Top 22 Financial Examiners Jobs in Miami, FL

Due Diligence Analyst Level 3 (Alternative/Hedge Funds)
BankUnited, N. A. —Miami Lakes, FL
- 7 years
- Mid-level
- Office
Risk Specialist I - Sanctions
First Horizon Bank —Miami Lakes, FL
- Research
- Office
- High school diploma or GED
- Wellness program
- Health savings account
FINANCIAL INVESTIGATOR-ECONOMIC CRIMES - 43005194
The State of Florida —Miami, FL
- $62,000.04 a year
- Bilingual
- Background check
- Microsoft Excel
- Paid holidays
- Health insurance
4d
FINANCIAL INVESTIGATOR-CONSUMER PROTECT - 41000562 1 1
The State of Florida —Miami, FL
- $54,524.34 a year
- Extended hours
- Spanish
- Management
- 5 years
- Paid holidays
- Dental insurance
5d
Senior Auditor
Contact Government Services, LLC —Miami, FL
- $80,000 - $150,000 a year
- Full-time
- Hybrid work
- CPA
- 5 years
- Analysis skills
- Health insurance
- Dental insurance
Quick Apply
Director of Public Communication
Broward County Board of County Commissioners —Fort Lauderdale, FL
- $144,904.22 - $231,266.72 a year
- Full-time
- Marketing
- Office
- Senior level
- Paid training
- Health savings account
LEGAL COUNSEL MANAGER - WATERFORD
FirstBank Florida —Miami, FL
- Computer literacy
- Residential
- Analysis skills
- Flexible schedule
Auditor II
Collier County Clerk of the Circuit Court and Comptroller —Tamiami, FL
- $71,676 a year
- Full-time
- CPA
- Writing skills
- Basic math
Auditor I
Collier County Clerk of the Circuit Court and Comptroller —Tamiami, FL
- $66,268 a year
- Full-time
- CPA
- Writing skills
- Basic math
Senior Associate
Sierra Forensic Group (SFG) —Miami, FL
- Full-time
- Spanish
- Microsoft Access
- CPA
Quick Apply
Staff Accountant
TROPICAL FINANCIAL CREDIT UNION —Miramar, FL
- Full-time
- Customer service
- Ability to walk for extended periods
- Word processing
- Profit sharing
- Paid holidays
Quick Apply
Senior Accountant
Phoenix American Warranty Company Inc —Miami, FL
- $85,000 a year
- Full-time
- Hybrid work
- CPA
- 5 years
- Office
- Health insurance
- Dental insurance
Quick Apply
12d
Collections Operations and Analytics Supervisor
TROPICAL FINANCIAL CREDIT UNION —Miramar, FL
- Full-time
- Spanish
- Ability to walk for extended periods
- English
- Profit sharing
- Paid holidays
Quick Apply
Controller
Grove Bank & Trust —Miami, FL
- Full-time
- Microsoft Word
- CPA
- Office
Quick Apply
11d
Medical Claims Examiner 2
VITAS Healthcare —Miramar, FL
- Full-time
- Hybrid work
- Mid-level
- Office
- Associate's degree
- Disability insurance
- Health insurance
Quick Apply
VP - Employee Compliance, Central Compliance Team CIB
Santander Bank —Miami, FL
- $135,000 - $190,000 a year
- Office
- Master's degree
- Analysis skills
9d
Sr Staff Accountant
TROPICAL FINANCIAL CREDIT UNION —Miramar, FL
- Full-time
- Ability to walk for extended periods
- Word processing
- Office
- Profit sharing
- Paid holidays
Quick Apply
Audit Supervisor (Clerk of the Court and Comptroller)
Miami-Dade County —Miami-Dade County, FL
- $83,864.70 - $144,319.34 a year
- Full-time
- CPA
- 5 years
- Writing skills
Director of Field Claims - Federal Workers' Compensation
AIG —Miami, FL
- Email
- Office
- Analysis skills
- Mentoring
- Health insurance
Quick Apply
Senior Workers' Compensation Claims Examiner - Federal Claims
AIG Claims, Inc. —Miami, FL
- $73,000 - $96,000 a year
- Email
- Customer service
- Writing skills
- Office
- Health insurance
Quick Apply

I want to receive the latest job alert for Financial Examiners in Miami, FL

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

Financial Examiners jobs near Miami, FL

Due Diligence Analyst Level 3 (Alternative/Hedge Funds)

BankUnited, N. A. -
Miami Lakes, FL

Apply Now

Job Details

Qualifications

KYC
Investment
Report preparation
Transaction monitoring
7 years
Investigations regulatory compliance
Coaching
Presentations for conferences or internal meetings
Mid-level
Incident Escalation
Performance management
Suspicious activity investigations
LexisNexis
Disciplinary action management
Hiring
Team management
Bank experience
Team training
Compliance documentation
Risk management
Document review
Interviewing
Fraud risk assessment
Legal research databases
Investigative reports
Customer identification program (CIP)
Certified Anti-Money Laundering Specialist
Escalation handling
Task assignment
Staffing management

Full Job Description

SUMMARY: The primary purpose of this position is to review, assess, and validate customer records to aide in the detection of possible money laundering, terrorist financing, and fraud using risk-based approach methods while ensuring compliance with the Bank's established BSA/AML program.

ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties and special projects may be assigned.

Review KYC for completeness and accuracy as part of customer validation in order to assess and document the risks associated with that customer.
Identify and address items through day-to-day assignments to ensure the Bank's KYC and CIP standards have been met.
Ensure ongoing due diligence efforts and KYC are maintained while identifying substantive changes to customer profiles.
Perform AML Screening/CDD/EDD reviews on prospects and new/existing customers in accordance with the Bank's policies and procedures.
Review and resolve EDD Verifier alerts; escalate findings to Manager when appropriate.
Perform searches utilizing Internet sources and/or third-party vendors (i.e. Google, LexisNexis and/or World Compliance) to determine negative news and obtain due diligence information for prospects and new/existing customers.
Respond to daily inquiries from peers, front-line and management regarding KYC/CIP and due diligence matters, when appropriate.
Communicate effectively with peers, front-line and management when requesting information or documentation and addressing concerns or findings.
Adhere to all designated time frames, manage workflow to the specified deadlines and complete responsibilities in a satisfactory manner.
Thoroughly document findings by preparing reports in a manner that is clear and comprehensible to BSA supervisors/managers, internal auditors and regulatory examiners.
Report and escalate all concerns or negative findings clearly and objectively to Manager.
Interact with bank examiners, internal auditors, and compliance personnel during BSA and AML related audits, if necessary.
Complete all job-related training in a timely manner and attend seminars or continuing education, as directed.
Perform any other assignments as directed by Manager.
Prepare and draft presentations/reports, as needed.
Actively participate in team meetings.
Actively assist the Manager in special projects that are both system related or involve special investigations or reviews.
Maintain close working knowledge of special projects, investigations or reviews and advises Manager of their progress and any matters of concern.
In absence of Manager, ensure proper workflow of customer review process and day-to-day assignments are addressed.
Interact and coordinate with due diligence team to resolve day-to-day issues and escalate to Manager, when appropriate.
Adheres to and complies with applicable, federal and state laws, regulations and guidance, including those related to anti-money laundering (i.e. Bank Secrecy Act, US PATRIOT Act, etc.).
Adheres to Bank policies and procedures and completes required training.
Identifies and reports suspicious activity.

SUPERVISORY RESPONSIBILITIES

Supervises function, projects or services and/or one or more employees, as applicable.
Carries out supervisory responsibilities in accordance with the organization's policies and applicable laws.
Responsibilities include interviewing, hiring, and training employees; planning, assigning, and directing work; appraising performance coaching; rewarding and disciplining employees; addressing complaints and resolving problems.

EDUCATION

College degree preferred

EXPERIENCE

7-9 Years banking experience or equivalent expertise in Anti-Money Laundering/Know Your Customer or Compliance roles, preferably within Alternative Funds Services required

CERTIFICATES, LICENSES, REGISTRATIONS

Certified Anti-Money Laundering Specialist (CAMS) preferred
Anti-Money Laundering Certified Associate (AMLCA) preferred

KNOWLEDGE, SKILLS AND ABILITIES

Alternative Investment Funds legal documentation requirements and understanding
Strong understanding of financial markets, alternative investments, and due diligence processes

ADDITIONAL INFORMATION

Candidates residing in locations within BankUnited's footprint may be given preference.

Requirements:

Candidates residing in locations within BankUnited's footprint may be given preference.

Apply Now

Refine Your Search

Financial Examiners jobs in Miami, FL

Due Diligence Analyst Level 3 (Alternative/Hedge Funds)

Risk Specialist I - Sanctions

FINANCIAL INVESTIGATOR-ECONOMIC CRIMES - 43005194

FINANCIAL INVESTIGATOR-CONSUMER PROTECT - 41000562 1 1

Senior Auditor

Director of Public Communication

LEGAL COUNSEL MANAGER - WATERFORD

Auditor II

Auditor I

Senior Associate

Staff Accountant

Senior Accountant

Collections Operations and Analytics Supervisor

Controller

Medical Claims Examiner 2

VP - Employee Compliance, Central Compliance Team CIB

Sr Staff Accountant

Audit Supervisor (Clerk of the Court and Comptroller)

Director of Field Claims - Federal Workers' Compensation

Senior Workers' Compensation Claims Examiner - Federal Claims

I want to receive the latest job alert for Financial Examiners in Miami, FL

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected