Top 14 Control associate Jobs in Salt Lake City, Ut

Control Room - Associate
iCapital —Salt Lake City, UT
- $70,000 - $85,000 a year
- Full-time
- Mid-level
- Office
- Project management
- Dental insurance
- Paid time off
Associate, Electrical Engineer
L3Harris Technologies —Salt Lake City, UT
- Computer Science
- Research
- Electrical Engineering
6d
Compliance, Control Room, Associate, Salt Lake City
Goldman Sachs —Salt Lake City, UT
- Office
- Senior level
- Communication skills
- Disability insurance
- Health insurance
7d
Second Shift Associate Machine Operator
Edwards Lifesciences —Salt Lake City, UT
- $18.50 an hour
- 8 hour shift
- Computer literacy
- English
- High school diploma or GED
Controllers, AWM Public Product Control, Associate
Goldman Sachs —Salt Lake City, UT
- Microsoft Excel
- CPA
- Mid-level
- Disability insurance
- Health insurance
Associate Staff Engineer - Chemistry And Material Science
BD —Salt Lake City, UT
- Bachelor of Science
- Mid-level
- 1 year
Global Banking & Markets - Salt Lake City - Associate, Position Control - 10105447
Goldman Sachs —Salt Lake City, UT
- Mid-level
- Office
- Finance
- Disability insurance
- Health insurance
1d
Associate Mission Critical Engineer
Quality Electrical Systems —West Jordan, UT
- Full-time
- Office
- 3 years
- Continuous improvement
- Health savings account
- Disability insurance
Associate Principal AV Designer
Spectrum Engineers —Salt Lake City, UT
- Extended hours
- Microsoft Excel
- Microsoft Outlook
- Schematics
Transportation Design Engineer, Mid-Level - CD0028
Felsburg Holt & Ullevig —Salt Lake City, UT
- $90,000 - $115,000 a year
- Full-time
- 5 years
- Mid-level
- Office
- Profit sharing
- Paid parental leave
Quick Apply
Senior Principal/Associate Electrical Engineer
Hazen and Sawyer —South Jordan, UT
- Bachelor of Science
- Senior level
- Electrical Engineering
- Paid parental leave
- Paid holidays
Quick Apply
Conveyance Project Engineer (Mid-Level)
Hazen and Sawyer —South Jordan, UT
- Hybrid work
- Doctoral degree
- Construction site
- 5 years
- Paid holidays
- Disability insurance
Quick Apply

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DataAnnotation —Salt Lake City, UT
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DataAnnotation —Salt Lake City, UT
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Packaging Associate (DAYS)
Pharmavite LLC —New Albany, OH
Pharmavite provides compensation for all overtime hours worked by non-exempt (hourly) employees in accordance with state and federal law.
$37,000 - $60,000 a year
2d
Control Manager, Associate
JPMorganChase —Columbus, OH
Finance Control Management (FCM) is responsible for maintaining a strong and consistent control environment across Global Finance, promoting early operational…

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control associate jobs near salt lake city, ut

Control Room - Associate

iCapital -
Salt Lake City, UT

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Job Details

Full-time
$70,000 - $85,000 a year

Benefits

Unlimited paid time off
Dental insurance
Paid time off
Parental leave
Vision insurance
Retirement plan

Qualifications

Surveillance operations
Document compliance management
Employee misconduct investigations
Confidential information handling
Investigations regulatory compliance
Monitoring compliance data
Mid-level
Policy & process development
Securities law compliance support experience
Project management
Control room operations
Compliance training programs
Industry trends
Compliance documentation
Securities law
Developing new training programs
Interdisciplinary policy and procedure development experience
Research regulatory compliance
Investigating compliance violations
Training & development
Cross-functional collaboration
Communication skills
Policy Development
Audit support
Office record organization

Full Job Description

About the Role

iCapital is looking to hire a Control Room Associate to join its Regulatory and Compliance team to assist in the implementation, and enforcement of the firm’s information‑barrier, MNPI, and Restricted Trading List (RTL) programs. This role will assist in the oversight of potential conflicts arising from access to sensitive information across investment advisory, portfolio management, and distribution activities. The position partners closely with Legal to safeguard against misuse of MNPI, ensure compliance with securities laws, and promote a strong culture of compliance and ethical conduct.

Responsibilities

Enhance, maintain, and enforce policies and procedures related to MNPI, information barriers, personal and firm trading restrictions, and conflicts of interest.
Assist in matters involving potential MNPI, information barrier breaches, and wall‑crossing events.
Coordinate and document wall‑crossing approvals, acknowledgements, and related controls.
Support the administration and oversight of the firm’s Restricted Trading List (RTL), including adding, monitoring, and removing securities based on MNPI considerations.
Conduct trading activity surveillance against RTL restrictions and escalate potential violations for investigation and remediation.
Maintain documentation supporting RTL decisions and audit trails for regulatory review.
Support investigations into potential MNPI misuse, information barrier breaches, or trading violations, including coordination with Legal and HR as appropriate.
Assist in the development of targeted training on MNPI, information barriers, and RTL obligations for employees with elevated risk exposure.
Coordinate monitoring of regulatory developments, enforcement actions, and industry trends related to insider trading and MNPI controls.

Qualifications

2-5 years of experience, preferably with demonstrated experience in a control room function or overseeing MNPI, insider trading, or information‑barrier programs
Strong understanding of U.S. securities laws and regulations related to insider trading and market abuse (i.e. Exchange Act Section 10(b), Rule 10b‑5)
Experience in trading surveillance controls
Strong written and verbal communication skills, with the ability to clearly articulate risk and compliance requirements
Highly organized, detail‑oriented, and comfortable managing confidential information
Collaborative, pragmatic, and able to operate effectively across business, legal, and compliance functions
Able to thrive in a fast-paced environment with a continuous learning mindset
Self-motivated with robust project management and process development skills

Benefits

The base salary range for this role is $70,000 to $85,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).

We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.

For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/

iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.

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Refine Your Search

control associate jobs in salt lake city, ut

Control Room - Associate

Associate, Electrical Engineer

Compliance, Control Room, Associate, Salt Lake City

Second Shift Associate Machine Operator

Controllers, AWM Public Product Control, Associate

Associate Staff Engineer - Chemistry And Material Science

Global Banking & Markets - Salt Lake City - Associate, Position Control - 10105447

Associate Mission Critical Engineer

Associate Principal AV Designer

Transportation Design Engineer, Mid-Level - CD0028

Senior Principal/Associate Electrical Engineer

Conveyance Project Engineer (Mid-Level)

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