Advertising Compliance Analyst
The MOHR Enterprises LLC —Scottsdale, AZ
- $85,000 a year
- Hybrid work
- 5 years
- Research
- Mentoring
- Paid holidays
- Health insurance
Quick Apply
14d
KYC Review Analyst Senior- Ops
City National Bank —Phoenix, AZ
- $71,869 - $114,797 a year
- Writing skills
- Research
- Analysis skills
- Health insurance
- Dental insurance
Quick Apply
13d
Sales Incentive Compensation Analyst
Republic Services —Phoenix, AZ
- Full-time
- Hybrid work
- Mid-level
- Office
- Analysis skills
- AD&D insurance
- Employee stock purchase plan
3d
FP&A Analyst
Arizona Athletic Grounds —Mesa, AZ
- Full-time
- Mid-level
- Office
- Finance
- Paid holidays
- Dental insurance
Quick Apply
Compensation Analyst Sr
Valleywise Health System —Phoenix, AZ
- $41.56 - $61.30 an hour
- Full-time
- 5 years
- English
- Finance
FP&A Systems & Insight Analyst
Array Technologies —Chandler, AZ
- Full-time
- System design
- Finance
- SQL
Quick Apply
6d
Benefits Analyst
Republic Services —Phoenix, AZ
- Full-time
- Hybrid work
- 5 years
- Research
- Mid-level
- AD&D insurance
- Employee stock purchase plan
14d
Senior/Consultant Financial Analyst | Incentive Programs & Executive Compensation
APS —Phoenix, AZ
- CPA
- 5 years
- Research
13d
Finance Analyst III-FAS-Hybrid-ARZ
Mayo Clinic —Phoenix, AZ
- $92,830.40 - $129,958.00 a year
- Full-time
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- CPA
- Health savings account
- Health insurance
17h
Management Analyst Sr.
City of Scottsdale —Scottsdale, AZ
- $88,670.40 - $120,889.60 a year
- 8 hour shift
- Background check
- 5 years
- Office
- Paid holidays
- Disability insurance
5d
Finance Analyst
loanDepot —Chandler, AZ
- $70,000 - $95,000 a year
- Hybrid work
- Mid-level
- Office
- Finance
- Wellness program
- Health insurance
Quick Apply
People Data & Insights Analyst
Desert Financial Credit Union —Phoenix, AZ
- Hybrid work
- 5 years
- SQL
- Bachelor's degree
Quick Apply
Operations Data Analyst
Shamrock Foods Company —Phoenix, AZ
- Weekends as needed
- Mid-level
- 3 years
- SQL
- Profit sharing
- 401(k)
13d
Jr. Financial Analyst
Fox Restaurant Concepts —Phoenix, AZ
- Urgently hiring
- Office
- Finance
- Analysis skills
- Health insurance
- Dental insurance
3d
Product Analyst
LifeStance Health —Scottsdale, AZ
- $71,779 - $86,135 a year
- Full-time
- Remote
- Mid-level
- SQL
- Analysis skills
- Paid parental leave
- AD&D insurance
Quick Apply
Senior Financial Analyst, Ops Finance (OH / AZ)
Hims & Hers —Mesa, AZ
- Full-time
- Remote
- Bachelor of Science
- Mid-level
- Finance
- Employee stock purchase plan
- Health insurance
10d
QC Analyst
Arixa Capital —Phoenix, AZ
- $70,000 - $85,000 a year
- Full-time
- Hybrid work
- Mid-level
- Office
- Finance
- Paid holidays
- Health insurance
Quick Apply
Real Estate Development Analyst
Walton Global Holdings, LLC —Scottsdale, AZ
- $85,000 - $95,000 a year
- Full-time
- Research
- Mid-level
- Office
- Paid parental leave
- Health savings account
Quick Apply
Associate Analyst Client Compensation
LPL Financial —Tempe, AZ
- $21.00 - $34.96 an hour
- Full-time
- Oracle
- Research
- Mid-level
- Health insurance
- Paid time off
Quick Apply
3d
Sr Business Analyst, Advisor Compensation
Osaic —Scottsdale, AZ
- $95,000 - $120,000 a year
- Full-time
- Hybrid work
- CPA
- 5 years
- Office
- Health insurance
- Dental insurance
12d

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compensation analyst jobs near scottsdale, az

Advertising Compliance Analyst

The MOHR Enterprises LLC
Scottsdale, AZ

Quick Apply

Job Details

$85,000 a year
14 days ago

Benefits

Paid holidays
Health insurance
Dental insurance
Paid time off
Vision insurance
401(k) matching

Qualifications

Series 7
Series 24
Securities law
FINRA License
Experience at securities companies

Full Job Description

Advertising Compliance Analyst

Tempe, AZ – Hybrid | Austin, TX – Hybrid | Remote considered for exceptional candidates residing outside the Tempe/Austin markets.

$85,000 Base + 15% Annual Bonus + Excellent Benefits

A well-established, nationally recognized Independent Broker-Dealer/RIA is seeking an experienced Advertising Compliance Analyst to join its growing Home Office Compliance team.

This is an outstanding opportunity for someone with direct Advertising Compliance experience who enjoys partnering with Financial Advisors and Marketing teams to review client-facing communications while ensuring compliance with FINRA and SEC regulations.

What You'll Be Doing

Review and approve advisor marketing materials, advertisements, websites, presentations, email campaigns, social media content, seminars, videos, podcasts, and other retail communications.
Ensure compliance with FINRA Rule 2210, the SEC Marketing Rule, and firm policies.
Partner directly with Financial Advisors, Marketing, Compliance, and business partners to provide practical compliance guidance.
Interpret regulatory requirements related to testimonials, endorsements, third-party ratings, performance advertising, and digital marketing.
File required advertising materials with FINRA.
Assist with maintaining supervisory procedures, compliance-approved content libraries, and internal guidance.
Participate in training and mentoring junior Advertising Compliance professionals.
Conduct regulatory research and remain current on industry rules and best practices.

What We're Looking For

5+ years of Advertising Compliance experience within a Broker-Dealer, RIA, or dual-registrant environment.
Strong working knowledge of FINRA Rule 2210 and the SEC Marketing Rule.
Experience reviewing advisor advertising, marketing materials, websites, social media, email campaigns, seminars, presentations, and other retail communications.
Understanding of digital marketing trends and financial services advertising requirements.
Excellent communication skills with the ability to explain regulatory requirements in a practical, advisor-friendly manner.
Experience working with platforms such as Red Oak, Smarsh, RegEd, MyComplianceOffice, Hearsay, or similar systems is highly preferred.

Required Licenses

FINRA Series 7 (Active)
FINRA Series 24 (Active)

Compensation & Benefits

$85,000 Base Salary
15% Annual Bonus
Comprehensive Medical, Dental & Vision
401(k) with Company Match
Paid Time Off & Holidays
Long-Term Career Growth with a Highly Respected Organization

Advertising Compliance Analyst

Tempe, AZ (Hybrid) | Austin, TX (Hybrid) | Remote Considered for Highly Qualified Candidates
$85,000 Base + 15% Annual Bonus + Excellent Benefits

A well-established, nationally recognized Independent Broker-Dealer/RIA is seeking an experienced Advertising Compliance Analyst to join its growing Home Office Compliance team.

What You'll Be Doing

Review and approve advisor marketing materials, advertisements, websites, presentations, email campaigns, social media content, seminars, videos, podcasts, and other retail communications.
Ensure compliance with FINRA Rule 2210, the SEC Marketing Rule, and firm policies.
Partner directly with Financial Advisors, Marketing, Compliance, and business partners to provide practical compliance guidance.
Interpret regulatory requirements related to testimonials, endorsements, third-party ratings, performance advertising, and digital marketing.
File required advertising materials with FINRA.
Assist with maintaining supervisory procedures, compliance-approved content libraries, and internal guidance.
Participate in training and mentoring junior Advertising Compliance professionals.
Conduct regulatory research and remain current on industry rules and best practices.

What We're Looking For

5+ years of Advertising Compliance experience within a Broker-Dealer, RIA, or dual-registrant environment.
Strong working knowledge of FINRA Rule 2210 and the SEC Marketing Rule.
Experience reviewing advisor advertising, marketing materials, websites, social media, email campaigns, seminars, presentations, and other retail communications.
Understanding of digital marketing trends and financial services advertising requirements.
Excellent communication skills with the ability to explain regulatory requirements in a practical, advisor-friendly manner.
Experience working with platforms such as Red Oak, Smarsh, RegEd, MyComplianceOffice, Hearsay, or similar systems is highly preferred.

Required Licenses

FINRA Series 7 (Active)
FINRA Series 24 (Active)

Compensation & Benefits

$85,000 Base Salary
15% Annual Bonus
Comprehensive Medical, Dental & Vision
401(k) with Company Match
Paid Time Off & Holidays
Long-Term Career Growth with a Highly Respected Organization

MOHR Talent is an equal-opportunity employer and complies with all applicable federal, state, and local nondiscrimination laws. We provide equal employment opportunities regardless of race, color, religion, sex, national origin, age, disability, marital status, sexual orientation, gender identity, genetic information, military/veteran status, or any other protected status. If you believe you have been discriminated against or have concerns about our compliance, please contact our Human Resources department at [email protected]

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Refine Your Search

compensation analyst jobs in scottsdale, az

Advertising Compliance Analyst

KYC Review Analyst Senior- Ops

Sales Incentive Compensation Analyst

FP&A Analyst

Compensation Analyst Sr

FP&A Systems & Insight Analyst

Benefits Analyst

Senior/Consultant Financial Analyst | Incentive Programs & Executive Compensation

Finance Analyst III-FAS-Hybrid-ARZ

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People Data & Insights Analyst

Operations Data Analyst

Jr. Financial Analyst

Product Analyst

Senior Financial Analyst, Ops Finance (OH / AZ)

QC Analyst

Real Estate Development Analyst

Associate Analyst Client Compensation

Sr Business Analyst, Advisor Compensation

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