Top 84 compliance Jobs in memphis tn

Regulatory Reporting Manager
Deloitte —Memphis, TN
- $82,600 - $162,800 a year
- Full-time
- 6 years
- Finance
- Bachelor's degree
Sr. Internal Auditor
Robert Half —Memphis, TN
- $100,000 - $115,000 a year
- CPA
- 5 years
- Bachelor's degree
- Disability insurance
- Dental insurance
Quick Apply
3d
DOT Compliance Manager | Operations Specialist
Best Driver Solutions, INC. —Bartlett, TN
- $45,000 - $50,000 a year
- Full-time
- No background check
- Mid-level
- Office
- Health insurance
- Dental insurance
Quick Apply
3d
Fraud Protection Specialist
First Horizon Bank —Memphis, TN
- Full-time
- Research
- Mid-level
- Office
- Wellness program
- Health savings account
2d
Compliance Testing - Risk Compliance Officer Senior
First Horizon Bank —Memphis, TN
- Full-time
- Customer service
- Office
- Bachelor's degree
- Wellness program
- Health savings account
2d
School Compliance Financial Assistant
Memphis Shelby County Schools —Memphis, TN
- $19.21 - $23.05 an hour
- Full-time
- School experience
- Mid-level
- High school diploma or GED
Compliance Clerk
Mid-South Transportation Management, Inc. —Memphis, TN
- Full-time
- Mid-level
- Office
- Databases
Bank Compliance Assistant
Paragon Bank —Memphis, TN
- From $50,000 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Basic math
- Health insurance
- Dental insurance
Quick Apply
3d
Compliance Specialist
Porter-Leath —Memphis, TN
- $45,843 - $57,304 a year
- On call
- Clean driving record
- Word processing
- Mid-level
Director of Compliance and Title IX Coordinator-Office of Compliance
University of Tennessee Health Science Center —Memphis, TN
- $8,964.74 - $12,550.63 a month
- Weekends as needed
- Master's degree
- 8 years
- University
Compliance Coordinator
AmericanTCS —Cordova, TN
- $19 - $22 an hour
- Full-time
- Mid-level
- Office
- Analysis skills
Quick Apply
Financial Crimes Investigator
Evolve Bank & Trust —Memphis, TN
- Microsoft Excel
- 6 years
- Microsoft Outlook
Quick Apply
Quality Internal Auditor
Anovorx Group LLC —Memphis, TN
- $54,000 - $58,000 a year
- Analysis skills
- Bachelor's degree
- Business Administration
Quick Apply
Senior Manager: Records & Contracts Compliance & Reporting
Deloitte —Memphis, TN
- $107,700 - $198,400 a year
- Full-time
- 7 years
- Office
- Presentation skills
3d
Risk Specialist I - Data Integrity
First Horizon Bank —Memphis, TN
- Microsoft Excel
- Office
- High school diploma or GED
- Wellness program
- Health savings account
Director of Compliance (Hybrid)
ALCO Management —Memphis, TN
- $115,000 - $140,000 a year
- Full-time
- Background check
- Pass drug screening
- Mentoring
- Paid holidays
- Disability insurance
Quick Apply
Sr Specialist Food Safety Compliance
The Hershey Company —Memphis, TN
- Online Application
- Bachelor of Science
- Data analysis skills
- Master's degree
Payroll Tax & Compliance Specialist (Remote)
Atwell, LLC —Memphis, TN
- Remote
- Microsoft Word
- Microsoft Excel
- 5 years
- Paid parental leave
- Health savings account
Quick Apply
11d
Custom Compliance Analyst
Williams-Sonoma, Inc. —Memphis, TN
- Full-time
- Microsoft Excel
- 5 years
- Bachelor of Science
- Wellness program
- Commuter assistance
Human Resources Compliance & Audit Representative
Baptist Memorial Health Care —Memphis, TN
- Mid-level
- Master's degree
- Bachelor's degree

I want to receive the latest job alert for compliance in memphis tn

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

compliance jobs near memphis tn

Regulatory Reporting Manager

Deloitte -
Memphis, TN

Apply Now

Job Details

Full-time
$82,600 - $162,800 a year

Qualifications

Document review (document control)
Internal controls
Operational management
Asset management companies
Compliance documentation
Regulatory submission editing and review
Managing projects
Financial services
Regulatory compliance analysis
Cross-functional communication
Audit support

Full Job Description

Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability to share new ideas and collaborate on projects as a consultant without the extensive demands of travel. If so, consider an opportunity with Deloitte under our Project Talent Model. The Project Talent Model (PTM) is a talent model that is tailored specifically for long-term, onsite client service delivery.

The Team

Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform their organization. Join our team and use advanced data, AI, and emerging technologies with industry insights to help clients bring clarity from complexity and accelerate their path to value creation.

Our Regulatory, Risk, & Forensic Operate offering supports clients by delivering Operate services spanning the Regulatory, Risk & Forensic portfolio. We "embed continuous advantage" through domain, industry, technology and transformation skills to perform client business functions that manage risk and deliver value-added outcomes, all while driving predictable long-term revenue, profitability, and growth.

Work you'll do/Responsibilities

Manage end to end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
Support regulatory exams, internal audits, and ad hoc data requests related to regulatory reporting.
Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.

Qualifications Required

Bachelor's degree preferably in accounting, finance, or related discipline; or equivalent experience
6+ years experience managing regulatory reporting processes within asset management or financial services.
Strong knowledge of regulatory reporting requirements in the investment management space.
Demonstrated ability to manage deadlines, review complex regulatory deliverables, and maintain high standards of accuracy.
Proven experience with process documentation, controls, and audit/exam support.
Strong communication skills and ability to coordinate across legal, compliance, operations, and external partners.
Limited immigration sponsorship may be available
Ability to travel 10%, on average, based on the work you do and the clients and industries/sectors you serve

The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $82,600 to $162,800.

You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.

Apply Now

Refine Your Search

compliance jobs in memphis tn

Regulatory Reporting Manager

Sr. Internal Auditor

DOT Compliance Manager | Operations Specialist

Fraud Protection Specialist

Compliance Testing - Risk Compliance Officer Senior

School Compliance Financial Assistant

Compliance Clerk

Bank Compliance Assistant

Compliance Specialist

Director of Compliance and Title IX Coordinator-Office of Compliance

Compliance Coordinator

Financial Crimes Investigator

Quality Internal Auditor

Senior Manager: Records & Contracts Compliance & Reporting

Risk Specialist I - Data Integrity

Director of Compliance (Hybrid)

Sr Specialist Food Safety Compliance

Payroll Tax & Compliance Specialist (Remote)

Custom Compliance Analyst

Human Resources Compliance & Audit Representative

I want to receive the latest job alert for compliance in memphis tn

Related Searches

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected