Top 102 Series 7 Jobs in Pasadena, Tx

Client Service Advisor
Boutique Recruiting —Houston, TX
- $60,000 - $75,000 a year
- Mid-level
- Office
- Finance
Quick Apply
14h
Virtual Financial Advisor - Houston
Thrivent —Houston, TX
- $23.80 - $26.45 an hour
- Full-time
- Background check
- Bachelor's degree
- Military encouraged
- Health insurance
- Dental insurance
Quick Apply
Financial Advisor
Edward Jones —Houston, TX
- $45,000 - $100,000 a year
- Full-time
- 5 years
- Military
- Mid-level
- Profit sharing
- Paid training
2d
Associate Financial Representative
LPL Financial —Houston, TX
- $67,500 - $112,500 a year
- Full-time
- Research
- Mid-level
- Bachelor's degree
- Health insurance
- Paid time off
Quick Apply
3d
Registered Client Service Associate
Morgan Stanley —Houston, TX
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Writing skills
Wealth Management Advisor - Houston, TX
TIAA —Houston, TX
- Online Application
- 5 years
- Business development
- Continuous improvement
- Tuition reimbursement
- Retirement plan
4d
Client Support Specialist - Greater Houston, TX Area (REMOTE)
Fidelity Investments —Houston, TX
- Full-time
- Mid-level
- Residential
- Business development
Registered Private Wealth Client Associate
Bank of America —Houston, TX
- Full-time
- Microsoft Word
- Spanish
- Microsoft Excel
Associate Advisor/ Wealth Planner
Signature Estate & Investment Advisors, LLC —Houston, TX
- Full-time
- Microsoft Outlook
- Word processing
- Writing skills
Quick Apply
Financial Consultant
NYL - West Houston Office —Houston, TX
- $75,000 - $135,000 a year
- Basic math
- Finance
- Analysis skills
- Life insurance
Quick Apply
9d
U.S. Private Bank - Client Service Associate
JPMorganChase —Houston, TX
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Mid-level
- Health insurance
- Tuition reimbursement
Client Service Associate
Stifel —Houston, TX
- Full-time
- Microsoft Outlook
- Office
- High school diploma or GED
- Health insurance
- Dental insurance
14d
Registered Client Service Associate
Ameriprise Financial —Kingwood, TX
- Full-time
- Hybrid work
- Research
- Mid-level
- Office
Wealth Planning Associate
Royal Bank of Canada —Houston, TX
- Full-time
- Microsoft Excel
- Microsoft Outlook
- CPA
8d
Brokerage Registered Client Service Associate - Houston, Texas
Truist Bank —Houston, TX
- Full-time
- English
- Research
- Mid-level
- AD&D insurance
- Paid holidays
Investment Banking Vice President - Energy
Citi —Houston, TX
- $250,000 - $275,000 a year
- Full-time
- 6 years
- Office
- Finance
- Paid holidays
- Disability insurance
Asset & Wealth Management, Private Wealth Management, Private Wealth Advisor - Houston
Goldman Sachs —Houston, TX
- Mid-level
- Office
- Business development
- Disability insurance
- Health insurance
Private Wealth Client Associate
Bank of America —Houston, TX
- Full-time
- Microsoft Word
- Microsoft Excel
- Writing skills
10d
Financial Advisor - Houston, TX
Navy Federal Credit Union —Houston, TX
- $55,000 - $75,000 a year
- Online Application
- Word processing
- Mid-level
- Office
- Referral program
Client Specialist
Robert W. Baird —Houston, TX
- Microsoft Excel
- Mid-level
- Office
14d

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series 7 jobs near pasadena, tx

Client Service Advisor

Boutique Recruiting -
Houston, TX

Quick Apply

Job Details

$60,000 - $75,000 a year
14 hours ago

Qualifications

Opening bank accounts
Customer communication
Trust administration
Managing financial planning clients
Bachelor's degree
Investment account customer support
CRM system proficiency
Cross-functional collaboration
Document management systems

Full Job Description

Position Title: Client Service Advisor

About: We are seeking a highly organized and client-focused Client Service Advisor to join our collaborative team in Houston. This role is ideal for a detail-oriented professional with experience supporting high-net-worth clients in an RIA or wealth management environment who enjoys delivering exceptional service while managing complex client accounts and transactions. As a key member of our operations team, you will serve as a trusted resource for clients, coordinate account openings and maintenance, prepare for client meetings, process investment and insurance-related paperwork, and work closely with advisors, custodians, and insurance carriers to ensure an outstanding client experience. This position offers exceptional mentorship, exposure to sophisticated wealth management strategies, and significant opportunities for long-term career growth within a firm that is committed to promoting from within.

Client Service Advisor Responsibilities:

Serve as a primary point of contact for client service requests and account-related inquiries.
Schedule and prepare materials for client review meetings
Open, maintain, and service investment and advisory accounts across multiple registration types, including trusts and other complex ownership structures
Prepare and process paperwork for advisory accounts, financial plans, insurance policies, and annuities
Coordinate account transfers, rollovers, asset movements, wires, ACATs, EFTs, journals, charitable transfers, and other account transactions
Manage the underwriting process for new insurance policies by coordinating with carriers, BGAs/FMOs, and medical providers
Update client account information, beneficiaries, powers of attorney, account features, and related documentation
Monitor custodian alerts and proactively resolve account issues
Document all client interactions and activities within Salesforce CRM
Assist clients with online access and account login requests
Maintain organized electronic client files and ensure documentation remains current and compliant
Track outstanding tasks and follow through to ensure timely completion
Collaborate closely with advisors and internal team members to deliver an exceptional client experience
Support special projects and operational initiatives as needed

Client Service Advisor Requirements:

Bachelor's degree in Business, Finance, Economics, or a related field
1-3 years of experience within an RIA, wealth management firm, or financial advisory practice
Experience supporting high-net-worth individuals and families
Knowledge of opening and funding accounts with multiple registration types, including trusts and complex ownership structures
Understanding of life insurance processes and terminology is highly preferred
Experience using CRM, portfolio management, and document management systems; Salesforce experience is strongly preferred
Experience working with Schwab custodial platform is a plus
Series 65, Series 7, or Series 66 license preferred
Excellent organizational skills with the ability to manage multiple priorities in a high-volume, high-touch environment
Strong attention to detail and commitment to accuracy
Excellent written and verbal communication skills
Collaborative mindset with a team-first approach
Professional presence, strong follow-through, and a desire to continuously learn and grow

If you're looking to grow your career with a respected, independent wealth management firm that values collaboration, professional development, and exceptional client service, we'd love to hear from you. Apply today and take the next step in your wealth management career!

#LI-KR1 #LI-MH1

Quick Apply

Refine Your Search

series 7 jobs in pasadena, tx

Client Service Advisor

Virtual Financial Advisor - Houston

Financial Advisor

Associate Financial Representative

Registered Client Service Associate

Wealth Management Advisor - Houston, TX

Client Support Specialist - Greater Houston, TX Area (REMOTE)

Registered Private Wealth Client Associate

Associate Advisor/ Wealth Planner

Financial Consultant

U.S. Private Bank - Client Service Associate

Client Service Associate

Registered Client Service Associate

Wealth Planning Associate

Brokerage Registered Client Service Associate - Houston, Texas

Investment Banking Vice President - Energy

Asset & Wealth Management, Private Wealth Management, Private Wealth Advisor - Houston

Private Wealth Client Associate

Financial Advisor - Houston, TX

Client Specialist

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