory changes impacting insurance products within qualified plans (e.g., SECURE 2.0 provisions).

Compliance and Regulatory Affairs

Monitor plan compliance with ERISA, IRS, and DOL requirements; coordinate corrective actions through VCP or EPCRS when needed.
Prepare and file Form 5500 series returns in partnership with plan auditors and TPAs.
Track legislative and regulatory developments affecting qualified plans and proactively advise clients on required amendments.

Client Relationship Management

Serve as the primary point of contact for a portfolio of plan sponsor clients, delivering proactive service and strategic guidance.
Conduct quarterly and annual plan reviews, presenting data on participation rates, deferral trends, and investment performance.
Develop and deliver participant education materials and enrollment campaigns to drive plan utilization and retirement readiness.
Collaborate with sales and relationship management teams on plan conversions, RFP responses, and new business opportunities.

Required Qualifications:

Bachelor’s degree in Finance, Business Administration, Economics, or a related field.
3–5+ years of experience in 401(k) plan administration, retirement plan consulting, or a related financial services role.
Strong working knowledge of ERISA, IRS qualification rules, DOL regulations, and plan testing requirements.
Demonstrated experience with investment analysis, fund evaluation, and fiduciary best practices.
Familiarity with insurance products used in qualified retirement plans, including stable value and annuity solutions.
Proficiency with retirement plan recordkeeping platforms (e.g., Empower, Fidelity, Voya, Principal, or similar).
Excellent communication and presentation skills with the ability to simplify complex topics for diverse audiences.

Preferred Qualifications:

FINRA Series 6 or 65 license (or willingness to obtain).
Experience with SECURE Act 2.0 implementation and in-plan retirement income products.
Prior experience in a TPA, recordkeeper, broker-dealer, or RIA environment.

Compensation & Benefits:
We offer a competitive compensation package commensurate with experience, including:

Base salary range: $70,000 – $100,000 annually (depending on experience and credentials)
Performance-based bonus eligibility
Comprehensive health, dental, and vision insurance
401(k) plan with company match
Paid professional development and licensing support
Generous PTO and flexible work arrangements

Equal Opportunity Employer:
We are an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, or veteran status.

Pay: $70,000.00 - $100,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Health insurance
Paid time off
Professional development assistance
Vision insurance

Work Location: Hybrid remote in New York, NY 10004

Quick Apply

Refine Your Search

financial planner jobs in manhattan ny

401(k) Specialist

Associate Manager, Financial Planning

Entry-Level Financial Sales Consultant - Unlimited Earning Potential

Investment Consultant - Forest Hills, NY

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Private Wealth Management Portfolio Management Associate

Wealth Planner

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U.S. Private Bank - Investment Specialist - Senior Associate

Adjunct Faculty of Financial Planning

Entry-Level Financial Planner

Portfolio Advisor

Private Wealth Management Associate

Asset & Wealth Management, Private Wealth Management, Apex, Vice President - New York

Equity Trader Assistant

Private Wealth Business Development Officer

IPB - Investment Specialist - GFG UKC&C

Financial Analyst

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